Welcome to our dedicated page for Compass SEC filings (Ticker: COMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Compass, Inc. filings document the company's real estate services business, capital structure, governance and material events. Recent Form 8-K reports cover operating and financial results, Regulation FD disclosures, material agreements, officer appointments, and transaction-related obligations tied to its brokerage and franchise operations, including records following the completed acquisition of Anywhere Real Estate.
Proxy materials describe board and shareholder voting matters, executive compensation, equity awards and governance practices. The filing record also includes exhibits and capital-structure disclosures relevant to Compass's owned-brokerage and franchise model, its brand portfolio, technology platform and integrated real estate services.
Compass, Inc. Chairman and CEO Robert L. Reffkin reported RSU vesting and related share activity on February 4, 2026. He acquired 1,154,593 shares of Class A common stock at $0 upon settlement of RSUs, then had 638,797 shares withheld by Compass at $11.98 to cover taxes, leaving 515,796 shares held directly.
After these transactions, he also held derivative awards of 1,629,254 and 1,019,899 RSUs, each convertible into Class A shares. Indirectly, entities and trusts associated with him held 7,828,116 shares of Class A common stock, as detailed across several family trusts and an investment corporation.
Compass, Inc. director Steven J. Sordello acquired 2,773 shares of Class A Common Stock through the settlement of restricted stock units (RSUs) at a price of $0 per share. After this transaction, he directly owned 209,296 Class A shares.
The corresponding RSU position shows 2,773 RSUs remaining beneficially owned. Each RSU represents the right to receive one Class A share upon settlement. The RSUs are scheduled to vest in four installments of 25% each on August 1, 2025, November 1, 2025, February 1, 2026, and May 1, 2026, or earlier in full on the date of the next annual stockholder meeting if still unvested.
A holder of COMP common stock filed a Form 144 notice to sell shares under Rule 144. The planned transaction covers 4,749 shares of common stock, with an aggregate market value of $63,304.17, to be sold through Morgan Stanley Smith Barney LLC on the NYSE around 01/26/2026. These shares were acquired on the same date via an exercise of stock options paid in cash.
The filing also lists prior sales under a Rule 10b5‑1 trading plan over the past three months, including 182,452 shares sold on 01/09/2026 for $2,422,827.47 and 197,568 shares sold on 01/07/2026 for $2,413,522.78, along with several smaller November 2025 sales. The signer represents they are not aware of undisclosed material adverse information about the issuer.
An affiliate of the issuer has filed a Rule 144 notice to sell 182,452 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $2,236,861.52. The issuer has 561,061,452 shares of this class outstanding.
The shares to be sold come from a stock option exercise for 138,133 shares paid in cash on 01/09/2026 and from 44,319 restricted stock units acquired on 04/04/2023. The form also lists recent Rule 10b5-1 sales for Bradley Serwin, including 197,568 shares of common stock sold on 01/07/2026 for $2,413,522.78, plus several smaller sales in November 2025. The signer represents they are not aware of undisclosed material adverse information about the issuer’s operations.
Compass, Inc. filed a Form S-8 to register up to 14,231,069 shares of Class A common stock issuable under equity awards assumed from Anywhere Real Estate Inc. plans and a non-plan inducement option, plus up to 10,768,931 additional shares reserved for future grants under its amended 2021 Equity Incentive Plan. These shares relate to Compass’s completion of its previously announced acquisition of Anywhere, where Anywhere became a wholly owned subsidiary of Compass. The filing also folds remaining share capacity from an Anywhere incentive plan into Compass’s 2021 plan, allowing those shares to be used for post-transaction equity awards in line with New York Stock Exchange rules.
Compass, Inc. has completed its previously announced acquisition of Anywhere Real Estate Inc., making Anywhere a wholly owned subsidiary. Each share of Anywhere common stock was converted into the right to receive 1.436 shares of Compass Class A common stock, plus cash in lieu of fractional shares.
To support the transaction, Compass issued and sold $1,000.0 million of 0.25% Convertible Senior Notes due 2031 in a private Rule 144A offering. The notes carry a 0.25% annual interest rate and mature on April 15, 2031, with specified conversion and redemption conditions.
