[144] Capital One Financial SEC Filing
Capital One (COF) is the subject of a Form 144 notice reporting a proposed sale of 3,462 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE with an aggregate market value of $727,989.36 and an approximate sale date of 08/12/2025.
The filing states these shares were acquired as performance shares from the issuer on 02/15/2025 with payment completed the same day. The form indicates Nothing to Report for securities sold in the past three months and includes the required attestation by the seller about material nonpublic information. The 3,462 shares are reported alongside the issuer's 639,517,306 outstanding shares, providing scale for the proposed sale.
Capital One (COF) è oggetto di un avviso Form 144 che segnala una proposta di vendita di 3,462 azioni ordinarie tramite Morgan Stanley Smith Barney LLC Executive Financial Services sul NYSE, con un valore di mercato complessivo di $727,989.36 e una data di vendita approssimativa del 08/12/2025.
La comunicazione indica che queste azioni sono state acquisite come azioni legate alla performance dall'emittente il 02/15/2025, con pagamento effettuato lo stesso giorno. Il modulo riporta Nessuna segnalazione per titoli venduti nei tre mesi precedenti e include l'attestazione richiesta dal venditore circa informazioni materiali non pubbliche. Le 3,462 azioni sono indicate rispetto alle 639,517,306 azioni in circolazione dell'emittente, fornendo il contesto dimensionale della proposta di vendita.
Capital One (COF) es objeto de un aviso Form 144 que informa una propuesta de venta de 3,462 acciones ordinarias a través de Morgan Stanley Smith Barney LLC Executive Financial Services en la NYSE, con un valor de mercado agregado de $727,989.36 y una fecha aproximada de venta del 08/12/2025.
El registro indica que estas acciones fueron adquiridas como acciones de rendimiento del emisor el 02/15/2025, con el pago completado ese mismo día. El formulario señala Nada que informar para valores vendidos en los últimos tres meses e incluye la declaración requerida por el vendedor sobre información material no pública. Las 3,462 acciones se reportan junto con las 639,517,306 acciones en circulación del emisor, proporcionando contexto sobre la magnitud de la propuesta de venta.
Capital One (COF)는 제안된 3,462 보통주의 매도를 Morgan Stanley Smith Barney LLC Executive Financial Services를 통해 NYSE에서 진행한다는 Form 144 통지의 대상이며, 총 시가가 $727,989.36이고 예상 매도일은 약 08/12/2025입니다.
신고서에는 이 주식들이 발행사로부터 성과주로 02/15/2025에 취득되었고 같은 날 대금이 결제되었다고 명시되어 있습니다. 서식에는 최근 3개월 내 매도한 유가증권에 대해 보고할 사항 없음으로 기재되어 있으며, 매도인이 비공개 중요정보에 관해 요구되는 진술을 포함하고 있습니다. 3,462주가 발행사의 639,517,306 유통 주식과 함께 보고되어 제안된 매도의 규모를 보여줍니다.
Capital One (COF) fait l'objet d'un avis Form 144 signalant une proposition de vente de 3,462 actions ordinaires via Morgan Stanley Smith Barney LLC Executive Financial Services sur le NYSE, pour une valeur de marché totale de $727,989.36 et une date de vente approximative du 08/12/2025.
Le dépôt indique que ces actions ont été acquises en tant que actions liées à la performance auprès de l'émetteur le 02/15/2025, le paiement ayant été effectué le même jour. Le formulaire mentionne Rien à signaler pour les titres vendus au cours des trois derniers mois et inclut l'attestation requise du vendeur concernant des informations importantes et non publiques. Les 3,462 actions sont signalées parallèlement aux 639,517,306 actions en circulation de l'émetteur, ce qui situe l'ampleur de la proposition de vente.
Capital One (COF) ist Gegenstand einer Form-144-Mitteilung, die einen geplanten Verkauf von 3,462 Stammaktien über Morgan Stanley Smith Barney LLC Executive Financial Services an der NYSE meldet, mit einem Gesamtmarktwert von $727,989.36 und einem ungefähren Verkaufsdatum 08/12/2025.
Die Einreichung gibt an, dass diese Aktien am 02/15/2025 als Performance-Aktien vom Emittenten erworben wurden und die Zahlung am selben Tag erfolgte. Das Formular vermerkt Nichts zu berichten für in den letzten drei Monaten verkaufte Wertpapiere und enthält die erforderliche Bestätigung des Verkäufers bezüglich nichtöffentlicher, wesentlicher Informationen. Die 3,462 Aktien werden neben den 639,517,306 ausstehenden Aktien des Emittenten angegeben, was den Umfang des geplanten Verkaufs einordnet.
- Disclosed proposed sale amount and broker: 3,462 common shares via Morgan Stanley Smith Barney LLC with aggregate value $727,989.36.
- No recent sales reported for the seller in the past three months ("Nothing to Report").
- Acquisition details provided: shares identified as performance shares acquired and paid on 02/15/2025, supporting transparency.
- Insider intends to sell shares: a proposed disposition of 3,462 common shares is reported, which some investors may view unfavorably.
- Sale involves recently acquired awards: the shares were performance awards dated 02/15/2025, indicating a prompt turnover of recently issued compensation.
Insights
TL;DR: A Form 144 discloses a planned sale of 3,462 Capital One common shares (performance awards) valued at $727,989, with no recent sales reported.
