CNH director granted 5,634 RSUs

Buffett Howard W. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Buffett Howard W. reported acquisition or exercise transactions in this Form 4 filing.

CNH Industrial N.V. director Howard W. Buffett reported receiving a grant of 5,634 restricted share units (RSUs). These RSUs represent a right to receive an equal number of CNH common shares on a one-for-one basis once they vest.

According to the disclosure, the 5,634 RSUs were granted on May 26, 2026 and will vest on the earlier of the first anniversary of the grant date, May 26, 2027, or the first annual general meeting held after the grant date. Following this grant, Buffett holds 5,634 RSUs directly.

Insider Trade Summary

Grant/Award: 5,634 shares

Grant/Award 1 txn

Insider Buffett Howard W.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units	5,634	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 5,634 contracts (Direct)

Footnotes (2)

1. F1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
2. F2. On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.

Key Figures

RSUs granted: 5,634 RSUs RSUs post-transaction: 5,634 RSUs Vesting date: May 26, 2027 +1 more

4 metrics

RSUs granted 5,634 RSUs Grant to Howard W. Buffett on May 26, 2026

RSUs post-transaction 5,634 RSUs Total RSUs held directly after grant

Vesting date May 26, 2027 Earlier of first anniversary or first AGM after grant

Conversion ratio 1 RSU : 1 common share RSUs convert into CNH common shares

Key Terms

Restricted Share Units, RSUs, grant date, annual general meeting

4 terms

Restricted Share Units financial

"Restricted Share Units convert into common shares on a one-for-one basis."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

RSUs financial

"the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

grant date financial

"granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date"

The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.

annual general meeting financial

"the first annual general meeting after the grant date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CNH (CNH) director Howard W. Buffett report?

Howard W. Buffett reported receiving a grant of 5,634 restricted share units. These RSUs are a form of equity compensation that entitle him to receive an equal number of CNH common shares when they vest under the stated conditions.

How many CNH (CNH) restricted share units were granted to Howard W. Buffett?

Howard W. Buffett was granted 5,634 restricted share units. Each RSU represents a right to receive one CNH common share upon vesting, providing equity-based compensation that aligns his interests with those of other CNH shareholders.

When do Howard W. Buffett’s CNH (CNH) RSUs vest?

The 5,634 RSUs granted to Howard W. Buffett vest on the earlier of May 26, 2027, which is the first anniversary of the grant date, or the first annual general meeting of shareholders held after the May 26, 2026 grant date.

What is the conversion ratio for Howard W. Buffett’s CNH (CNH) RSUs?

The restricted share units convert into CNH common shares on a one-for-one basis. This means each of the 5,634 RSUs, once vested, entitles Howard W. Buffett to receive one CNH common share as specified in the disclosure.

How many CNH (CNH) RSUs does Howard W. Buffett hold after this transaction?

Following the reported grant, Howard W. Buffett holds a total of 5,634 restricted share units directly. These RSUs remain outstanding until they vest on the earlier of the one-year anniversary of the grant date or the first subsequent annual general meeting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/27/2026 - 03:01 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Buffett Howard W.

(Last) (First) (Middle)

C/O CNH INDUSTRIAL N.V.

CRANES FARM ROAD, BASILDON

(Street)

ESSEX UNITED KINGDOM SS14 3AD

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(1)	05/26/2026		A		5,634		(2)	(2)	Common Shares	5,634	$0	5,634	D

Explanation of Responses:

1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.

2. On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.

	/s/ Eric Mathison, attorney-in-fact	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)