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CAPITAL ONE FINANCIAL (COF) SEC Filings, Jul-Sep 2025

COF NYSE
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Matthew W. Cooper, General Counsel and Corporate Secretary of Capital One Financial Corp (COF), reported a sale of 2,000 shares of common stock on 09/02/2025 at a price of $223.4 per share. After the sale he beneficially owned 100,486 shares, held directly. The filing notes the sale was executed pursuant to a 10b5-1 trading plan established on January 23, 2025, indicating the transaction was prearranged under an affirmative defense plan. The Form 4 was signed by a power of attorney on 09/03/2025.

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This Form 144 notice reports a proposed sale of 2,000 common shares of the issuer through Morgan Stanley Smith Barney LLC on 09/02/2025. The filing lists an aggregate market value of $446,800.00 and states total shares outstanding of 639,517,306. The shares were acquired on 02/15/2022 as performance shares from the issuer, with payment recorded on the same date. The filer affirms they do not possess undisclosed material adverse information and follows Rule 144 disclosure requirements.

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Capital One insider sale by Timothy P. Golden. The company's SVP and Chief Accounting Officer sold 207 shares of Capital One Financial Corp (COF) on 08/19/2025 under a Rule 10b5-1 trading plan dated May 13, 2025. The reported weighted-average price was $215.41, with individual trade prices ranging from $215.41 to $215.56. After the sale, the reporting person beneficially owned 8,780 shares directly. The Form 4 was signed by a power of attorney, Blaise F. Brennan, on 08/20/2025.

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Form 144 notice for Capital One Financial (COF) records a proposed sale of 212 common shares, with an aggregate market value of $45,666.96, to be sold on or about 08/19/2025 on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services. The 212 shares were acquired through the issuer's Employee Stock Purchase Plan across nine purchase dates between 06/30/2024 and 04/30/2025 and were paid in cash. The filing also discloses a prior sale by TIMOTHY GOLDEN of 3,462 common shares on 08/12/2025 for gross proceeds of $727,989.36. The notice includes the standard Rule 144 representation that the seller does not possess undisclosed material adverse information.

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Capital One Financial Corp. (COF) insider Timothy P. Golden, SVP and Chief Accounting Officer, reported a sale of common stock on 08/12/2025. The Form 4 shows 3,462 shares sold at $210.28 per share, leaving reported beneficial ownership of 8,987 shares. The filing states the sale was executed pursuant to a Rule 10b5-1 trading plan established on May 13, 2025. The filing also notes additional shares were acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.

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Rhea-AI Summary

Capital One (COF) is the subject of a Form 144 notice reporting a proposed sale of 3,462 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE with an aggregate market value of $727,989.36 and an approximate sale date of 08/12/2025.

The filing states these shares were acquired as performance shares from the issuer on 02/15/2025 with payment completed the same day. The form indicates Nothing to Report for securities sold in the past three months and includes the required attestation by the seller about material nonpublic information. The 3,462 shares are reported alongside the issuer's 639,517,306 outstanding shares, providing scale for the proposed sale.

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FAQ

How many CAPITAL ONE FINANCIAL (COF) SEC filings are available on StockTitan?

StockTitan tracks 216 SEC filings for CAPITAL ONE FINANCIAL (COF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for CAPITAL ONE FINANCIAL (COF)?

The most recent SEC filing for CAPITAL ONE FINANCIAL (COF) was filed on September 3, 2025.