Regas‑Bradshaw Trust files Rule 144 notice for Broadway Financial (NASDAQ: BYFC)

Rhea-AI Filing Summary

Regas-Bradshaw Family Trust submitted a Rule 144 notice related to Class A common shares of Broadway Financial Corporation (BYFC). The filing lists several numeric items including 8,600, 80,431.58, and 6,180,445 with a date of 05/26/2026 and indicates Nasdaq as the market. It also itemizes issuer RSUs dated 07/26/2016 (2,404), 01/12/2017 (2,404) and 03/29/2018 (3,792). The filing reports a sale of 1,400 shares on 05/22/2026 with an associated figure of 13,252.01.

Insights

Securities Compliance Analyst

Rule 144 notice lists potential resale quantities and recent sales by an affiliated trust.

The submission names the Regas-Bradshaw Family Trust and identifies Class A common shares of Broadway Financial Corporation (BYFC). The excerpt explicitly lists RSU award dates and amounts (2,404; 2,404; 3,792) and a reported sale of 1,400 shares on 05/22/2026 for 13,252.01.

Cash-flow treatment and the precise relationship between the numeric items (8,600; 80,431.58; 6,180,445) and registered/resale quantities are not further explained in the excerpt; subsequent filings or full text would clarify whether these are share counts, dollar amounts, or other metrics.

Key Figures

Filing date: 05/26/2026 Market: Nasdaq Numeric items listed: 8,600; 80,431.58; 6,180,445 +3 more

6 metrics

Filing date 05/26/2026 date shown near numeric items

Market Nasdaq market listed for Class A common

Numeric items listed 8,600; 80,431.58; 6,180,445 figures appearing in the excerpt adjacent to filing info

Recent sale 1,400 shares sold on 05/22/2026 by Regas-Bradshaw Family TR

Consideration shown 13,252.01 figure listed with the 1,400-share sale on 05/22/2026

RSU awards 2,404; 2,404; 3,792 RSUs dated 07/26/2016, 01/12/2017, 03/29/2018

Key Terms

Rule 144, RSU, Wells Fargo Clearing Services

3 terms

Rule 144 regulatory

"144: Securities Sold During The Past 3 Months"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

RSU financial

"Class A Common | 07/26/2016 | RSU'S | Issuer"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Wells Fargo Clearing Services market

"Wells Fargo Clearing Services 1 North Jefferson Avenue"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/26/2026 - 04:36 PM Learn about SEC filing dates

FAQ

What does the BYFC Form 144 filing report?

The filing reports a Rule 144 notice for Class A common shares and itemizes RSU award amounts of 2,404, 2,404, and 3,792. It also records a sale of 1,400 shares on 05/22/2026 with 13,252.01 shown.

Who is the filer in the BYFC excerpt?

The excerpt names the Regas-Bradshaw Family Trust as a party and references Wells Fargo Clearing Services as a broker. The filing links the trust to Class A common shares of Broadway Financial Corporation.

Which securities and grant dates are listed in the filing?

The filing lists Class A Common RSUs dated 07/26/2016 (2,404), 01/12/2017 (2,404), and 03/29/2018 (3,792) as explicit line items in the excerpt.

Does the filing show recent sales or transfers?

Yes. The excerpt shows a sale of 1,400 shares on 05/22/2026 with a corresponding figure of 13,252.01 listed alongside the transaction details.

Is the market for the shares specified?

The excerpt explicitly lists Nasdaq as the market associated with the Class A common shares referenced in the filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A common	Wells Fargo Clearing Services 1 North Jefferson Avenue St. Louis MO 63103	8600	80431.58	6180445	05/26/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	07/26/2016	RSU'S	Issuer			2404	07/26/2016	N/A
Class A Common	01/12/2017	RSU'S	Issuer			2404	01/12/2017	N/A
Class A Common	03/29/2018	RSU'S	Issuer			3792	03/29/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Regas-Bradshaw Family TR 4601 Wilshire Boulevard, Suite 150 Los Angeles CA 90010	Broadway Financial Corporation	05/22/2026	1400	13252.01

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)