The initial conversion rate is 62.5626 Compass shares per $1,000 principal amount of notes, implying an initial conversion price of about $15.98 per share. Compass used the net proceeds to repay certain Anywhere indebtedness, pay merger-related fees and expenses, and fund capped call transactions designed to reduce potential dilution, with a cap price of $23.68 per share.
Compass, Inc. CFO Scott R. Wahlers reported multiple equity transactions in Class A common stock tied to restricted stock unit (RSU) vesting and a pre-established trading plan.
On January 6, 2026, RSU settlements delivered 76,329 shares of Class A common stock at $0 exercise price, increasing his holdings to 389,954 shares. On the same date, 39,895 shares were withheld by Compass at $10.83 per share to cover tax obligations, leaving 350,059 shares owned.
On January 7, 2026, Wahlers sold 99,986 shares at a weighted average price of $12.0277 per share under a Rule 10b5-1 trading plan, resulting in 250,073 shares of Class A common stock beneficially owned. RSU awards underlying 49,936 and 26,393 shares convert one-for-one into Class A common stock, with vesting schedules running through December 31, 2025 and August 15, 2029.
Compass, Inc. Chief Legal Officer Ethan Charles Glass reported equity compensation activity involving Class A common stock and restricted stock units (RSUs). On January 6, 2026, RSUs converted into 101,732 shares of Class A common stock at an exercise price of $0, increasing his directly held shares to that amount. On the same date, 51,859 shares of Class A common stock were withheld by Compass at $10.83 per share to cover tax obligations tied to the RSU vesting, leaving 49,873 shares of Class A common stock held directly after these transactions.
Following the RSU-related transactions, Glass continued to hold derivative awards in the form of RSUs. One RSU grant covers 38,149 shares of Class A common stock, with vesting scheduled at 6.25% on December 15, 2025 and 6.25% quarterly thereafter until fully vested on September 15, 2029, subject to continued service. A second RSU grant for 63,583 shares vests in four equal 25% installments on December 15, 2025, March 15, 2026, June 15, 2026, and September 15, 2026, also conditioned on continued service.
Compass, Inc. reported the initial insider holdings of its Chief Legal Officer, Ethan Glass, as of January 1, 2026. He reports no directly held non-derivative securities of Compass, listing zero shares of common stock.
Instead, his interest is in derivative securities in the form of restricted stock units (RSUs) tied to Class A common stock. One RSU award covers 610,399 shares, vesting 6.25% on December 15, 2025 and 6.25% quarterly thereafter until fully vested on September 15, 2029, and includes 38,149 shares that vested on December 15, 2025 but settled on January 6, 2026. A second RSU award covers 254,333 shares, vesting 25% on each of December 15, 2025, March 15, 2026, June 15, 2026 and September 15, 2026, and includes 63,583 shares that vested on December 15, 2025 but settled on January 6, 2026. Each RSU represents a right to receive one share of Class A common stock upon settlement.
Compass, Inc. disclosed that it has priced an offering of $850.0 million aggregate principal amount of 0.25% convertible senior notes due 2031 in a private placement to qualified institutional buyers under Rule 144A. Initial purchasers also have an option to buy up to an additional $150.0 million of notes within 13 days of issuance.
The notes are senior unsecured obligations, guaranteed by subsidiaries that guarantee Compass’s existing revolving credit facility, and will mature on April 15, 2031 unless earlier repurchased, redeemed or converted. The initial conversion rate is 62.5626 shares of Class A common stock per $1,000 principal amount (conversion price about $15.98 per share), a roughly 35.0% premium to the January 7, 2026 closing price.
Compass plans to use net proceeds for general corporate purposes, including, if its previously announced merger with Anywhere Real Estate Inc. is completed, repayment of certain Anywhere indebtedness and merger-related fees, and to fund capped call transactions. The capped calls cover the shares underlying the notes and have an initial cap price of $23.68 per share, a 100.0% premium to the January 7, 2026 price.