Welcome to our dedicated page for Broadridge Finl Solutions SEC filings (Ticker: BR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadridge Financial Solutions filings document a NYSE-listed financial technology company with common stock registered under the Exchange Act. The company’s Form 8-K disclosures cover operating and financial results, Regulation FD investor presentations, dividend declarations, board composition changes, annual meeting voting results, and other material events.
Broadridge’s regulatory record also includes capital-structure and securities disclosures tied to its public equity and debt activity, along with governance matters such as director elections, executive compensation votes, auditor ratification, committee assignments, and risk-factor language accompanying investor materials and earnings releases.
Broadridge Financial Solutions director Eileen K. Murray received 167 Deferred Stock Units (DCUs) on 09/17/2025 as reported on a Form 4. The DCUs were granted under Broadridge's 2018 Omnibus Award Plan in connection with her deferral of cash compensation under the Director Deferred Compensation Program. The units vest in full upon grant and will be settled into shares of Broadridge common stock beginning when the director separates from service. Following the grant, Ms. Murray is reported to beneficially own 3,698 shares of common stock. The Form 4 was signed by Maria Allen by power of attorney on 09/19/2025.
Broadridge Financial Solutions director Eileen K. Murray received 167 Deferred Stock Units (DCUs) on 09/17/2025 as reported on a Form 4. The DCUs were granted under Broadridge's 2018 Omnibus Award Plan in connection with her deferral of cash compensation under the Director Deferred Compensation Program. The units vest in full upon grant and will be settled into shares of Broadridge common stock beginning when the director separates from service. Following the grant, Ms. Murray is reported to beneficially own 3,698 shares of common stock. The Form 4 was signed by Maria Allen by power of attorney on 09/19/2025.
Brett Keller, a director of Broadridge Financial Solutions, Inc. (BR), was granted 121 Deferred Stock Units (DCUs) on 09/17/2025 under the 2018 Omnibus Award Plan in connection with his deferral of cash compensation. The DCUs vest in full upon grant, are recorded at a price of $0.0000, and will settle into shares of Broadridge common stock beginning when the director separates from service. After the reported transaction, Mr. Keller beneficially owns 16,006 shares. The grant was reported on Form 4 and signed via power of attorney.
Brett Keller, a director of Broadridge Financial Solutions, Inc. (BR), was granted 121 Deferred Stock Units (DCUs) on 09/17/2025 under the 2018 Omnibus Award Plan in connection with his deferral of cash compensation. The DCUs vest in full upon grant, are recorded at a price of $0.0000, and will settle into shares of Broadridge common stock beginning when the director separates from service. After the reported transaction, Mr. Keller beneficially owns 16,006 shares. The grant was reported on Form 4 and signed via power of attorney.
Broadridge Financial Solutions, Inc. furnished an update that its September 2025 investor presentation has been posted on its website and attached as Exhibit 99.1. The information is provided as a Regulation FD disclosure and is not deemed filed under the securities laws.
The company reiterates that the presentation may contain forward-looking statements based on management’s expectations and assumptions, and highlights multiple risk factors, including regulatory changes, client concentration, cybersecurity threats, market activity, technology change, competition, personnel retention, and the impact of acquisitions and divestitures, all of which could cause actual results to differ materially.
Timothy C. Gokey, CEO of Broadridge Financial Solutions (BR), reported an open-market sale of 5,674 shares on 08/25/2025 under a 10b5-1 trading plan adopted May 14, 2025. The filing shows a weighted-average sale price of $258.3733, with execution prices ranging from $256.24 to $262.46. After the reported dispositions, Mr. Gokey beneficially owned 143,285.0271 shares, held directly. The Form 4 was filed as a single reporting-person filing and was signed by a power of attorney on 08/26/2025. The report includes an undertaking to provide detailed per-price sale information upon request.
Broadridge Financial Solutions filed an amended Current Report (Form 8-K/A) reporting a Term Credit Agreement dated August 21, 2025. The filing lists the agreement as Exhibit 10.1 and identifies JPMorgan Chase Bank, N.A. as Administrative Agent and the company and lenders as parties. The document is signed by Ashima Ghei. No financial terms, borrowing amounts, interest rates, maturity dates or other contractual details are included in the text provided.
Broadridge Financial Solutions filed an amended Current Report (Form 8-K/A) reporting a Term Credit Agreement dated August 21, 2025. The filing lists the agreement as Exhibit 10.1 and identifies JPMorgan Chase Bank, N.A. as Administrative Agent and the company and lenders as parties. The document is signed by Ashima Ghei. No financial terms, borrowing amounts, interest rates, maturity dates or other contractual details are included in the text provided.
Broadridge Financial Solutions, Inc. disclosed in a current report that it has entered into a Term Credit Agreement among the company, the lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent. The filing identifies the credit agreement as an exhibit but does not include any material economic terms, facility size, maturity, covenants, or borrowing details within the disclosed text.
Broadridge Financial Solutions (BR) Form 4 summary: Chief Executive Officer Timothy C. Gokey reported an open-market sale of 5,675 shares of Broadridge common stock on 08/18/2025. The transaction was made pursuant to a 10b5-1 trading plan adopted May 14, 2025. The Form 4 shows a weighted-average price of $260.8683 for the shares, with individual sale prices in the range $260.02 to $261.76. After the reported sale, the filing lists 148,959.0271 shares beneficially owned by the reporting person in a direct form. The filer states they will provide, on request, details on the number of shares sold at each price within the stated range.
Broadridge Financial Solutions (BR) insider transactions summary: The company's CEO, Timothy C. Gokey, executed stock option exercises and sold common shares under a pre-established 10b5-1 plan. On 08/13/2025 he exercised options to acquire 46,561 shares at an exercise price of $93.88 and sold 39,251 shares at a weighted average price of $262.4552. On 08/14/2025 he exercised options to acquire 99,831 shares at $98.31 and sold 84,571 shares at a weighted average price of $259.5296. On 08/15/2025 he sold an additional 11,000 shares at a weighted average price of $259.2871. After these reported transactions the filing shows 154,634.0271 shares beneficially owned.
Broadridge Financial Solutions (BR) filed a Form 144 notifying the proposed sale of 39,251 shares of common stock through Morgan Stanley Smith Barney with an aggregate market value of $10,303,387.50. The filing shows those shares were acquired the same day by exercise of stock options and paid in cash. The company reports 117,129,320 shares outstanding, making the proposed sale roughly 0.034% of outstanding shares. The filer states there were no sales in the past three months and makes the standard representation that they are not aware of undisclosed material adverse information.
Broadridge Financial Solutions (BR) filed a Form 144 reporting an intended sale of 7,036 common shares through Morgan Stanley Smith Barney LLC on the NYSE with an aggregate market value of $1,848,493.70. The filing lists total shares outstanding as 117,129,320 and gives an approximate sale date of 08/12/2025.
The shares were acquired on 08/12/2025 by exercising options under a registered plan from the issuer and the payment method is listed as cash. The notice states there were no securities sold by the person in the past three months and includes the standard representation that the seller is not aware of any undisclosed material adverse information about the issuer.