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CNH Industrial (CNH) director Lorenzo Simonelli awarded 5,634 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CNH Industrial N.V. director Lorenzo Simonelli received a grant of 5,634 restricted share units (RSUs). These RSUs were awarded on May 26, 2026 and convert into common shares on a one-for-one basis. They vest on the earlier of the first anniversary of the grant date or the first annual general meeting after the grant date. Following this compensation-related award, Simonelli holds 5,634 RSUs directly in respect of CNH Industrial common shares.

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Insider Simonelli Lorenzo
Role null
Type Security Shares Price Value
Grant/Award Restricted Share Units 5,634 $0.00 --
Holdings After Transaction: Restricted Share Units — 5,634 shares (Direct, null)
Footnotes (1)
  1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis. On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.
RSUs granted 5,634 RSUs Grant on May 26, 2026
Underlying common shares 5,634 shares One-for-one RSU conversion
RSUs after transaction 5,634 RSUs Total restricted share units held following grant
Vesting date reference May 26, 2027 or first AGM Earlier of first anniversary of grant or first annual general meeting
Restricted Share Units financial
"Restricted Share Units ("RSUs") convert into common shares on a one-for-one basis."
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
RSUs financial
"the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
annual general meeting financial
"vesting on the earlier of the first anniversary of the grant date or the first annual general meeting after the grant date"
grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Simonelli Lorenzo

(Last)(First)(Middle)
C/O CNH INDUSTRIAL N.V.
CRANES FARM ROAD, BASILDON

(Street)
ESSEXUNITED KINGDOMSS14 3AD

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units(1)05/26/2026A5,634 (2) (2)Common Shares5,634$05,634D
Explanation of Responses:
1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
2. On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.
/s/ Eric Mathison, attorney-in-fact05/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CNH (CNH) report for Lorenzo Simonelli?

CNH Industrial reported that director Lorenzo Simonelli received 5,634 restricted share units. The RSUs were granted as compensation on May 26, 2026 and convert into common shares on a one-for-one basis, increasing his equity-based stake in the company.

How many CNH Industrial (CNH) RSUs were granted to Lorenzo Simonelli?

Lorenzo Simonelli was granted 5,634 restricted share units. Each RSU represents the right to receive one CNH Industrial common share, subject to vesting conditions, so the grant corresponds to 5,634 underlying common shares once vested and settled.

When do Lorenzo Simonelli’s CNH (CNH) RSUs vest?

The 5,634 RSUs granted to Lorenzo Simonelli vest on the earlier of the first anniversary of the May 26, 2026 grant date or the first annual general meeting after that date. Vesting must occur before the RSUs convert into common shares.

What is the conversion ratio for Lorenzo Simonelli’s CNH (CNH) RSUs?

The restricted share units awarded to Lorenzo Simonelli convert into CNH Industrial common shares on a one-for-one basis. This means each of the 5,634 RSUs is exchangeable for one common share once the vesting conditions are satisfied.

Is Lorenzo Simonelli’s CNH (CNH) RSU grant an open-market purchase or sale?

The transaction is a grant of 5,634 RSUs, not an open-market trade. It is classified as an award or other acquisition of derivative securities, typically representing equity compensation rather than a discretionary market purchase or sale.

How many CNH (CNH) RSUs does Lorenzo Simonelli hold after this grant?

After the reported transaction, Lorenzo Simonelli holds 5,634 restricted share units directly. These RSUs are tied to an equivalent number of underlying CNH Industrial common shares, which he can receive once the vesting conditions are met.