Welcome to our dedicated page for C1 Fund SEC filings (Ticker: CFND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C1 Fund Inc.'s SEC filings reveal critical information about portfolio composition, net asset value calculations, and investment strategy execution that standard financial news may not capture. As a closed-end fund investing in private digital asset infrastructure companies, the fund's quarterly and annual reports provide detailed breakdowns of each portfolio holding's valuation methodology, ownership percentage, and contribution to overall fund performance.
The fund's 10-Q and 10-K filings include comprehensive schedules of investments, listing each portfolio company with its fair value, cost basis, and percentage of net assets. These disclosures allow investors to assess portfolio concentration risk, valuation changes between reporting periods, and the fund's progress deploying capital across target infrastructure categories. Understanding which companies receive increased allocations versus which positions are reduced provides insight into management's evolving assessment of opportunities within the digital asset infrastructure sector.
Form 4 filings track insider transactions by fund directors and executives, offering transparency into whether management is accumulating or reducing personal stakes alongside public shareholders. These filings can signal management's confidence in the fund's valuation relative to net asset value, particularly when the fund trades at significant premiums or discounts to its underlying portfolio value.
Proxy statements (DEF 14A) disclose management compensation structures, board composition, and governance policies specific to closed-end investment companies. For C1 Fund, these filings reveal how management fees are calculated, what performance incentives exist, and how the fund's governance structure aligns with shareholder interests. Understanding the fee structure is essential for evaluating whether management incentives support long-term value creation or prioritize asset gathering.
Material event filings (8-K) document significant portfolio developments, including major investment announcements, portfolio company exits, or changes to the fund's investment strategy. These real-time disclosures supplement quarterly reporting cycles, ensuring investors receive timely notification of events that could materially impact net asset value or the fund's ability to execute its investment mandate.
C1 Fund Inc. officer Elliot Han reported an open-market purchase of the company’s common stock. On 12/17/2025, Han, who serves as Chief Investment Officer, bought 5,000 shares of C1 Fund Inc. common stock at a price of $4.81 per share, coded as a purchase transaction. Following this trade, Han beneficially owns 5,000 common shares, held in direct ownership.
C1 Fund Inc. filed an initial insider ownership report for officer Elliot Han. The filing shows that Han, who serves as Chief Investment Officer of C1 Fund Inc. (symbol CFND), currently reports beneficial ownership of 0 shares of the company’s common stock, held directly. The report also shows no derivative securities, such as options or warrants, beneficially owned at this time. This establishes a baseline disclosure of Han’s holdings as of the stated event date.
C1 Fund Inc. Chief Executive Officer and director Najamul Hasan Kidwai reported acquiring 12,030 shares of common stock on 12/15/2025 at $4.93 per share. Following this transaction, he beneficially owned 30,130 shares of C1 Fund common stock directly and 207,607 shares indirectly through C1 Group LLC.
C1 Fund Inc. director Scott Reed reported buying additional common stock in December 2025. On 12/11/2025, he purchased 4,500 shares at $5.13 per share, and on 12/12/2025 he bought 500 shares at $5.02 per share.
After these transactions, records show 32,000 shares held directly and 65,500 shares held indirectly through the WA Reed Family 2015 Trust.
C1 Fund Inc. director reports stock purchases. A reporting person serving as a director of C1 Fund Inc. (symbol CFND) bought common stock in two open-market transactions on 12/04/2025. One purchase was 10,000 shares at $5.21 per share held indirectly through the WA Reed Family 2015 Trust, bringing that indirect holding to 65,000 shares. The other purchase was 2,500 shares at $5.25 per share held directly, increasing the director’s direct ownership to 27,500 shares. No derivative securities were reported.
C1 Fund Inc. reported an insider share purchase by its Chief Executive Officer and director, Najamul Hasan Kidwai. On 12/05/2025, he bought 9,100 shares of C1 Fund common stock in an open-market transaction coded "P" at a price of $5.40 per share.
After this transaction, he directly owns 18,100 common shares of C1 Fund. He also has indirect beneficial ownership of 207,607 common shares through C1 Group LLC. The filing is made on Form 4, which discloses changes in ownership by company insiders.
C1 Fund Inc. insider trade: Chief Executive Officer and Director Najamul Hasan Kidwai reported buying common stock of C1 Fund Inc. (CFND). On 12/03/2025, he acquired 9,000 shares of common stock in an open market purchase at a price of $5.33 per share. After this transaction, he holds 9,000 shares directly and 207,607 shares indirectly through C1 Group LLC. This filing reflects an increase in his personal exposure to the company’s equity.
C1 Fund Inc. director reports open-market share purchase
A director of C1 Fund Inc. (CFND), filing individually, reported buying 1,693 shares of common stock in an open-market transaction on 11/21/2025. The transaction was coded as a purchase at a price of $5.91 per share. Following this trade, the director beneficially owns 1,693 common shares, held directly. No derivative securities were reported in this filing.
C1 Fund Inc. director Scott Reed reported an open-market purchase of the company’s common stock. On 12/03/2025, he bought 6,500 shares of C1 Fund Inc. at a price of $5.31 per share, indicating a personal increase in his equity stake.
Following this transaction, Reed beneficially owns 25,000 shares directly and an additional 55,000 shares indirectly through the WA Reed Family 2015 Trust. This filing shows how much stock a company insider currently holds after the purchase.
C1 Fund Inc. director Scott Reed reported buying additional shares of the company’s common stock. On 12/01/2025, he purchased 5,000 shares of C1 Fund Inc. common stock at $5.37 per share through the WA Reed Family 2015 Trust, which is reported as indirectly owned. After this transaction, that trust held 55,000 shares.
On the same date, he also directly purchased 8,500 shares of C1 Fund Inc. common stock at $5.33 per share. Following this direct purchase, he beneficially owned 18,500 shares directly. The filing confirms he is a director of C1 Fund Inc. and that the report is filed for one reporting person.