CNH Industrial CFO granted 95,863 RSUs

Accepted by SEC EDGAR 05/27/2026 - 02:42 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CNH Industrial N.V. Chief Financial Officer Nickolas James AJ received a grant of 95,863 restricted share units (RSUs) on May 26, 2026. The RSUs convert into common shares on a one-for-one basis and vest on February 28, 2029. After this award, he holds 656,757 RSUs in total, reflecting equity-based compensation rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 95,863 shares

Grant/Award 1 txn

Insider Nickolas James AJ

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units	95,863	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 656,757 contracts (Direct)

Holdings Before and After: Restricted Share Units, 560,894 to 656,757 contracts (Direct)

Footnotes (3)

1. F1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
2. F2. On May 26, 2026 the Reporting Person was granted 95,863 RSUs vesting on February 28, 2029.
3. F3. As previously reported, on May 16, 2025, the Reporting Person was granted 744,567 RSUs, 183,673 of which previously vested on May 4, 2026, 183,674 of which vest on April 30, 2027; 83,342 of which vest on May 10, 2028; and 293,878 of which vest on May 10, 2030.

Key Figures

New RSU grant: 95,863 RSUs RSU-to-share ratio: 1 RSU = 1 common share Vesting date: February 28, 2029 +4 more

7 metrics

New RSU grant 95,863 RSUs Granted to CFO on May 26, 2026

RSU-to-share ratio 1 RSU = 1 common share Conversion rate for CNH Industrial RSUs

Vesting date February 28, 2029 Vesting for 95,863 newly granted RSUs

Total RSUs after grant 656,757 RSUs CFO holdings following May 26, 2026 award

Prior RSU grant 744,567 RSUs Granted on May 16, 2025 to CFO

Previously vested tranche 183,673 RSUs Portion of 2025 grant vested on May 4, 2026

Future vesting tranches 183,674; 83,342; 293,878 RSUs Scheduled to vest in 2027, 2028, and 2030

Key Terms

Restricted Share Units, RSUs, Chief Financial Officer, vesting

4 terms

Restricted Share Units financial

"Restricted Share Units convert into common shares on a one-for-one basis."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

RSUs financial

"On May 26, 2026 the Reporting Person was granted 95,863 RSUs vesting on February 28, 2029."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

Chief Financial Officer financial

"Nickolas James AJ serves as Chief Financial Officer."

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

vesting financial

"The Reporting Person was granted 95,863 RSUs vesting on February 28, 2029."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did CNH (CNH) disclose about its CFO in this Form 4?

CNH reported that Chief Financial Officer Nickolas James AJ received 95,863 restricted share units. These equity awards are part of his compensation and give him the right to receive an equal number of common shares when they vest.

How many RSUs were granted to the CNH (CNH) CFO and when do they vest?

The CFO was granted 95,863 restricted share units on May 26, 2026. According to the filing, these RSUs are scheduled to vest on February 28, 2029, subject to the standard conditions described in the award.

Do the CNH (CNH) RSUs granted to the CFO convert into common shares?

Yes, the filing states that each restricted share unit converts into one common share. This means the 95,863 RSUs granted can become 95,863 common shares if they vest according to the award’s terms.

How many RSUs does the CNH (CNH) CFO hold after this transaction?

After the May 26, 2026 grant, the CFO’s total reported RSU holdings are 656,757 units. This figure reflects his equity-based compensation position following the new award disclosed in the Form 4.

Was this CNH (CNH) Form 4 an open-market stock purchase or sale?

No. The transaction is coded as a grant or award, not a market trade. It represents compensation in the form of restricted share units rather than the CFO buying or selling CNH Industrial common shares in the open market.

What prior RSU grants to the CNH (CNH) CFO are referenced?

The filing notes a previous grant of 744,567 RSUs on May 16, 2025. Portions of that award vested on May 4, 2026, and additional tranches are scheduled to vest in 2027, 2028, and 2030.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Nickolas James AJ

(Last) (First) (Middle)

C/O CNH INDUSTRIAL N.V.

CRANES FARM ROAD, BASILDON

(Street)

ESSEX UNITED KINGDOM SS14 3AD

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Issuer Name and Ticker or Trading Symbol
CNH Industrial N.V. [ CNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(1)	05/26/2026		A		95,863		(2)	(2)	Common Shares	95,863	$0	656,757(2)(3)	D

Explanation of Responses:

1. Restricted share units ("RSUs") convert into common shares on a one-for-one basis.

2. On May 26, 2026 the Reporting Person was granted 95,863 RSUs vesting on February 28, 2029.

3. As previously reported, on May 16, 2025, the Reporting Person was granted 744,567 RSUs, 183,673 of which previously vested on May 4, 2026, 183,674 of which vest on April 30, 2027; 83,342 of which vest on May 10, 2028; and 293,878 of which vest on May 10, 2030.

	/s/ Eric Mathison, attorney-in-fact	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)