Welcome to our dedicated page for CAPITAL ONE FINANCIAL SEC filings (Ticker: COF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on CAPITAL ONE FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into CAPITAL ONE FINANCIAL's regulatory disclosures and financial reporting.
Capital One Financial Corp executive reports tax-related share dispositions. President of Commercial Banking Neal Blinde reported three dispositions of Common Stock on February 15, 2026, totaling several thousand shares at $207.37 per share. The shares were automatically withheld by the company to cover tax obligations upon vesting of prior restricted stock unit awards, and Blinde held 71,686 shares directly after these transactions.
Capital One Financial Corp executive Kara West reported three tax-withholding dispositions of common stock related to vesting restricted stock units. On February 15, 2026, a total of several hundred shares were automatically withheld by the issuer at $207.37 per share to satisfy tax obligations on RSU grants from January 26, 2023, February 1, 2024, and February 4, 2025. After these non‑open‑market transactions, West continued to hold tens of thousands of Capital One shares directly.
CAPITAL ONE FINANCIAL CORP executive Celia Karam, President of the Retail Bank, reported three tax-related share dispositions of common stock. On February 15, 2026, a total of 1,008, 1,093, and 917 shares were automatically withheld at $207.37 per share to cover tax obligations on vesting restricted stock units granted on January 26, 2023, February 1, 2024, and February 4, 2025. After these automatic withholdings, she directly owned 61,970 common shares.
Capital One Financial Corp reported that Mark Daniel Mouadeb, its President of Card, had shares of Common Stock automatically withheld on February 15, 2026 to cover tax obligations from restricted stock unit vesting. Three tax-withholding dispositions totaled 2,945 shares at $207.37 per share.
These withholdings relate to RSU grants made on January 26, 2023, February 1, 2024, and February 4, 2025, as authorized by the award agreements. After these transactions, Mouadeb directly owned 52,484 Capital One shares.
Capital One Financial Corp executive Raghu Ravi reported automatic share withholdings to cover taxes on vesting stock awards. On three transactions dated February 15, 2026, the issuer withheld 546, 551 and 560 shares of common stock at $207.37 per share as tax-withholding dispositions tied to previously granted restricted stock units. After these transactions, Ravi continued to hold tens of thousands of Capital One shares directly.
CAPITAL ONE FINANCIAL CORP executive Sanjiv Yajnik, President of Financial Services, reported three tax-related share dispositions of common stock on February 15, 2026. The transactions, each coded "F," involved 1,327, 1,703, and 1,223 shares at $207.37 per share.
According to the footnotes, these were automatic withholdings by Capital One to cover Yajnik’s tax obligations upon vesting of restricted stock units granted in January 2023, February 2024, and February 2025. After these transactions, he held 143,881 shares of common stock directly.
Capital One Financial Corp Chief Credit & Financial Risk Officer Michael Zamsky reported automatic share dispositions to cover tax obligations tied to restricted stock vesting. On February 15, 2026, three tax-withholding dispositions of common stock occurred at $207.37 per share under restricted stock award agreements.
The transactions, coded "F" as tax-withholding dispositions, involved 818, 862, and 769 shares of common stock, reducing his directly held common stock to 30,146 shares after the final transaction.
Capital One Financial Chief Financial Officer Andrew M. Young reported three Form 4 transactions where the company automatically withheld common shares on February 15, 2026 to cover his tax obligations from vesting restricted stock units at $207.37 per share. After these tax-withholding dispositions, he directly held 54,911 common shares and indirectly held 59 shares through a child.
CAPITAL ONE FINANCIAL CORP executive Frank G. LaPrade III reported several automatic share dispositions tied to tax withholding. On February 15, 2026, he delivered blocks of common stock at $207.37 per share to cover taxes owed on vesting restricted stock units from grants made in 2023, 2024, and 2025.
These Form 4 entries are coded as tax-withholding dispositions rather than open-market sales. After these transactions, LaPrade continued to hold tens of thousands of shares directly, plus an additional indirect position represented by equivalent shares in the company’s 401(k) plan.
Capital One Financial Corporation released monthly credit quality metrics for the period ended January 31, 2026. In its domestic credit card portfolio, average loans held for investment were $257,404 million, with net charge-offs of $1,082 million, yielding a 5.04% net charge-off rate. Thirty‑plus day performing delinquencies in this portfolio totaled $10,402 million, a 4.04% delinquency rate.
In consumer banking auto loans, average loans held for investment were $83,965 million and period‑end loans were $84,134 million. Auto net charge-offs were $136 million, a 1.94% net charge-off rate. Thirty‑plus day performing auto delinquencies were $4,003 million, a 4.76% rate, and nonperforming auto loans were $531 million, a 0.63% nonperforming loan rate.