STOCK TITAN

[Form 4] Sprinklr, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Thomas Ragy, a director of Sprinklr, Inc. (CXM), reported the sale of 28,916 shares of Class A common stock on 09/16/2025. The filing states the sale was a sell-to-cover transaction to satisfy statutory tax withholding on vested restricted stock units, executed at a weighted-average price of $7.75 (individual trade prices ranged from $7.67 to $7.81).

After the transaction, the reporting person beneficially owned 737,301 shares, held directly. The Form 4 was signed by an attorney-in-fact and notes the reporting person will provide detailed per-price trade information on request.

Thomas Ragy, direttore di Sprinklr, Inc. (CXM), ha riportato la vendita di 28,916 azioni ordinarie di Classe A il 16/09/2025. La dichiarazione indica che la vendita è stata una transazione sell-to-cover per soddisfare l’imposta dovuta sulle unità di azioni limitate vestite, eseguita a un prezzo medio ponderato di $7.75 (i prezzi delle singole operazioni variavano da $7.67 a $7.81).

Dopo l’operazione, la persona che riporta ha detenuto beneficiamente 737,301 azioni, detenute direttamente. Il Form 4 è stato firmato da un procuratore e indica che la persona che segnala fornirà dettagliate informazioni per prezzo di ciascuna operazione su richiesta.

Thomas Ragy, director de Sprinklr, Inc. (CXM), informó la venta de 28,916 acciones ordinarias de Clase A el 16/09/2025. El registro indica que la venta fue una operación de venta para cubrir para satisfacer la retención de impuestos sobre unidades de acciones restringidas vestidas, ejecutada a un precio medio ponderado de $7.75 (los precios de las operaciones individuales oscilaron entre $7.67 y $7.81).

Después de la operación, la persona reportante poseía en beneficio 737,301 acciones, en titulares directos. El Formulario 4 fue firmado por un apoderado y señala que la persona reportante proporcionará información detallada por precio de cada operación a pedido.

Thomas Ragy는 Sprinklr, Inc. (CXM)의 이사로서 2025-09-1628,916주를 매도했다고 보고했습니다. 신고서에 따르면 이 매도는 양도세 공제를 충당하기 위한 sell-to-cover 거래였으며, 가중평균가 $7.75로 체결되었고(개별 거래가 $7.67~$7.81 사이). 거래 후 보고자는 직접 보유한 737,301주를 소유하게 되었습니다. Form 4는 대리인이 서명했고, 필요 시 거래별 가격 정보를 상세히 제공할 것이라고 기재되어 있습니다.

Thomas Ragy, directeur de Sprinklr, Inc. (CXM), a signalé la vente de 28 916 actions ordinaires de classe A le 16/09/2025. Le dépôt indique que la vente était une opération sell-to-cover pour satisfaire l’imposition sur les unités d’actions restreintes acquises, exécutée à un prix moyen pondéré de $7.75 (les prix des transactions individuelles allaient de $7.67 à $7.81).

Après l’opération, la personne déclarant détenait directement 737 301 actions. Le Formulaire 4 a été signé par un mandataire et précise que la personne déclarant fournira des informations détaillées par prix de chaque transaction sur demande.

Thomas Ragy, Direktor von Sprinklr, Inc. (CXM), meldete den Verkauf von 28.916 Class-A-Stammaktien am 16.09.2025. Die Einreichung gibt an, dass der Verkauf eine Sell-to-Cover-Transaktion war, um die gesetzliche Quellensteuer auf vestete, eingeschränkte Aktien zu erfüllen, durchgeführt zu einem gewogenen Durchschnittspreis von $7.75 (Einzelhandelspreise lagen zwischen $7.67 und $7.81). Nach der Transaktion hielt die meldende Person direkt 737.301 Aktien. Das Formular 4 wurde von einem Bevollmächtigten unterzeichnet und vermerkt, dass die meldende Person auf Anfrage detaillierte Preis-Transaktionsinformationen bereitstellen wird.

Thomas Ragy، مدير في Sprinklr, Inc. (CXM)، أبلغ عن بيع 28,916 أسهم عادية من الفئة أ في 16/09/2025. يذكر الملف أن البيع كان معاملة Sell-to-Cover لتلبية الضريبة المستحقة على وحدات الأسهم المقيدة المملوكة المكتسبة، وتم تنفيذها بسعر متوسط محرَّف قدره $7.75 (أسعار التداول الفردية تراوحت بين $7.67 و $7.81). بعد الصفقة، أصبح الشخص المبلغ عنه يملك فائدة مباشرة قدرها 737,301 سهماً. تم توقيع النموذج 4 من قبل وكيل، ويشير إلى أن الشخص المبلغ سيقدم معلومات تفصيلية حسب السعر لكل صفقة عند الطلب.

Thomas Ragy,Sprinklr, Inc.(CXM)的董事,报告在 2025/09/16 出售了 28,916 股 A 类普通股。备案显示该笔出售为为满足对已归属受限股票单位的法定税扣缴而进行的 sell-to-cover 交易,成交价格的加权平均值为 $7.75(单笔交易价格在 $7.67$7.81 之间)。交易完成后,申报人直接持有的股份为 737,301 股。Form 4 由代理律师签署,说明如有需要,申报人将提供逐笔价格的交易信息。

Positive
  • Sale was a sell-to-cover tied to tax withholding, indicating it was non-discretionary and related to RSU vesting
  • Reporting person retains substantial ownership after the transaction: 737,301 shares beneficially owned
Negative
  • Shares were disposed (28,916 sold), reducing the reporting person’s direct holdings
  • Weighted-average sale price disclosed ($7.75) may reflect recent trading levels for the issuer

Insights

TL;DR: Routine, non-discretionary sell-to-cover by a director; holding remains substantial and the sale appears tax-driven.

