COF filed a notice of proposed sale of restricted or control securities under Rule 144. The filing covers the planned sale of 3,163 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $772,879.05 and 635,733,605 common shares outstanding for the issuer.
The shares to be sold were acquired from the issuer on 03/01/2023 as performance shares. The same holder, identified as Lia Dean, previously sold 3,269 common shares on 12/01/2025 for gross proceeds of $713,132.35. By signing the notice, the seller represents they do not know of any undisclosed material adverse information about the issuer’s current or future operations.
A shareholder filed a notice covering a planned sale of 2,064 shares of common stock of the issuer through Morgan Stanley Smith Barney LLC. The shares to be sold have an stated aggregate market value of 504,338.40, with an approximate sale date of 01/02/2026 on the NYSE. The filing notes that 635,733,605 shares of this class of common stock were outstanding at the time referenced.
The 2,064 shares were acquired on 03/11/2024 as Performance Shares from the issuer, with payment described as not applicable. The notice also reports that over the prior three months, the same seller disposed of 2,937 common shares on 12/01/2025 for gross proceeds of 640,706.55. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the issuer’s operations.
Capital One Financial Corp. executive Pres.- Global Payment Network reported the vesting of restricted stock units and related common stock acquisition. On 08/01/2025, 2,014 restricted stock units converted into an equal number of shares of common stock at an exercise price of $0, coded as an "M" transaction. Following this event, the reporting person beneficially owned 32,479 shares of Capital One common stock directly.
The amended report explains that an earlier submission filed on August 5, 2025 omitted the RSU vesting. The filing also notes that the restricted stock units vest in two equal annual installments beginning 08/01/2025, have no expiration date, and that 26,759 RSUs remain beneficially owned after the reported transaction.
Capital One Financial Corporation filed a current report to furnish its "Monthly Charge-Off and Delinquency Metrics - As of and for the month ended November 30, 2025" as Exhibit 99.1. This information is provided as a Regulation FD disclosure so that the same metrics are available to the broader market. The detailed figures themselves are contained in the exhibit, while the main report outlines the disclosure and related exhibits.
Capital One Financial Corporation filed a current report announcing it will present at the Goldman Sachs 2025 U.S. Financial Services Conference in New York. The presentation is scheduled for Tuesday, December 9, 2025, at 2:20 p.m. EST. A live audio webcast will be accessible through the company’s website by navigating to the Investor Center under the “Investors” section. The replay of the presentation will remain available on the site through at least December 22, 2025, allowing interested listeners additional time to review management’s remarks.
Capital One Financial Corp. reported an insider stock sale by its General Counsel and Corporate Secretary. On 12/02/2025, the executive sold 2,000 shares of Capital One common stock at a price of $221.54 per share. After this transaction, the executive beneficially owned 94,486 shares directly.
The filing notes that this sale was executed under a pre-arranged Rule 10b5-1 trading plan that the reporting person entered into on January 23, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day company developments.
Capital One Financial Corp reported that its Pres, Retail Bank executed a stock sale under a pre-arranged trading plan. On 12/01/2025, the officer sold 2,936 shares of common stock at $218.15 per share. After this transaction, the officer beneficially owned 63,433 shares. The trade was carried out pursuant to a Rule 10b5-1 trading plan that the reporting person entered into on August 14, 2025, and the share count includes stock acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One Financial Corp3,269 shares of Capital One common stock on December 1, 2025 at a price of $218.15 per share. After this sale, the executive still directly owns 69,855 shares of Capital One common stock.
The filing notes that this sale was made under a pre-arranged Rule 10b5-1 trading plan, which the executive entered into on August 14, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day nonpublic information about the company.
A Form 144 notice has been filed covering the proposed sale of 3,269 shares of common stock of issuer associated with ticker COF. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, with an approximate aggregate market value of $713,132.35 and an approximate sale date of 12/01/2025. Shares of this class outstanding are reported as 635,733,605.
The securities to be sold were acquired through an Employee Stock Purchase Plan and Performance Shares. The filing shows 4 shares acquired on 03/01/2024 for cash, 3,163 shares as Performance Shares acquired on 01/30/2020, and 102 shares acquired via the Employee Stock Purchase Plan on 02/01/2024 for cash. The filer represents that they do not know any undisclosed material adverse information about the issuer’s current or prospective operations.
A holder of COF common stock has filed a notice of proposed sale under Rule 144. The notice covers up to 2,937 common shares to be sold through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $640,706.55. The filing notes that 635,733,605 common shares were outstanding.
The shares to be sold were originally acquired from the issuer on 04/30/2021, including 2,914 shares received as performance shares and 23 shares purchased through an Employee Stock Purchase Plan, with cash used for the ESPP purchase. The notice also includes standard representations that the seller is not aware of undisclosed material adverse information about the issuer.