Welcome to our dedicated page for Compass SEC filings (Ticker: COMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Understanding how a residential real estate brokerage performs requires digging into transaction volumes, commission rates, and agent productivity metrics. Compass Inc's SEC filings break down these details in ways that press releases rarely match. Their 10-K and 10-Q reports reveal how transaction volume translates to revenue, what the company spends to recruit and retain agents, and how technology investments affect operating margins.
For a technology-enabled brokerage like Compass, quarterly filings often illuminate the tension between growth spending and profitability. The company's segment disclosures show geographic concentration across metropolitan markets, while management discussion sections explain how interest rate changes and housing inventory levels impact transaction activity.
Form 4 filings track when Compass executives and directors buy or sell company shares, providing signals about insider confidence. Proxy statements detail executive compensation structures, which for a company focused on agent recruitment can reveal how leadership incentives align with business strategy.
Our AI-powered summaries translate Compass's real estate and technology metrics into clear explanations. Instead of searching through dense financial tables to find agent count trends or commission split structures, get instant highlights of the numbers that matter for understanding this residential brokerage's performance.
Material events filed through 8-K reports capture strategic announcements including business combinations, leadership changes, and significant operational developments. These filings often provide more detail than press releases about transaction terms and strategic rationale.
Compass, Inc. reported a private equity offering under Form D raising $254,749,514 in aggregate proceeds through a Rule 506(b) exemption. The offering sold all announced securities with $0 remaining to be sold and involved 56 investors. The securities are equity and were issued as upfront consideration in connection with an acquisition. The issuer identifies its business as residential real estate and reports annual size in the category over $100 million. No sales commissions or finders' fees were paid and no proceeds were designated for executives, directors or promoters.
Steven J. Sordello, a director of Compass, Inc. (COMP), was granted 2,773 restricted stock units (RSUs) on 09/04/2025. Each RSU represents the contingent right to one share of Class A common stock on settlement. The filing shows 203,750 shares of Class A common stock beneficially owned following the non-derivative transaction and 8,319 RSUs (derivative securities) beneficially owned following the reported derivative transaction. The RSUs vest in four equal installments of 25% on August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026, and any remaining unvested RSUs will vest in full on the date of the next annual meeting of stockholders. The Form 4 was signed by an attorney-in-fact on 09/05/2025.
Scott R. Wahlers, listed as Compass, Inc. (COMP) CFO & CAO and a director, reported transactions on 09/04/2025 showing 22,695 performance stock units (PSUs) treated as acquired/settled and 11,586 Class A shares withheld to satisfy tax withholding at a reported price of $9.35 per share. After these transactions the filing shows 400,768 Class A shares beneficially owned following the PSU acquisition and 389,182 after the withholding/disposition entry. The PSUs represent contingent rights to one share each; the PSU award's financial metrics were satisfied and the grant schedule indicates 50% vesting on August 15, 2025 and 50% on August 15, 2027. The Form 4 was signed by an attorney-in-fact on 09/05/2025.
Compass, Inc. disclosed that an Early Release Collar executed in connection with its merger reduced expected share dilution. The Accelerated Share Consideration equals roughly the minimum shares issuable and represents approximately 74% of the Share Consideration. Sellers representing the remaining 26% opted out (the "Non-Accelerated Sellers"); their shares will be determined on the 366th day after closing and delivered in three equal installments in January 2026, 2027, and 2028. The Early Release Collar cut dilution by about 4.1 million shares (≈9.3% of the originally contemplated Share Consideration). If Non-Accelerated Seller shares are issued at the same price, dilution would be further reduced by ~1.5 million shares (≈3.3%), for a total reduction of 5.6 million shares (≈12.6%) and a final Share Consideration of 38.5 million shares. The company states its GAAP guidance for weighted-average basic share count for Q3 2025 already assumed 38.5 million shares, so that guidance is unchanged. The ultimate number depends on the Class A trading price on the 366th day and the company expects to update final dilutive impact in a periodic SEC filing in early 2026.
Quad-C Partners IX, L.P. and Quad-C Principals LLC filed an amendment on Schedule 13G reporting that they beneficially own 0 shares of Compass, Inc. Class A common stock (CUSIP 20464U100), representing 0% of the class. The filing lists the Reporting Persons' principal office in Charlottesville, Virginia, and the issuer's principal executive office in New York. The cover rows show 0 sole and shared voting and dispositive powers for each reporting person. The filing includes certifications that the securities were not acquired to influence control of the issuer and is signed by authorized Quad-C entities and Anthony R. Ignaczak.
Quad-C entities reported beneficial ownership of 22,531,099 shares of Compass, Inc. Class A common stock, representing 5.1% of the class. The filing shows the shares are held with shared voting and shared dispositive power and that the Reporting Persons are Quad-C Partners IX, L.P. and Quad-C Principals LLC, organized in the United States and Delaware respectively. The document includes the issuer address and confirms the filing is a Schedule 13G disclosure.
The filing includes a certification that the shares were not acquired to change or influence control of the issuer and indicates the position is not held on behalf of another person. Signatures from Quad-C entities and Anthony R. Ignaczak appear on the filing dated August 28, 2025.
Bradley K. Serwin, General Counsel and Secretary of Compass, Inc. (COMP), reported two automatic sales of Class A common stock under a Rule 10b5-1 plan adopted May 12, 2025. On 08/22/2025 he sold 13,064 shares at $9.00 each, reducing his holdings to 265,286 shares. On 08/25/2025 he sold 13,065 shares at $9.50 each, leaving 252,221 shares owned following the transactions. The Form 4 indicates the transactions were executed pursuant to the 10b5-1 plan and the filing was signed on 08/26/2025.
Compass, Inc. reporting person Scott R. Wahlers (CFO & CAO) received a grant of 316,724 Restricted Stock Units (RSUs) on 08/25/2025. Each RSU converts to one share of Class A Common Stock upon settlement. The filing shows 316,724 shares beneficially owned following the grant and indicates the award price is $0. The RSUs vest 8.33% on December 15, 2025, then 6.25% quarterly through June 15, 2029, with a final 4.17% on August 15, 2029, each subject to continued service on the vesting dates. The form is signed by an attorney-in-fact on 08/26/2025.
Compass, Inc. (COMP) insider sale notice: The filer intends to sell 13,065 common shares through Morgan Stanley Smith Barney with an aggregate market value of $121,373.85. The sale is reported for 08/25/2025 on the NYSE. These shares were acquired as Restricted Stock Units on 04/02/2024.
The filing also reports recent related activity: a Rule 10b5-1 sale on 08/22/2025 of 13,064 shares for gross proceeds of $117,576.00. The filing lists total shares outstanding of 525,865,413. The notice includes the standard representation that the seller is unaware of undisclosed material adverse information.
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