[144] Cathay General Bancorp SEC Filing

Rhea-AI Filing Summary

Cathay General Bancorp (CATY) insider sale notice: The filer reports a proposed sale of 1,000 common shares via Charles Schwab with an aggregate market value of $60,550. The shares were acquired on 05/28/2024 as a restricted stock award and the payment type is listed as equity compensation. The approximate sale date is 09/03/2025 on Nasdaq. No other sales in the past three months are reported.

Insights

Financial Analyst

TL;DR: Routine insider notice for a small restricted-stock sale; unlikely to be materially market-moving.

The filing discloses a proposed sale of 1,000 shares valued at $60,550, originating from a restricted stock award granted 05/28/2024 and to be sold on or about 09/03/2025 through Charles Schwab on Nasdaq. Given the issuer's stated outstanding shares (69,093,418), this sale represents a de minimis fraction of float and appears to be a scheduled disposition rather than a company-altering event.

Corporate Governance Expert

TL;DR: Compliance-focused disclosure consistent with Rule 144; no governance concerns apparent from this notice alone.

The form meets Rule 144 disclosure requirements by identifying acquisition date, nature (restricted stock award), and planned broker and sale date. The signer affirms absence of undisclosed material adverse information. There is no report of additional controlled-party sales in the previous three months, reducing immediate governance red flags in this filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	1000	60550.00	69093418	09/03/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Commmon	05/28/2024	Restricted Stock Award	Issuer			1000	05/28/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What securities does the CATY Form 144 propose to sell?

The notice proposes sale of 1,000 common shares of Cathay General Bancorp.

When were the shares in the CATY Form 144 acquired?

The shares were acquired on 05/28/2024 as a restricted stock award from the issuer.

What is the aggregate market value and planned sale date listed?

Aggregate market value is $60,550 and the approximate date of sale is 09/03/2025.

Through which broker will the CATY shares be sold?

The notice lists Charles Schwab (address: 3000 Schwab Way, Westlake TX 76262) as the broker.

Has the filer sold any CATY securities in the past three months?

The filing states "Nothing to Report" for securities sold during the past three months.