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Barfresh Food Group Director Ware Expands Stake Through RSU Grant

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alexander H. Ware, Director of Barfresh Food Group (BRFH), reported insider trading activity on June 24, 2025. The transaction involved the acquisition of 19,763 restricted stock units as part of the company's non-employee director compensation plan.

Key details of the transaction:

  • The restricted stock units will vest one day before the 2026 annual stockholders meeting
  • Following the transaction, Ware holds 147,292 shares indirectly through the Alexander Ware Revocable Trust and 1,500 shares directly
  • The indirect ownership is managed through his role as trustee of the Alexander Ware Revocable Trust established on 12/29/04

This Form 4 filing demonstrates continued alignment between director compensation and shareholder interests through equity-based compensation.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WARE ALEXANDER H

(Last) (First) (Middle)
3600 WILSHIRE SUITE 1720

(Street)
LOS ANGELES CA 90005

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [ BRFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/24/2025 A 19,763 A (1) 147,292 I See footnote(2)
Common Stock 1,500 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents director's compensation granted in restricted stock units pursuant to the Issuer's compensation plan for non-employee directors. The restricted stock units vest the day prior to the 2026 annual stockholders meeting.
2. Reporting person exercises voting and dispositive power as trustee of Alexander Ware Revocable Trust u/a/d 12/29/04.
/s/ Alex Ware 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many BRFH shares did Alexander Ware acquire on June 24, 2025?

Alexander Ware acquired 19,763 shares of BRFH common stock on June 24, 2025, in the form of restricted stock units granted as director's compensation.

What is Alexander Ware's total BRFH stock ownership after the June 2025 transaction?

After the transaction, Alexander Ware beneficially owns a total of 148,792 shares of BRFH stock, consisting of 147,292 shares held indirectly through the Alexander Ware Revocable Trust and 1,500 shares held directly.

When do Alexander Ware's BRFH restricted stock units vest?

The restricted stock units granted to Alexander Ware will vest the day prior to BRFH's 2026 annual stockholders meeting.

What is Alexander Ware's role at BRFH?

Alexander Ware serves as a Director of Barfresh Food Group Inc. (BRFH), as indicated by the 'X' marked in the Director box on the Form 4.

How are Alexander Ware's indirect BRFH shares held?

Alexander Ware's indirect shares are held through the Alexander Ware Revocable Trust u/a/d 12/29/04, where he exercises voting and dispositive power as trustee.
Barfresh

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52.29M
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0.23%
Beverages - Non-Alcoholic
Canned, Frozen & Preservd Fruit, Veg & Food Specialties
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United States
LOS ANGELES