STOCK TITAN

CNH Industrial (NYSE: CNH) director granted 5,634 RSUs tied to common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CNH Industrial N.V. director Richard Keith Palmer received a grant of 5,634 Restricted Share Units (RSUs) tied to the company’s common shares. The RSUs convert into common shares on a one-for-one basis. They vest on the earlier of the first anniversary of the grant date, May 26, 2027, or the first annual general meeting after the grant date. Following this award, Palmer holds 5,634 RSUs directly, and the filing shows no open-market buying or selling activity.

Positive

  • None.

Negative

  • None.
Insider Palmer Richard Keith
Role null
Type Security Shares Price Value
Grant/Award Restricted Share Units 5,634 $0.00 --
Holdings After Transaction: Restricted Share Units — 5,634 shares (Direct, null)
Footnotes (1)
  1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis. On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.
RSUs granted 5,634 units Restricted Share Units granted to director on May 26, 2026
Underlying common shares 5,634 shares Each RSU converts into one common share
Vesting date May 26, 2027 Vests on first anniversary of grant or earlier AGM
Post-transaction RSU holdings 5,634 RSUs Total RSUs held directly after reported grant
Restricted Share Units financial
"Restricted share units ("RSUs") convert into common shares on a one-for-one basis."
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
RSUs financial
"On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary..."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
grant financial
"On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary..."
annual general meeting financial
"...or the first annual general meeting after the grant date."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Palmer Richard Keith

(Last)(First)(Middle)
C/O CNH INDUSTRIAL N.V.
CRANES FARM ROAD, BASILDON

(Street)
ESSEXUNITED KINGDOMSS14 3AD

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units(1)05/26/2026A5,634 (2) (2)Common Shares5,634$05,634D
Explanation of Responses:
1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
2. On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.
/s/ Eric Mathison, attorney-in-fact05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did CNH (CNH) director Richard Keith Palmer report in this Form 4?

Richard Keith Palmer reported receiving 5,634 Restricted Share Units. These RSUs are linked to CNH Industrial N.V. common shares and are recorded as a grant, with no open-market purchase or sale activity reported in this filing.

How many CNH (CNH) Restricted Share Units were granted to Richard Keith Palmer?

The filing shows a grant of 5,634 Restricted Share Units. These RSUs each correspond to one CNH Industrial N.V. common share upon conversion, giving Palmer 5,634 underlying common shares tied to this award after the transaction.

What are the vesting terms of Richard Keith Palmer’s CNH (CNH) RSU grant?

The 5,634 RSUs vest on the earlier of two events. Vesting occurs on the first anniversary of the May 26, 2026 grant date, which is May 26, 2027, or on the date of the first annual general meeting after the grant.

Do Richard Keith Palmer’s CNH (CNH) RSUs convert into common shares?

Yes, the RSUs convert into CNH Industrial N.V. common shares on a one-for-one basis. Each of the 5,634 Restricted Share Units represents the right to receive one common share when the units vest and settle.

Does this CNH (CNH) Form 4 show any open-market buying or selling by Richard Keith Palmer?

No, the Form 4 records a grant classified as an acquisition of derivative securities. The reported transaction is a grant of 5,634 RSUs at a stated price of zero, with no open-market share purchases or sales disclosed.

How many CNH (CNH) RSUs does Richard Keith Palmer hold after this transaction?

After this grant, the filing shows Richard Keith Palmer holding 5,634 Restricted Share Units directly. These units are all tied to CNH Industrial N.V. common shares and reflect the total derivative position reported in this Form 4.