Capital Southwest Corporation filings document the disclosure record of an internally managed business development company focused on middle market lending. Recent Form 8-K reports cover results of operations and financial condition, including preliminary estimates of net investment income and net asset value, quarterly financial releases, investor presentation materials and Regulation FD disclosures.
The filings also record board-declared monthly and supplemental dividends, annual tax treatment of distributions, and other material-event exhibits tied to the company’s BDC structure, portfolio financing activities, capital returns and public-company reporting obligations.
Capital Southwest Corporation furnished an earnings-related update by issuing a press release and an accompanying investor presentation. The company used a current report to share information about its results of operations and financial condition without having that information treated as formally filed under securities laws.
The press release is furnished as Exhibit 99.1, and investor presentation slides are furnished as Exhibit 99.2. Capital Southwest also plans to discuss these materials with analysts and investors on a conference call scheduled for February 3, 2026.
Capital Southwest Corporation furnished an update on how its 2025 dividends will be treated for tax purposes. The company paid total dividends of $2.56 per share attributable to the tax year ended December 31, 2025, and reports that these dividends are comprised of 100% ordinary income.
This tax characterization helps shareholders understand how to report the 2025 dividends on their tax returns. The details were provided in a press release attached as an exhibit to the report.
Capital Southwest Corporation filed a current report to disclose that it has issued a press release with preliminary estimates of its financial condition and results of operations for the fiscal quarter ended December 31, 2025. The press release, attached as Exhibit 99.1, contains the detailed figures and other related information.
The company states that this information, including Exhibit 99.1, is deemed “filed” under the Securities Exchange Act and is also incorporated by reference into its Securities Act filings, giving the preliminary quarterly data formal status within its broader SEC reporting.
Capital Southwest Corporation filed a current report to announce that it has declared a dividend for the quarter ending March 31, 2026. The company disclosed that this dividend announcement was made through a press release issued on November 19, 2025, which is attached to the filing as Exhibit 99.1. The disclosure is provided under Regulation FD, meaning it is being furnished to ensure broad, fair access to this information rather than to update the company’s formal financial statements.
Capital Southwest Corporation updated its at-the-market program covering up to $1,000,000,000 of common stock. From March 4, 2019 to September 30, 2025, the company sold 36,843,069 shares for $792.0 million in gross proceeds and $777.9 million in net proceeds; approximately $208.0 million remains available for sale under the program.
The sales agents’ commission is 1.50%, and estimated offering expenses are 0.25% (approximately $2,500,000, of which $2,000,000 had been incurred as of October 30, 2025), assuming the full $1.0 billion capacity is utilized. For the quarter ended September 30, 2025, the expense table shows operating expenses of 2.92%, interest payments of 6.96%, income tax provision of 0.86%, and total annual expenses of 10.74%.
An SEC-required example indicates cumulative expenses on a $1,000 investment of $125, $318, $489, and $839 over 1, 3, 5, and 10 years, respectively. CSWC trades on the Nasdaq Global Select Market under “CSWC”; the closing price was $20.20 on October 30, 2025.
Capital Southwest Corporation reports results for the quarter ended September 30, 2025, showing higher net investment income and a larger balance sheet. Total investment income rose to about $56.9 million from $48.7 million a year earlier, driven mainly by interest income from non‑control, non‑affiliate and affiliate investments.
Net investment income for the quarter was $31.98 million, slightly above the prior year’s $31.17 million. After realized and unrealized losses on investments, the net increase in net assets from operations was $25.62 million, up from $22.68 million. Total assets reached $2.02 billion, with total investments at fair value of $1.88 billion. Net asset value was $947.0 million, or $16.62 per share, compared with $16.70 per share at March 31, 2025.
Capital Southwest Corporation reported that it has furnished a press release announcing results and provided investor presentation slides. The company plans to host an analyst and investor conference call on November 4, 2025.
The materials were furnished under Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD). Exhibits include the press release (Ex. 99.1) and presentation slides (Ex. 99.2). The company notes these furnished materials are not deemed “filed” for liability purposes under the Exchange Act.
Capital Southwest Corporation announced it issued a press release with preliminary estimates of its financial condition and operating results for the fiscal quarter ended September 30, 2025. The press release is provided as Exhibit 99.1.
The company stated that this information is deemed “filed” under the Exchange Act and incorporated by reference into its Securities Act filings. The common stock trades on the Nasdaq Global Select Market under the symbol CSWC.
Capital Southwest Corp (CSWC) submitted a Form 25 notification reporting removal of a class of its securities from listing and/or registration on Nasdaq Stock Market LLC. The filing states the Exchange and the issuer have complied with the rules governing voluntary withdrawal and removal under the Securities Exchange Act. The notice provides the issuer's principal office address and a contact phone number but does not specify the exact class being removed or a signing date in the visible text.
Ramona L. Rogers-Windsor, a director of Capital Southwest Corporation (ticker: CSWC), reported a purchase of 463 shares of the company's common stock on 10/01/2025 at a price of $21.5524 per share. The Form 4 shows the acquisition was filed as a transaction code P (purchase) and that, following the transaction, the reporting person beneficially owned 21,612.2493 shares on a direct basis.
The filing includes the reporting person’s mailing address at Capital Southwest Corporation in Dallas, Texas, and is signed by Ramona L. Rogers-Windsor on 10/01/2025. No derivative transactions or additional remarks are reported on the form.