Welcome to our dedicated page for Compass SEC filings (Ticker: COMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Compass, Inc. (NYSE: COMP) SEC filings page brings together the company’s official disclosures as a tech-enabled residential real estate services provider and operator of what it describes as the largest U.S. residential brokerage by sales volume. Through periodic and current reports, investors can review how Compass presents its business model, technology platform, capital structure, and major corporate events.
Compass uses Form 10-K annual reports and Form 10-Q quarterly reports to describe its operations, risk factors, and financial performance as a New York City–based real estate services company built around a proprietary, cloud-based platform for agents. These filings provide detail on segment activities, market share metrics, and the integration of technology with brokerage services.
Form 8-K current reports are particularly important for Compass, as they document material events such as the all-stock merger with Anywhere Real Estate Inc., completion of that transaction, changes to credit facilities, and the issuance and pricing of 0.25% convertible senior notes due 2031. Related exhibits outline the terms of the merger agreement, the revolving credit and guaranty agreement, and the indenture governing the notes, including conversion features and capped call transactions.
Filings also address governance and compensation matters, including equity incentive plan amendments and the treatment of equity awards in connection with the Anywhere merger. Where applicable, investors can review pro forma financial information that illustrates the combined impact of the merger and associated financing transactions.
On Stock Titan, these SEC documents are updated in near real time from EDGAR and paired with AI-generated summaries that explain key terms, highlight capital structure changes, and clarify how items like convertible notes, revolving credit facilities, and merger-related disclosures affect Compass. Users can quickly scan complex filings, then open the full documents for deeper analysis of COMP’s regulatory and financial reporting history.
Compass, Inc. (COMP) reported Q3 2025 results with revenue of $1,846.0 million versus $1,494.0 million a year ago. The company posted a net loss attributable to Compass of $4.6 million for the quarter and $15.9 million for the nine months. Operating cash flow for the first nine months was $171.4 million.
Balance sheet and liquidity: Cash and cash equivalents were $170.3 million. Total assets rose to $1,553.5 million, reflecting the January 13, 2025 acquisition of Christie’s International Real Estate for total consideration of $403.1 million, including $153.0 million in cash and share consideration valued at $250.1 million. In August 2025, Compass delivered 28.4 million shares under the accelerated share provision; a further 10.1–13.6 million shares may be issued beginning January 2026 in installments. Shares outstanding were 558,603,659 as of September 30, 2025.
Capital structure and facilities: There were no borrowings outstanding under the $350.0 million revolving credit facility; letters of credit totaled $27.7 million, and Compass reported covenant compliance. The Concierge Facility balance was $28.8 million. The filing also references a pending merger with Anywhere Real Estate Inc. announced on September 22, 2025.
Compass, Inc. furnished a press release and will hold a conference call announcing financial results for the quarter ended September 30, 2025. The information was provided in an Item 2.02 current report and designated as furnished, not filed, under the Exchange Act.
The press release is attached as Exhibit 99.1, with the cover page formatted in Inline XBRL as Exhibit 104. The report is dated November 4, 2025, and was signed by Chief Financial Officer Scott Wahlers.
Compass, Inc. (COMP)Rule 506(b). The filing reports Total Amount Sold:
The company states these shares were issued as contingent consideration related to a prior acquisition, and no cash consideration was received by the issuer. It is a new notice with a date of first sale:
Bradley K. Serwin, General Counsel of Compass, Inc. (COMP), reported changes in beneficial ownership on
The filing also lists multiple RSU-based derivative holdings that settled or vested, with post-transaction derivative share counts of 29,516, 54,965, 67,574, and 165,290 shares respectively; vesting schedules are disclosed, including quarterly vesting through
Insider transaction summary: The Chief Financial Officer and Chief Accounting Officer, Scott R. Wahlers, reported equity changes on
Compass, Inc. (COMP) Form 144 reports a proposed sale of 47,766 shares of Class A common stock with an aggregate market value of $383,561, to be sold on or about 10/01/2025 on the NYSE. The filing shows the shares were acquired by distribution from related RR1 trusts on 08/19/2021 in three lots (15,366; 165,000; 201,750). The filer also discloses recent trust sales in May–September 2025 totaling multiple transactions, with individual sale amounts and gross proceeds listed. The notice contains the required representation regarding material nonpublic information and signature/attestation language.
Compass, Inc. (COMP) filing a Form 144 notifies the proposed brokered sale of 72,297 shares of Class A common stock on or about 10/01/2025 via the NYSE, with an aggregate market value reported at $580,545. The filing identifies three separate acquisitions that supplied these shares: a terminating distribution from The RR3 Trust (208,204 shares acquired 08/19/2021), a distribution from the Ruth Reffkin Family Trust (352,000 shares acquired 05/25/2022), and a gift from Robert Reffkin (18,175 shares acquired 05/25/2022). The form also lists multiple related trust sales in the prior three months totaling recurring dispositions by affiliated trusts. The filer affirms no undisclosed material adverse information and provides broker details (J.P. Morgan Securities LLC).
Compass, Inc. filed a Form D reporting a Rule 506(b) exempt offering of equity securities tied to a prior acquisition. The filing shows a $8,999,976 total offering amount that has been fully sold, with $0 remaining. The issuer identifies its industry as residential real estate and indicates annual size category Over $100,000,000. The notice lists 3 investors and a minimum outside investment of $10,000. No sales commissions or finders' fees were reported and no proceeds were allocated to executive officers, directors, or promoters. The filing was signed by General Counsel Brad Serwin.
Compass, Inc. entered into a definitive Agreement and Plan of Merger with Anywhere Real Estate Inc. and a wholly owned merger subsidiary, under which each outstanding share of Anywhere common stock will be converted into the right to receive 1.436 shares of Compass Class A common stock, with cash in lieu of fractional shares. The merger is intended to qualify as a tax-free reorganization under Section 368(a).
Equity awards of Anywhere (RSUs, DSUs, PSUs) will be converted into time-based Compass RSU awards using the 1.436 exchange ratio, with PSUs converted to service-based vesting and performance treatment detailed for in-flight and future periods. Certain Anywhere options will be net-exercised for merger consideration or assumed and converted into adjusted options to purchase Compass shares. The parties anticipate using a 364-day senior secured bridge loan facility and possibly capital markets transactions to refinance Anywhere’s indebtedness; existing senior notes are expected to remain in place after closing.
The merger remains subject to customary closing conditions, including approvals by Compass and Anywhere stockholders, NYSE listing authorization, an effective registration statement/prospectus, expiration of HSR waiting period, absence of injunctions, accurate representations and warranties and material compliance with agreement obligations. Voting and support agreements have been executed by certain holders, including Robert L. Reffkin and related funds.
Compass, Inc. (COMP) director Josh N. McCarter reported related-party transfers of Class A common stock on 09/08/2025. The filing shows two offsetting non-derivative transactions coded G(1): a disposition of 182,159 shares at $0 and an acquisition of 182,159 shares at $0, reflecting a bona fide gift to the McCarter Living Trust. After the transactions, 0 shares are directly owned and 182,159 shares are held indirectly by the trust, where the reporting person and his spouse serve as trustees and beneficiaries. The form is signed by an attorney-in-fact on 09/10/2025.