Carlyle Group (CG) CEO Harvey Schwartz receives 20,743 dividend equivalent units

Rhea-AI Filing Summary

Carlyle Group Inc. reported that Chief Executive Officer Harvey M. Schwartz acquired 20,743 shares of common stock at a price of $0.00 per share. These were issued as dividend equivalent units tied to previously granted time-based and performance-based restricted stock units in connection with the company’s quarterly dividend. Following this routine compensation-related acquisition, Schwartz directly holds 5,254,122 shares of Carlyle Group common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider SCHWARTZ HARVEY M

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	20,743	$0.00	--

Holdings After Transaction: Common Stock — 5,254,122 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Dividend equivalent units granted: 20,743 shares Grant price per share: $0.00 per share Shares held after transaction: 5,254,122 shares +1 more

4 metrics

Dividend equivalent units granted 20,743 shares Common Stock grant on 2026-05-28 (code A)

Grant price per share $0.00 per share Compensation-related stock grant, not open-market purchase

Shares held after transaction 5,254,122 shares Total direct Carlyle Group common stock holdings of CEO

Original RSU grant date February 15, 2023 Underlying time-based and performance-based RSU awards

Key Terms

dividend equivalent units, restricted stock unit, performance-based restricted stock unit awards, quarterly dividend

4 terms

dividend equivalent units financial

"Represents dividend equivalent units accrued on existing time-based and performance-based restricted stock unit awards"

Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.

restricted stock unit financial

"existing time-based and performance-based restricted stock unit awards granted on February 15, 2023"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

performance-based restricted stock unit awards financial

"performance-based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported"

quarterly dividend financial

"in connection with the issuer's quarterly dividend"

A quarterly dividend is a payment a company gives to its shareholders four times a year, usually as a share of its profits. It's like getting a small bonus every few months for owning the company's stock, which can provide a steady income. Investors watch these payments to see how well a company is doing and whether it’s a good investment.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCHWARTZ HARVEY M

(Last) (First) (Middle)

1001 PENNSYLVANIA AVENUE, NW

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/28/2026		A(1)		20,743	A	$0	5,254,122	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalent units accrued on existing time-based and performance-based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Remarks:

	/s/ Anne K. Frederick by power of attorney for Harvey M. Schwartz	05/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Carlyle Group (CG) CEO Harvey Schwartz report in this Form 4?

Harvey Schwartz reported acquiring 20,743 Carlyle Group common shares at $0.00 per share. The shares represent dividend equivalent units credited on existing restricted stock unit awards, linked to the company’s quarterly dividend, and are compensation-related rather than an open-market purchase.

How many Carlyle Group (CG) shares does Harvey Schwartz hold after this transaction?

After this transaction, Harvey Schwartz directly holds 5,254,122 shares of Carlyle Group common stock. This total includes the 20,743 dividend equivalent units credited in connection with the quarterly dividend on previously granted restricted stock unit awards.

What are the 20,743 Carlyle Group (CG) shares granted to Harvey Schwartz?

The 20,743 shares are dividend equivalent units accrued on existing time-based and performance-based restricted stock unit awards granted on February 15, 2023. They were credited in connection with Carlyle Group’s quarterly dividend and will vest under the same schedule as the original awards.

Did Harvey Schwartz buy Carlyle Group (CG) shares on the open market?

No, Harvey Schwartz did not buy shares on the open market. The Form 4 shows an “A” code grant representing dividend equivalent units credited at $0.00 per share as part of his equity compensation tied to prior restricted stock unit grants.

How do the new Carlyle Group (CG) dividend equivalent units vest for Harvey Schwartz?

The dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying time-based and performance-based restricted stock unit awards. Those original awards were granted on February 15, 2023, and govern the vesting of these additional units.