STOCK TITAN

Carlyle Group (CG) general counsel gains 1,274 dividend units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc. reported that General Counsel Jeffrey W. Ferguson acquired 1,274 shares of common stock at $0.00 per share. These represent dividend equivalent units credited on existing time-vesting restricted stock unit awards tied to the company’s quarterly dividend. After this award, he holds 783,474 shares directly.

Positive

  • None.

Negative

  • None.
Insider Ferguson Jeffrey W.
Role General Counsel
Type Security Shares Price Value
Grant/Award Common Stock 1,274 $0.00 --
Holdings After Transaction: Common Stock — 783,474 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares acquired 1,274 shares Dividend equivalent units on RSU awards
Transaction price $0.00 per share Compensation-related grant, not market purchase
Shares held after 783,474 shares Direct ownership following the award
Transactions acquiring 1 transaction Non-derivative acquisition in this Form 4
dividend equivalent units financial
"Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards"
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
time-vesting restricted stock unit awards financial
"accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported"
quarterly dividend financial
"in connection with the issuer's quarterly dividend"
A quarterly dividend is a payment a company gives to its shareholders four times a year, usually as a share of its profits. It's like getting a small bonus every few months for owning the company's stock, which can provide a steady income. Investors watch these payments to see how well a company is doing and whether it’s a good investment.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ferguson Jeffrey W.

(Last)(First)(Middle)
1001 PENNSYLVANIA AVENUE, NW

(Street)
WASHINGTON DISTRICT OF COLUMBIA 20004

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/28/2026A(1)1,274A$0783,474D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.
Remarks:
/s/ Anne K. Frederick by power of attorney for Jeffrey W. Ferguson05/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Carlyle Group (CG) report for Jeffrey W. Ferguson?

Carlyle Group reported that General Counsel Jeffrey W. Ferguson received 1,274 shares of common stock. The shares were awarded as dividend equivalent units tied to existing restricted stock unit awards, not an open-market purchase or sale.

How many Carlyle Group (CG) shares did Jeffrey W. Ferguson acquire in this filing?

Jeffrey W. Ferguson acquired 1,274 shares of Carlyle Group common stock. These shares reflect dividend equivalent units credited in connection with the company’s quarterly dividend on his previously granted time-vesting restricted stock unit awards.

What was the price per share for Jeffrey W. Ferguson’s new Carlyle Group (CG) units?

The reported price per share for Jeffrey W. Ferguson’s newly acquired Carlyle Group shares was $0.00. This indicates they were granted as compensation-related dividend equivalent units rather than purchased in the open market.

What are dividend equivalent units in the Carlyle Group (CG) Form 4 filing?

Dividend equivalent units are additional share units credited in connection with cash dividends. For Carlyle Group, 1,274 such units were accrued on Ferguson’s existing time-vesting restricted stock unit awards when the company paid its quarterly dividend.

How many Carlyle Group (CG) shares does Jeffrey W. Ferguson hold after this transaction?

After receiving the 1,274 dividend equivalent units, Jeffrey W. Ferguson holds 783,474 shares of Carlyle Group common stock directly. This updated total reflects his position following the compensation-related award reported in the Form 4.