CNH Industrial director granted 5,634 RSUs

CNH Industrial N.V. director Vagn O. Sorensen reported a compensation-related equity award.

Accepted by SEC EDGAR 05/27/2026 - 02:59 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CNH Industrial N.V. director Vagn O. Sorensen reported a compensation-related equity award. On May 26, 2026, he was granted 5,634 Restricted Share Units (RSUs), which convert into common shares on a one-for-one basis. After this grant, he holds 5,634 RSUs directly.

The RSUs vest on the earlier of the first anniversary of the grant date, May 26, 2027, or the first annual general meeting after the grant date. This filing reflects an award of equity, not an open-market purchase or sale of CNH Industrial shares.

Insider Trade Summary

Grant/Award: 5,634 shares

Grant/Award 1 txn

Insider Sorensen Vagn O

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units	5,634	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 5,634 contracts (Direct)

Holdings Before and After: Restricted Share Units, 0 to 5,634 contracts (Direct)

Footnotes (2)

1. F1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
2. F2. On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.

Key Figures

RSUs granted: 5,634 units Total RSUs after grant: 5,634 units RSU conversion ratio: 1 RSU : 1 common share +1 more

4 metrics

RSUs granted 5,634 units Grant to director Vagn O. Sorensen on May 26, 2026

Total RSUs after grant 5,634 units Holdings following reported transaction

RSU conversion ratio 1 RSU : 1 common share RSUs convert into CNH common shares

Vesting date trigger May 26, 2027 Earlier of first anniversary or first AGM after grant

Key Terms

Restricted Share Units, RSUs, vest, annual general meeting

4 terms

Restricted Share Units financial

"Restricted share units ("RSUs") convert into common shares on a one-for-one basis."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

RSUs financial

"On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary..."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

vest financial

"was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date..."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

annual general meeting financial

"or the first annual general meeting after the grant date."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CNH director Vagn O. Sorensen report on Form 4 for CNH?

Vagn O. Sorensen reported receiving a grant of 5,634 Restricted Share Units. These RSUs are a form of equity compensation that will convert into common shares on a one-for-one basis once the vesting conditions are satisfied.

How many CNH Industrial RSUs were granted to Vagn O. Sorensen in this filing?

The filing shows a grant of 5,634 Restricted Share Units to Vagn O. Sorensen. Each RSU represents the right to receive one CNH Industrial common share when the vesting conditions described in the filing are met.

When do Vagn O. Sorensen’s 5,634 CNH RSUs vest according to the Form 4?

The RSUs vest on the earlier of the first anniversary of the grant date, May 26, 2027, or the first annual general meeting after the grant date. Vesting must occur before the RSUs convert into CNH Industrial common shares.

Is Vagn O. Sorensen buying or selling CNH Industrial shares in this Form 4?

The Form 4 reports a grant of 5,634 Restricted Share Units, not an open-market buy or sell transaction. It reflects equity compensation awarded to Sorensen, which may later convert into common shares when vesting conditions are met.

What does one-for-one conversion of CNH RSUs into common shares mean?

One-for-one conversion means each Restricted Share Unit entitles the holder to receive one CNH Industrial common share upon vesting. For 5,634 RSUs, this would correspond to 5,634 common shares if all vesting conditions are fully satisfied.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sorensen Vagn O

(Last) (First) (Middle)

C/O CNH INDUSTRIAL N.V.

CRANES FARM ROAD, BASILDON

(Street)

ESSEX UNITED KINGDOM SS14 3AD

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(1)	05/26/2026		A		5,634		(2)	(2)	Common Shares	5,634	$0	5,634	D

Explanation of Responses:

1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.

2. On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.

	/s/ Eric Mathison, attorney-in-fact	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)