The transaction consists of 28,916 shares sold solely to satisfy tax withholding from vested restricted stock units, not a discretionary cash sale. The weighted-average price was $7.75 and the filer still reports beneficial ownership of 737,301 shares, indicating continued alignment with shareholders. This type of filing is typically neutral for valuation since it reflects internal tax mechanics rather than a change in conviction.

TL;DR: Disclosure compliant and routine; sale was mandated by company equity plan, not a voluntary disposition.

The Form 4 clearly identifies the sale as a company-mandated sell-to-cover to meet statutory tax obligations related to vested RSUs. Documentation includes the price range and an undertaking to provide per-price details on request, which supports transparency. No executive departure or governance change is disclosed.

Thomas Ragy, direttore di Sprinklr, Inc. (CXM), ha riportato la vendita di 28,916 azioni ordinarie di Classe A il 16/09/2025. La dichiarazione indica che la vendita è stata una transazione sell-to-cover per soddisfare l’imposta dovuta sulle unità di azioni limitate vestite, eseguita a un prezzo medio ponderato di $7.75 (i prezzi delle singole operazioni variavano da $7.67 a $7.81).

Dopo l’operazione, la persona che riporta ha detenuto beneficiamente 737,301 azioni, detenute direttamente. Il Form 4 è stato firmato da un procuratore e indica che la persona che segnala fornirà dettagliate informazioni per prezzo di ciascuna operazione su richiesta.

Thomas Ragy, director de Sprinklr, Inc. (CXM), informó la venta de 28,916 acciones ordinarias de Clase A el 16/09/2025. El registro indica que la venta fue una operación de venta para cubrir para satisfacer la retención de impuestos sobre unidades de acciones restringidas vestidas, ejecutada a un precio medio ponderado de $7.75 (los precios de las operaciones individuales oscilaron entre $7.67 y $7.81).

Después de la operación, la persona reportante poseía en beneficio 737,301 acciones, en titulares directos. El Formulario 4 fue firmado por un apoderado y señala que la persona reportante proporcionará información detallada por precio de cada operación a pedido.

Thomas Ragy는 Sprinklr, Inc. (CXM)의 이사로서 2025-09-1628,916주를 매도했다고 보고했습니다. 신고서에 따르면 이 매도는 양도세 공제를 충당하기 위한 sell-to-cover 거래였으며, 가중평균가 $7.75로 체결되었고(개별 거래가 $7.67~$7.81 사이). 거래 후 보고자는 직접 보유한 737,301주를 소유하게 되었습니다. Form 4는 대리인이 서명했고, 필요 시 거래별 가격 정보를 상세히 제공할 것이라고 기재되어 있습니다.

Thomas Ragy, directeur de Sprinklr, Inc. (CXM), a signalé la vente de 28 916 actions ordinaires de classe A le 16/09/2025. Le dépôt indique que la vente était une opération sell-to-cover pour satisfaire l’imposition sur les unités d’actions restreintes acquises, exécutée à un prix moyen pondéré de $7.75 (les prix des transactions individuelles allaient de $7.67 à $7.81).

Après l’opération, la personne déclarant détenait directement 737 301 actions. Le Formulaire 4 a été signé par un mandataire et précise que la personne déclarant fournira des informations détaillées par prix de chaque transaction sur demande.

Thomas Ragy, Direktor von Sprinklr, Inc. (CXM), meldete den Verkauf von 28.916 Class-A-Stammaktien am 16.09.2025. Die Einreichung gibt an, dass der Verkauf eine Sell-to-Cover-Transaktion war, um die gesetzliche Quellensteuer auf vestete, eingeschränkte Aktien zu erfüllen, durchgeführt zu einem gewogenen Durchschnittspreis von $7.75 (Einzelhandelspreise lagen zwischen $7.67 und $7.81). Nach der Transaktion hielt die meldende Person direkt 737.301 Aktien. Das Formular 4 wurde von einem Bevollmächtigten unterzeichnet und vermerkt, dass die meldende Person auf Anfrage detaillierte Preis-Transaktionsinformationen bereitstellen wird.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Thomas Ragy

(Last) (First) (Middle)
C/O SPRINKLR, INC.
441 9TH AVENUE, 12TH FLOOR

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/16/2025 S(1) 28,916 D $7.75(2) 737,301 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $7.81 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Laura Acton, Attorney-in-Fact 09/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Thomas Ragy report on Form 4 for Sprinklr (CXM)?

He reported a sale of 28,916 Class A shares on 09/16/2025 as a sell-to-cover to satisfy tax withholding; beneficial ownership after the sale was 737,301 shares.

Why were the shares sold according to the Form 4?

The filing states the sale was required by the issuer's equity incentive plan to satisfy statutory tax withholding obligations on vested restricted stock units.

At what price were the shares sold?

The Form 4 reports a weighted-average price of $7.75; individual trades occurred between $7.67 and $7.81.

Does the Form 4 indicate a change in the reporting person's role at Sprinklr?

No. The filing identifies Thomas Ragy as a Director and does not disclose any change in role or relationship to the issuer.

Who signed the Form 4 and when?

The Form 4 was signed by Laura Acton, Attorney-in-Fact on 09/18/2025.
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