[Form 4] Compass, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Compass, Inc. (COMP) director Josh N. McCarter reported related-party transfers of Class A common stock on 09/08/2025. The filing shows two offsetting non-derivative transactions coded G(1): a disposition of 182,159 shares at $0 and an acquisition of 182,159 shares at $0, reflecting a bona fide gift to the McCarter Living Trust. After the transactions, 0 shares are directly owned and 182,159 shares are held indirectly by the trust, where the reporting person and his spouse serve as trustees and beneficiaries. The form is signed by an attorney-in-fact on 09/10/2025.

Positive

• Filing explicitly states the transfer is a bona fide gift to the McCarter Living Trust.
• The reporting person and spouse are both trustees and beneficiaries of the McCarter Living Trust, preserving indirect ownership.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Director transferred shares into a family trust, retaining indirect ownership and trustee roles—routine governance-related transfer.

The Form 4 documents non-cash, same-quantity gift transfers under code G(1) of 182,159 Class A shares into the McCarter Living Trust. The filing explicitly states the reporting person and spouse are trustees and beneficiaries, indicating continued indirect economic interest and control through the trust structure. This is a common mechanism for estate planning and succession without change in beneficial economic exposure reported on public forms.

Securities Analyst

TL;DR: No change in aggregate economic ownership was disclosed; the record shows internal reclassification to an affiliated trust.

The entries show a simultaneous disposition and acquisition of 182,159 shares at $0 on 09/08/2025, labeled as a bona fide gift. Post-transaction holdings are 0 direct and 182,159 indirect via the McCarter Living Trust. There are no derivative transactions reported and no sale proceeds, so this filing does not indicate liquidity events or share sales to third parties.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McCarter Josh N.

(Last) (First) (Middle)

C/O COMPASS, INC.

110 FIFTH AVENUE, 4TH FLOOR

(Street)

NEW YORK NY 10011

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/08/2025		G(1)		182,159	D	$0	0	D
Class A Common Stock	09/08/2025		G(1)		182,159	A	$0	182,159	I	By McCarter Living Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a bona fide gift to McCarter Living Trust.

2. The Reporting Person and his spouse are both trustees and beneficiaries of McCarter Living Trust.

Remarks:

	/s/ Bradley K. Serwin, as attorney-in-fact	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Josh N. McCarter report on Form 4 for COMP?

He reported a disposition and an acquisition coded G(1) of 182,159 Class A shares on 09/08/2025, reflecting a gift to the McCarter Living Trust.

How many Compass (COMP) shares does McCarter indirectly own after the transaction?

The Form 4 shows 182,159 shares beneficially owned indirectly by the McCarter Living Trust and 0 shares directly owned following the transaction.

What does transaction code G(1) signify in this Form 4?

The filing uses code G(1) and states the transfer represents a bona fide gift to the named trust.

Who are the trustees and beneficiaries of the McCarter Living Trust?

The Form 4 states the reporting person (Josh N. McCarter) and his spouse are both trustees and beneficiaries of the McCarter Living Trust.

Was any cash consideration reported for these transactions?

No; both the disposition and acquisition are reported at a price of $0 in the filing.