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Caterpillar Inc. CFO Emeritus Andrew R. J. Bonfield reported option exercises, a share sale, and tax withholding-related dispositions in company stock. He exercised employee stock options for 23,054 shares of common stock at strike prices of $253.98, $332.04 and $338.65 per share.
On the same date, he sold 15,674 shares of Caterpillar common stock in an open-market transaction at a weighted average price of $918.71 per share, with individual trades ranging from $918.50 to $919.33. An additional 7,380 shares were disposed of to satisfy tax obligations. After these transactions, he directly holds 52,935 shares of Caterpillar common stock.
CATERPILLAR INC Group President Jason Kaiser reported a gift of company stock. He made a bona fide gift transfer of 294 shares of Caterpillar common stock at a stated price of $0.00 per share, which represents a donation to a Donor Advised Fund.
After this gift, Kaiser directly holds 9,300 shares of Caterpillar common stock. He also has an indirect holding of 368 shares through a 401(k) plan, based on a plan statement dated as of April 30, 2026.
Caterpillar Inc. group president Rodney Michael Shurman reported an option exercise paired with same-day stock sales. On May 5, 2026, he exercised 5,639 employee stock options at $253.98 per share into common stock, then sold 487 shares at a weighted average price of $903.55 and 5,152 shares at $903.14 in open-market transactions executed in multiple trades. He also reported indirectly held common stock in a 401(k) plan, based on a statement dated April 30, 2026.
Caterpillar (CAT) submitted a Form 144 notice related to the proposed sale of 24,222 shares of Common Stock through a stock option exercise on 05/06/2026. The filing records a prior sale of 12,507 shares on 02/11/2026 by Bob De Lange.
Anthony Fassino files a Form 144 to sell 9,152 shares of Common Stock by stock option exercise on 05/06/2026. The notice lists a prior sale of 7,891 shares on 02/13/2026 with an aggregate amount of $6,130,507.64. The sale is reported through Morgan Stanley Smith Barney LLC and identified as an issuer-related stock option exercise for cash.
Caterpillar Inc. reported strong Q1 2026 results, with total sales and revenues of $17,415 million, up from $14,249 million a year earlier. Profit attributable to common shareholders rose to $2,549 million, compared with $2,003 million, as higher Machinery, Power & Energy sales drove operating profit.
Basic profit per common share increased to $5.50 from $4.22, while net cash provided by operating activities improved to $1,870 million. The company continued heavy capital returns, repurchasing 5.6 million shares for $3.7 billion and entering into $4.50 billion of accelerated share repurchase agreements.
Caterpillar Inc. Group President Jason Kaiser exercised employee stock options and sold shares of common stock. He exercised 7,917 options at $253.98 per share, then sold 5,642 shares in an open-market transaction at $883.03 per share and had 2,275 shares withheld to cover tax obligations.
After these transactions, Kaiser holds 9,594 shares of Caterpillar common stock directly and 368 shares indirectly through a 401(k) plan based on a statement dated April 30, 2026. No remaining derivative (option) position is shown in this filing.
Caterpillar (CAT) Form 144 notice: proposed resale of Common Stock via Morgan Stanley Smith Barney LLC. The filing lists multiple stock option exercises dated 05/05/2026 with line items of 361, 2,639, and 2,639 shares. The filing also discloses past sales by Rodney M. Shurman: 2,278 shares on 02/23/2026 for $1,730,402.06 and 1,764 shares on 02/17/2026 for $1,346,611.14.
Caterpillar Inc. director David MacLennan made an open-market purchase of the company’s common stock. He bought 250 shares at a price of $876.84 per share. After this transaction, his direct ownership increased to 8,206 shares, reflecting a relatively small, routine addition to his existing stake.