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CASS (CASS) director receives 301-share restricted stock bonus grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LINDEMANN JAMES J reported acquisition or exercise transactions in this Form 4 filing.

CASS INFORMATION SYSTEMS INC director James J. Lindemann received a grant of 301 shares of Common Stock on March 19, 2026. The shares were awarded at $43.15 per share and are described as restricted stock bonus shares that are subject to vesting and potential forfeiture. After this award, Lindemann directly holds a total of 33,912 shares of CASS common stock.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LINDEMANN JAMES J

(Last)(First)(Middle)
12444 POWERSCOURT DRIVE
SUITE 550

(Street)
ST. LOUIS MISSOURI 63131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CASS INFORMATION SYSTEMS INC [ CASS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/19/2026A301A$43.1533,912(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes restricted stock bonus shares, subject to vesting and forfeiture.
Remarks:
/s/ James J. Lindemann03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CASS director James J. Lindemann report?

James J. Lindemann reported receiving a grant of 301 shares of CASS common stock. The award is classified as a grant or other acquisition, increasing his directly held stake in the company to 33,912 shares following the transaction.

On what date did James J. Lindemann receive the CASS stock award?

The stock award to James J. Lindemann was dated March 19, 2026. This date marks when the 301 shares of CASS common stock were granted and recorded, contributing to his post-transaction direct ownership of 33,912 shares.

What type of CASS shares did James J. Lindemann acquire in this Form 4 filing?

James J. Lindemann acquired CASS common stock through a stock grant. The filing describes the 301-share award as restricted stock bonus shares, which are subject to vesting conditions and possible forfeiture rather than being immediately unrestricted common shares.

What was the reported price for the CASS shares granted to James J. Lindemann?

The 301 CASS common shares granted to James J. Lindemann were reported at $43.15 per share. This price is the value used in the Form 4 for the grant, reflecting the award’s per-share valuation on the grant date.

How many CASS shares does James J. Lindemann hold after this transaction?

After the grant of 301 shares, James J. Lindemann directly holds 33,912 shares of CASS common stock. This total includes the newly awarded restricted stock bonus shares that remain subject to vesting and forfeiture conditions noted in the filing footnote.

Are the CASS shares granted to James J. Lindemann immediately vested?

The filing states that the grant includes restricted stock bonus shares subject to vesting and forfeiture. This means the 301 CASS shares are not fully vested immediately and may be forfeited if vesting conditions are not satisfied over time.
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