Broadridge (NYSE: BR) president awarded 51,047 stock options vesting over 4 years

Rhea-AI Filing Summary

Broadridge Financial Solutions president Christopher John Perry received a grant of 51,047 stock options on March 5, 2026. These options carry an exercise price of $0.00 per share, meaning they were granted at no cost to him.

The stock options vest in equal installments over four years, beginning on March 5, 2027. This award increases his directly held derivative securities to 51,047 options, aligning his compensation with the company’s long-term performance.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PERRY CHRISTOPHER JOHN

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$190.89	03/05/2026		A		51,047		03/05/2027(1)	03/05/2036	Common Stock	51,047	$0.0000	51,047	D

Explanation of Responses:

1. Stock options vest equally over 4 years beginning March 5, 2027.

	Maria Allen, Power of Attorney	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Broadridge (BR) president Christopher John Perry receive in this Form 4?

Christopher John Perry received a grant of 51,047 stock options. The options were awarded at an exercise price of $0.00 per share, increasing his directly held derivative position to 51,047 options in Broadridge Financial Solutions, Inc.

When do Christopher John Perry’s new Broadridge (BR) stock options vest?

The stock options vest equally over four years beginning March 5, 2027. This means one-quarter of the 51,047 options becomes exercisable each year, creating a long-term incentive tied to Broadridge’s ongoing performance and Perry’s continued service.

How many Broadridge (BR) stock options does Christopher John Perry hold after this grant?

After the grant, Christopher John Perry holds 51,047 stock options as derivative securities. This entire amount reflects the new award reported, as the total options following the transaction matches the 51,047 options granted on March 5, 2026.

Was Christopher John Perry’s Broadridge (BR) option grant a purchase or a cost-free award?

The grant was a cost-free award with an exercise price of $0.00 per share. It is reported as an acquisition under a grant or award transaction code, rather than an open-market purchase, aligning it with equity-based executive compensation.

What transaction code describes Christopher John Perry’s Broadridge (BR) option grant?

The transaction is coded “A” for a grant, award, or other acquisition. This indicates the options were issued as part of compensation, not bought or sold in the market, and are treated as a derivative security linked to Broadridge common stock.