Welcome to our dedicated page for Compass SEC filings (Ticker: COMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Compass, Inc. (NYSE: COMP) SEC filings page brings together the company’s official disclosures as a tech-enabled residential real estate services provider and operator of what it describes as the largest U.S. residential brokerage by sales volume. Through periodic and current reports, investors can review how Compass presents its business model, technology platform, capital structure, and major corporate events.
Compass uses Form 10-K annual reports and Form 10-Q quarterly reports to describe its operations, risk factors, and financial performance as a New York City–based real estate services company built around a proprietary, cloud-based platform for agents. These filings provide detail on segment activities, market share metrics, and the integration of technology with brokerage services.
Form 8-K current reports are particularly important for Compass, as they document material events such as the all-stock merger with Anywhere Real Estate Inc., completion of that transaction, changes to credit facilities, and the issuance and pricing of 0.25% convertible senior notes due 2031. Related exhibits outline the terms of the merger agreement, the revolving credit and guaranty agreement, and the indenture governing the notes, including conversion features and capped call transactions.
Filings also address governance and compensation matters, including equity incentive plan amendments and the treatment of equity awards in connection with the Anywhere merger. Where applicable, investors can review pro forma financial information that illustrates the combined impact of the merger and associated financing transactions.
On Stock Titan, these SEC documents are updated in near real time from EDGAR and paired with AI-generated summaries that explain key terms, highlight capital structure changes, and clarify how items like convertible notes, revolving credit facilities, and merger-related disclosures affect Compass. Users can quickly scan complex filings, then open the full documents for deeper analysis of COMP’s regulatory and financial reporting history.
COMP49,900 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $528,940.00. The securities relate to restricted stock units originally acquired from the issuer on 10/28/2021, with the same date shown for payment and classified as non-cash consideration (RSUs). The filing also notes that total shares of this class outstanding are 561,061,452, providing context for the relative size of this planned sale.
COMP insider Bradley Serwin filed a Form 144 notice covering a planned sale of 20,953 shares of common stock through Morgan Stanley Smith Barney on the NYSE. The filing lists an aggregate market value of $222,101.80 for these shares and notes that there were 561,061,452 shares outstanding at the time referenced. The shares to be sold were acquired as restricted stock units on 04/04/2023, with the same date shown for payment. The form also discloses recent Rule 10b5-1 sales for Serwin over the prior three months, including multiple transactions in November 2025 with stated share amounts and gross proceeds.
Compass, Inc. (COMP) insider Bradley Serwin filed a Form 144 notice to sell 20,952 shares of common stock through Morgan Stanley Smith Barney on the NYSE, with an indicated aggregate market value of $208,891.44. The shares were acquired as restricted stock units from the issuer on 04/04/2023. Company common shares outstanding were 561,061,452 at the time referenced in the notice. In the past three months, Serwin has already completed several Rule 10b5-1 common stock sales, including 13,969 shares on 11/21/2025 for gross proceeds of $139,690.00 and 13,065 shares on 08/25/2025 for gross proceeds of $124,117.50.
An affiliate of COMP filed a Form 144 notice to sell up to 13,969 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE. The shares have an aggregate market value of $128,235.42, and they were acquired as restricted stock units from the issuer on 04/04/2023.
The notice states that 561,061,452 shares of the issuer’s common stock were outstanding. Over the past three months, the same seller executed multiple Rule 10b5-1 sales, including 13,065 shares on 08/25/2025 for $124,117.50 and 13,064 shares on 08/22/2025 for $117,576.00, as well as smaller trades in November 2025.
Compass, Inc. has entered into a new Revolving Credit and Guaranty Agreement providing an initial $250 million revolving credit facility that will automatically increase to $500 million if its planned merger with Anywhere Real Estate is completed. The facility includes a letter of credit sublimit of $100 million, rising to $170 million upon merger closing, and is secured by a first‑priority lien on substantially all assets of Compass and certain subsidiaries.
Borrowings accrue interest at Term SOFR plus 1.50%–2.25% per year, with unused commitments charged 0.175%–0.35% per year, both tied to Compass’s total net leverage ratio. The facility matures on November 17, 2030, with potential earlier “springing” maturities linked to Anywhere’s second‑lien and unsecured notes, which Compass currently intends to pay off or refinance after the merger. Key covenants require minimum liquidity of $150 million, at least $4 billion in consolidated total revenue, and leverage limits before the merger, and set higher but stepping‑down leverage caps after closing.
Compass, Inc. filed a Form S-4 to register approximately 161,019,679 shares of Class A common stock to be issued as merger consideration in its all‑stock acquisition of Anywhere Real Estate Inc.
Under the merger agreement, each share of Anywhere common stock will be exchanged for 1.436 shares of Compass Class A common stock, with cash paid in lieu of fractional shares. The deal is subject to approval by both companies’ stockholders and other customary conditions; following closing, Anywhere will become a wholly owned Compass subsidiary and its stock will be delisted from the NYSE.
Based on shares outstanding as of late October/early November 2025, Anywhere stockholders are expected to own about 22% of Compass common stock and 18% of the voting power, while current Compass holders would own roughly 78% and 82%, respectively. The companies currently expect completion in the second half of 2026.
Compass, Inc. (COMP) reported insider transactions by its General Counsel. Bradley K. Serwin sold Class A common stock in two trades under a Rule 10b5-1 plan. On 11/11/2025, he sold 903 shares at $9, leaving 315,490 shares beneficially owned. On 11/12/2025, he sold 904 shares at $9.5, leaving 314,586 shares beneficially owned. The sales were executed pursuant to a pre-established plan adopted on May 12, 2025.
Compass, Inc. (COMP) stockholder Bradley Serwin filed a Form 144 to sell up to 904 shares of common stock with an aggregate market value of
The shares were acquired on 10/03/2024 via restricted stock units from the issuer. Recent reported sales include 903 shares on 11/11/2025 for
Compass, Inc. (COMP) filed a Form 144 indicating an intended sale of 903 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $7,937.37. The approximate sale date is 11/11/2025 on the NYSE.
The shares were acquired as restricted stock units on 10/03/2024 in the amount of 903. Compass reported 561,061,452 shares outstanding. In the past three months, the filer executed 10b5-1 sales of 13,064 shares on 08/22/2025 (gross proceeds $117,576.00) and 13,065 shares on 08/25/2025 (gross proceeds $124,117.50).
FMR LLC filed an amended Schedule 13G reporting beneficial ownership of 66,715,565.04 shares of Compass Inc. (Class A), representing 12.7% of the class. The date of the event was 09/30/2025. Abigail P. Johnson is also a reporting person.
FMR reports sole voting power over 66,701,090.63 shares and sole dispositive power over 66,715,565.04 shares, with no shared voting or dispositive power. The filing certifies the securities were acquired and are held in the ordinary course and not for the purpose of changing or influencing control. One or more other persons may have rights to dividends or sale proceeds, with no single person over five percent.