Welcome to our dedicated page for Caterpillar SEC filings (Ticker: CAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Caterpillar Inc. (NYSE: CAT) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual and quarterly reports when available, and other materials that describe key events, financial results, capital structure and governance changes for Caterpillar.
Form 8-K filings for Caterpillar often report material events such as leadership transitions, updates to bylaws, results of operations and financial condition, and significant financing arrangements. For example, recent 8-K reports have described a board leadership transition in which the Chief Executive Officer is scheduled to assume the role of Chairman of the Board, amendments to the company’s bylaws regarding the Lead Independent Director title, and new or amended revolving credit facilities and related covenants.
Other 8-K filings referenced by Caterpillar cover quarterly financial results, supplemental information on retail sales of machines and power systems, and updates on the estimated impact of tariffs on operating margins. These filings can help readers understand how external factors and financing decisions affect Caterpillar’s Construction Industries, Resource Industries, Power & Energy and Financial Products segments.
On Stock Titan, users can review Caterpillar’s filings in sequence and use AI-powered summaries to interpret complex documents. AI summaries highlight key sections of lengthy reports, explain technical terms and point out notable items such as changes in board composition, new credit agreements, or commentary on tariffs and other business conditions. The filings page also surfaces information related to securities registered under Section 12(b), including Caterpillar’s common stock (CAT) and 5.3% debentures due September 15, 2035 (CAT35).
By combining real-time updates from EDGAR with AI-generated insights, this page helps investors, analysts and researchers quickly locate and understand the Caterpillar disclosures most relevant to their interests, whether they are focused on governance, financing arrangements, operating performance or segment-level developments.
Caterpillar Group President Jason Kaiser reported an open-market sale of company stock. On February 12, 2026, he sold 1,690 shares of Caterpillar common stock at a price of $776.70 per share.
After this transaction, Kaiser directly owned 8,661 shares of Caterpillar common stock. He also had an additional 368 shares held indirectly through a 401(k) plan, with that information based on a statement dated January 31, 2026.
Caterpillar Inc. reported 2025 sales and revenues of $67.589 billion, reinforcing its position in construction, mining, energy and rail equipment. The company operates through Machinery, Power & Energy and Financial Products, supported by a large independent dealer and financing network.
Caterpillar’s order backlog reached $51.2 billion at December 31, 2025, up from $30.0 billion a year earlier, with $19.3 billion expected beyond 2026. The workforce grew to 118,000 full‑time employees, and the recordable injury rate improved to 0.41 from 0.43, highlighting ongoing safety efforts.
Caterpillar Inc. group president Bob De Lange reported equity compensation activity in company common stock. On February 10, 2026, he acquired 9,055 shares at $0 per share through a grant or award. The same day, 4,011 shares were disposed of at $744.83 per share to satisfy tax obligations from vesting performance-based restricted stock units granted March 6, 2023. After these transactions, he directly owned 84,997 Caterpillar common shares.
Caterpillar Inc. Group President Denise C. Johnson reported stock transactions involving company common shares. On February 10, 2026, she acquired 9,055 shares of Caterpillar common stock in a grant or award at a stated price of $0 per share, increasing her direct holdings.
On the same date, 3,563 shares were disposed of at $744.83 per share, representing shares withheld to satisfy tax obligations from the vesting of performance-based restricted stock units granted March 6, 2023. After these transactions, she directly owned 48,842 common shares of Caterpillar.
Caterpillar Inc. Chief Executive Officer Joseph E. Creed reported equity compensation and related tax withholding transactions. On February 10, 2026, he acquired 9,055 shares of common stock at $0 per share as a grant or award, increasing his directly held shares to 37,346, including adjustments for dividends accrued.
On the same date, 3,366 shares were disposed of at $744.83 per share to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted March 6, 2023, leaving 33,980 directly owned shares. He also has 11,758 shares held indirectly through a 401(k) plan based on a statement dated January 31, 2026.
Caterpillar Inc. Chief Financial Officer Andrew Bonfield reported equity compensation activity in company common stock. On February 10, 2026, he acquired 10,907 shares of Caterpillar common stock in a grant priced at $0 per share, increasing his direct holdings.
On the same date, 4,299 shares were disposed of at $744.83 per share to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 6, 2023. After these transactions, Bonfield directly owned 52,069 Caterpillar shares.
Caterpillar Inc.’s Executive Chairman Donald J. Umpleby III reported equity compensation and related tax withholding. On February 10, 2026, he received a grant of 34,986 shares of common stock at $0 per share, described as a grant, award, or other acquisition.
On the same date, 13,571 shares of common stock at $744.83 per share were withheld to satisfy tax obligations from vesting performance-based restricted stock units granted March 6, 2023. After these transactions, he directly held 467,294 common shares, with additional indirect holdings of 59,000 shares in an irrevocable trust for descendants, 36,060 shares in a children’s irrevocable trust, and 1,031 shares held in a 401(k) plan based on a January 31, 2026 statement.
Caterpillar Inc. Group President Rodney Michael Shurman reported equity compensation activity involving company common stock. On February 10, 2026 he acquired 2,469 shares of Caterpillar common stock at $0 per share as a grant or award, bringing his directly held stake after that transaction to 4,091 shares.
On the same date, 887 shares were disposed of at $744.83 per share to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 6, 2023, leaving him with 3,204 directly owned shares. In addition, he has 6,748 shares held indirectly through a 401(k) plan, with that information based on a plan statement dated January 31, 2026.
Caterpillar Inc. Chief Accounting Officer William E. Schaupp reported equity compensation activity on February 10, 2026. He acquired 638 shares of common stock at $0 per share as a grant or award, increasing his direct holdings to 1,962 shares before tax withholding. On the same date, 165 shares were disposed of at $744.83 per share to satisfy tax obligations from the vesting of performance-based restricted stock units granted on March 6, 2023, leaving him with 1,796 directly held shares of Caterpillar common stock.