Sprinklr, Inc. SEC Filing

CXM filing reports multiple Rule 144 transactions by Rory P. Read.

Accepted by SEC EDGAR 03/16/2026 - 04:52 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CXM filing reports multiple Rule 144 transactions by Rory P. Read. The filing lists four separate sales of Common shares: 138,505 on 01/14/2026, 78,043 on 02/05/2026, 87,795 on 02/06/2026, and 68,673 on 12/16/2025. The file also notes 45,001 shares vested under a registered restricted stock plan on 03/15/2026. Transaction prices are disclosed per sale in the filing.

Insights

Securities Compliance Counsel

Rule 144 notices record reported sales and a restricted‑stock vesting event.

The filing lists multiple dispositions by Rory P. Read totaling reported sales across four dates and shows 45,001 restricted shares vesting under a registered plan on 03/15/2026. Rule 144 requirements for notice of sale are the apparent driver.

These entries are routine regulatory disclosures of insider sales and a vesting event; cash‑flow treatment is described per line items in the filing. Subsequent filings would provide any further position updates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001528597
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPRINKLR, INC.
SEC File Number	001-40528
Address of Issuer	441 9th Avenue 12th Floor New York NEW YORK 10001
Phone	(917) 933-7800
Name of Person for Whose Account the Securities are To Be Sold	RORY READ
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	45001	263300.85	145436454	03/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/15/2026	Restricted stock vesting under a registered plan	Issuer			45001	03/15/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
RORY P READ 441 9th Avenue 12th Floor New York NY 10001	Common	02/06/2026	87795	526770.00
RORY P READ 441 9th Avenue 12th Floor New York NY 10001	Common	02/05/2026	78043	469818.86
RORY P READ 441 9th Avenue 12th Floor New York NY 10001	Common	01/14/2026	138505	987540.65
RORY P READ 441 9th Avenue 12th Floor New York NY 10001	Common	12/16/2025	68673	534166.06

144: Remarks and Signature

Remarks
Date of Notice	03/16/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Rory P Read
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)