CNH director receives 5,634 RSU equity grant

CNH Industrial N.V. director Elizabeth A. Bastoni received a grant of 5,634 Restricted Share Units (RSUs).

Accepted by SEC EDGAR 05/27/2026 - 02:58 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CNH Industrial N.V. director Elizabeth A. Bastoni received a grant of 5,634 Restricted Share Units (RSUs). Each RSU converts into one common share, so this award represents 5,634 underlying common shares. The RSUs vest on the earlier of the first anniversary of the grant date, May 26, 2027, or the first annual general meeting after the grant date. Following this compensation grant, Bastoni holds 5,634 RSUs directly.

Insider Trade Summary

Grant/Award: 5,634 shares

Grant/Award 1 txn

Insider Bastoni Elizabeth A.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units	5,634	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 5,634 contracts (Direct)

Holdings Before and After: Restricted Share Units, 0 to 5,634 contracts (Direct)

Footnotes (2)

1. F1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
2. F2. On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.

Key Figures

RSU grant size: 5,634 RSUs Underlying common shares: 5,634 shares Vesting date trigger: May 26, 2027 +2 more

5 metrics

RSU grant size 5,634 RSUs Granted to director on May 26, 2026

Underlying common shares 5,634 shares One-for-one RSU-to-share conversion

Vesting date trigger May 26, 2027 Earlier of first anniversary or first AGM after grant

Post-grant RSU holdings 5,634 RSUs Total RSUs held directly after transaction

RSU conversion price 0.0000 Non-cash RSU grant; no exercise price

Key Terms

Restricted Share Units, RSUs, grant, vest, +1 more

5 terms

Restricted Share Units financial

"Restricted share units ("RSUs") convert into common shares on a one-for-one basis."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

RSUs financial

"On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary..."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

grant financial

"On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary..."

vest financial

"5,634 RSUs vesting on the earlier of the first anniversary of the grant date or the first annual general meeting..."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

common shares financial

"RSUs convert into common shares on a one-for-one basis."

Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity award did CNH director Elizabeth A. Bastoni receive?

Elizabeth A. Bastoni received a grant of 5,634 Restricted Share Units (RSUs). Each RSU represents one future CNH Industrial common share, providing equity-based compensation that will convert into shares once the vesting conditions are met.

When do Elizabeth A. Bastoni’s 5,634 CNH RSUs vest?

The 5,634 RSUs vest on the earlier of May 26, 2027, or the first annual general meeting after the grant date. This schedule ties vesting to both time served and the company’s next shareholder meeting.

How many CNH common shares underlie Elizabeth A. Bastoni’s RSU grant?

The grant covers 5,634 RSUs, and each RSU converts into one common share. This means the award is linked to 5,634 CNH Industrial common shares once the vesting conditions are satisfied and the units convert.

Is Elizabeth A. Bastoni’s CNH RSU grant an open-market purchase or sale?

No, the RSU grant is classified as a compensation-related acquisition, not an open-market trade. It is coded as a grant or award, providing equity incentives without Bastoni buying or selling shares in the market.

How many RSUs does Elizabeth A. Bastoni hold after this CNH grant?

After this grant, Bastoni holds 5,634 RSUs directly. These units will convert into an equal number of CNH Industrial common shares once they vest according to the specified schedule tied to time and the annual meeting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bastoni Elizabeth A.

(Last) (First) (Middle)

C/O CNH INDUSTRIAL N.V.

CRANES FARM ROAD, BASILDON

(Street)

ESSEX UNITED KINGDOM SS14 3AD

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(1)	05/26/2026		A		5,634		(2)	(2)	Common Shares	5,634	$0	5,634	D

Explanation of Responses:

1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.

2. On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.

	/s/ Eric Mathison, attorney-in-fact	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)