BNY director receives phantom stock award

Goldstein Jeffrey A reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 07/06/2026 - 04:35 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Goldstein Jeffrey A reported acquisition or exercise transactions in this Form 4 filing.

Bank of New York Mellon Corp director Jeffrey A. Goldstein reported receiving an award of 282.4955 phantom stock units of common stock on July 1, 2026 under the company’s Deferred Compensation Plan for Directors. The award was valued at $146.02 per share at grant.

These phantom stock units are payable in Bank of New York Mellon common shares at a specified future date rather than representing an open-market purchase. Following this compensation-related grant, Goldstein’s directly held position associated with this line item increased to 42,762.7336 shares of common stock.

Insider Trade Summary

Grant/Award: 282.4955 shares

Grant/Award 1 txn

Insider Goldstein Jeffrey A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	282.4955	$146.02	$41K

Holdings After Transaction: Common Stock — 42,762.7336 shares (Direct)

Holdings Before and After: Common Stock, 42,480.2381 to 42,762.7336 shares (Direct)

Footnotes (1)

1. F1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Key Figures

Phantom stock units granted: 282.4955 units Grant price per share: $146.02 per share Holdings after transaction: 42,762.7336 shares

3 metrics

Phantom stock units granted 282.4955 units Award to director on July 1, 2026

Grant price per share $146.02 per share Value used for phantom stock award

Holdings after transaction 42,762.7336 shares Director’s direct holdings after grant

Key Terms

phantom stock, Deferred Compensation Plan for Directors, Common Stock

3 terms

phantom stock financial

"Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors"

A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.

Deferred Compensation Plan for Directors financial

"pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors"

A deferred compensation plan for directors is an arrangement that lets board members postpone receiving part of their pay until a later date—often retirement or a set future time—so the money can grow or be paid under specified conditions. Think of it like directing a portion of your paycheck into a locked savings account that pays out later; investors care because it creates future cash or stock obligations, signals how the company motivates and retains leadership, and can affect shareholder value through timing of payouts or potential dilution.

Common Stock financial

"payable at a specified date in shares of The Bank of New York Mellon Corporation common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Bank of New York Mellon (BNY) director Jeffrey Goldstein report in this Form 4?

Jeffrey Goldstein reported receiving 282.4955 phantom stock units of Bank of New York Mellon common stock. The award was granted at $146.02 per share under the Deferred Compensation Plan for Directors and increases his reported direct holdings linked to this plan.

Was Jeffrey Goldstein’s Bank of New York Mellon (BNY) transaction an open-market stock purchase?

No, the Form 4 shows a compensation-related grant of phantom stock units, not an open-market purchase. The award arose from a prior election under the Deferred Compensation Plan for Directors, to be settled later in Bank of New York Mellon common shares.

How many Bank of New York Mellon (BNY) shares does Jeffrey Goldstein hold after this Form 4 transaction?

After the reported phantom stock award, Jeffrey Goldstein’s position associated with this entry is 42,762.7336 shares. This figure reflects his direct holdings reported in the Form 4 following the July 1, 2026 phantom stock grant under the directors’ deferred compensation plan.

What is the value per share of the phantom stock granted to BNY director Jeffrey Goldstein?

The phantom stock units were valued at $146.02 per share at the time of grant. This price applies to the 282.4955 phantom stock units awarded under the Bank of New York Mellon Corporation Deferred Compensation Plan for Directors on July 1, 2026.

What does the Deferred Compensation Plan for Directors mean for BNY share issuance?

The Deferred Compensation Plan for Directors allows directors to receive phantom stock units instead of immediate cash, based on prior elections. These units are payable in Bank of New York Mellon common shares at a specified future date, affecting when actual share delivery occurs.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldstein Jeffrey A

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BNY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		A		282.4955(1)	A	$146.02	42,762.7336	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

	/s/ Jean Weng, Attorney-in-Fact	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)