The filing transparently documents an insider's intent to sell shares received as performance compensation on 02/15/2025. The broker listed is Morgan Stanley Smith Barney LLC and the sale is slated for 08/12/2025 on the NYSE. With 639,517,306 shares outstanding, the quantity offered is immaterial to overall market capitalization, and there are no recorded sales by the same person in the prior three months. This notice is primarily a compliance disclosure and provides limited new information about company operations or financial performance.
TL;DR: The filing reflects standard insider reporting for performance-share dispositions; it is procedural and not a material governance event.
The Form 144 lists the nature of acquisition as "Performance Shares" and records acquisition and payment dates, satisfying Rule 144 disclosure elements. The seller's attestation regarding material nonpublic information is included. Because the reported amount (3,462 shares) is small relative to total outstanding shares, the filing does not indicate a governance change or raise immediate regulatory concerns. It should be viewed as routine insider reporting rather than a material corporate development.
Capital One (COF) è oggetto di un avviso Form 144 che segnala una proposta di vendita di 3,462 azioni ordinarie tramite Morgan Stanley Smith Barney LLC Executive Financial Services sul NYSE, con un valore di mercato complessivo di $727,989.36 e una data di vendita approssimativa del 08/12/2025.
La comunicazione indica che queste azioni sono state acquisite come azioni legate alla performance dall'emittente il 02/15/2025, con pagamento effettuato lo stesso giorno. Il modulo riporta Nessuna segnalazione per titoli venduti nei tre mesi precedenti e include l'attestazione richiesta dal venditore circa informazioni materiali non pubbliche. Le 3,462 azioni sono indicate rispetto alle 639,517,306 azioni in circolazione dell'emittente, fornendo il contesto dimensionale della proposta di vendita.
Capital One (COF) es objeto de un aviso Form 144 que informa una propuesta de venta de 3,462 acciones ordinarias a través de Morgan Stanley Smith Barney LLC Executive Financial Services en la NYSE, con un valor de mercado agregado de $727,989.36 y una fecha aproximada de venta del 08/12/2025.
El registro indica que estas acciones fueron adquiridas como acciones de rendimiento del emisor el 02/15/2025, con el pago completado ese mismo día. El formulario señala Nada que informar para valores vendidos en los últimos tres meses e incluye la declaración requerida por el vendedor sobre información material no pública. Las 3,462 acciones se reportan junto con las 639,517,306 acciones en circulación del emisor, proporcionando contexto sobre la magnitud de la propuesta de venta.
Capital One (COF)는 제안된 3,462 보통주의 매도를 Morgan Stanley Smith Barney LLC Executive Financial Services를 통해 NYSE에서 진행한다는 Form 144 통지의 대상이며, 총 시가가 $727,989.36이고 예상 매도일은 약 08/12/2025입니다.
신고서에는 이 주식들이 발행사로부터 성과주로 02/15/2025에 취득되었고 같은 날 대금이 결제되었다고 명시되어 있습니다. 서식에는 최근 3개월 내 매도한 유가증권에 대해 보고할 사항 없음으로 기재되어 있으며, 매도인이 비공개 중요정보에 관해 요구되는 진술을 포함하고 있습니다. 3,462주가 발행사의 639,517,306 유통 주식과 함께 보고되어 제안된 매도의 규모를 보여줍니다.
Capital One (COF) fait l'objet d'un avis Form 144 signalant une proposition de vente de 3,462 actions ordinaires via Morgan Stanley Smith Barney LLC Executive Financial Services sur le NYSE, pour une valeur de marché totale de $727,989.36 et une date de vente approximative du 08/12/2025.
Le dépôt indique que ces actions ont été acquises en tant que actions liées à la performance auprès de l'émetteur le 02/15/2025, le paiement ayant été effectué le même jour. Le formulaire mentionne Rien à signaler pour les titres vendus au cours des trois derniers mois et inclut l'attestation requise du vendeur concernant des informations importantes et non publiques. Les 3,462 actions sont signalées parallèlement aux 639,517,306 actions en circulation de l'émetteur, ce qui situe l'ampleur de la proposition de vente.
Capital One (COF) ist Gegenstand einer Form-144-Mitteilung, die einen geplanten Verkauf von 3,462 Stammaktien über Morgan Stanley Smith Barney LLC Executive Financial Services an der NYSE meldet, mit einem Gesamtmarktwert von $727,989.36 und einem ungefähren Verkaufsdatum 08/12/2025.
Die Einreichung gibt an, dass diese Aktien am 02/15/2025 als Performance-Aktien vom Emittenten erworben wurden und die Zahlung am selben Tag erfolgte. Das Formular vermerkt Nichts zu berichten für in den letzten drei Monaten verkaufte Wertpapiere und enthält die erforderliche Bestätigung des Verkäufers bezüglich nichtöffentlicher, wesentlicher Informationen. Die 3,462 Aktien werden neben den 639,517,306 ausstehenden Aktien des Emittenten angegeben, was den Umfang des geplanten Verkaufs einordnet.
FAQ
What does the Capital One (COF) Form 144 report?
When were the shares acquired that are being sold according to the COF Form 144?
Does the filing show other sales by the same person in the past three months?
How many shares does the issuer have outstanding according to the filing?
Which broker is handling the proposed sale on the Form 144?
