Welcome to our dedicated page for Sprinklr SEC filings (Ticker: CXM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Sprinklr, Inc. (NYSE: CXM) SEC filings page on Stock Titan provides access to the company’s official U.S. Securities and Exchange Commission disclosures, along with AI-powered tools to help interpret them. Sprinklr’s Class A common stock is listed on the New York Stock Exchange under the symbol CXM, and its filings offer detailed information on financial performance, executive changes, compensation arrangements, and other material events.
Investors can review current reports on Form 8-K that Sprinklr files to announce significant developments. Recent 8-K filings have covered topics such as quarterly financial results, appointments and departures of senior executives, and the designation of new principal financial and accounting officers. These documents often reference accompanying press releases that summarize results of operations and financial condition for specific quarters.
Sprinklr’s periodic reports on Form 10-Q and Form 10-K (accessible via EDGAR and linked from this page when available) provide broader context on the company’s Unified-CXM subscription business, risk factors, and key metrics like remaining performance obligations (RPO) and current RPO (cRPO). The company also discloses its use of non-GAAP financial measures, explaining adjustments such as stock-based compensation, amortization of acquired intangibles, and restructuring charges.
Stock Titan enhances these filings with AI-powered summaries that highlight the most important points in lengthy documents, helping users quickly understand revenue trends, operating margins, and changes in leadership or governance. Real-time updates from EDGAR ensure that new CXM filings, including 10-Q, 10-K, 8-K, and other forms, appear promptly. Users can also examine executive compensation and severance arrangements described in filings, as well as board and management transitions documented under Item 5.02 of Form 8-K.
For those researching insider or executive activity, this page centralizes Sprinklr’s SEC disclosures so that investors can analyze how corporate events, financial results, and leadership changes are formally reported, with AI tools simplifying the review of complex regulatory language.
Sprinklr, Inc. (CXM) – Form 4 insider transaction report filed for Director Ragy Thomas on 18-Jun-2025.
- 06-16-2025: 32,768 Class A shares sold at a weighted-average price of $8.17. Footnote 1 clarifies the shares were automatically sold to satisfy statutory tax-withholding on RSU vesting.
- 06-17-2025: 3,000,000 Class B shares converted to Class A shares (transaction code “C”). No cash price is involved; each Class B share converts one-for-one into Class A (Footnote 3).
- 06-18-2025: 3,000,000 Class A shares sold at $7.94 per share.
After the reported transactions Mr. Thomas directly owns 974,286 Class A shares. He also retains substantial voting control through Class B holdings disclosed in Table II:
- Direct Class B: 26,353,296 shares (convertible one-for-one into Class A).
- Indirect Class B: 8,129,863 (2014 Family Trust), 13,106,677 (2017 Family Trust), 1,996,523 (2019 Family Trust), and 110,445 held by spouse.
Footnotes emphasize that Class B shares are freely convertible and automatically convert under specified conditions. The 32,768-share sale on 16-Jun was mandated by the issuer’s “sell-to-cover” tax policy, whereas the 3,000,000-share sale on 18-Jun appears discretionary.
Sprinklr, Inc. (CXM) – Form 4 filing dated 18-Jun-2025
Chief Administrative Officer Joy Corso reported the mandatory sale of 14,354 Class A common shares on 16-Jun-2025 at a weighted-average price of $8.17 (range $7.99-$8.25). The sale was executed under the company’s “sell-to-cover” mechanism to satisfy statutory tax-withholding obligations triggered by the vesting of restricted stock units and therefore was not a discretionary sale. Following the transaction, Corso continues to beneficially own 803,394 shares, held directly.
The filing contains no derivative transactions and no additional purchases or sales by the insider. Given the small size relative to Corso’s remaining stake and the tax-withholding purpose, the activity is generally viewed as neutral from an investment-impact perspective.
Sprinklr, Inc. (CXM) – Form 4 filing, 18 Jun 2025. Chief Technology Officer Amitabh Misra reported a mandatory, tax-related sale of 35,710 Class A shares on 16 Jun 2025 (transaction code “S”). The weighted-average sale price was $8.17, with trades executed between $7.99 and $8.25. The sale was executed under the company’s “sell-to-cover” mechanism to satisfy statutory withholding on recently vested RSUs and is therefore non-discretionary. After the transaction, Misra still beneficially owns 602,970 shares, including 4,969 shares purchased through the ESPP on 13 Jun 2025, and continues to hold the shares directly. No derivative security activity was reported.
The filing signals neutral corporate governance implications: while insider sales can raise concern, the mandatory nature of this sale and the substantial remaining ownership help maintain management-shareholder alignment.
Sprinklr, Inc. (CXM) – Form 4 insider transaction
Chief Marketing Officer Arun Pattabhiraman reported the sale of 16,222 Class A common shares on 16 June 2025 at a $8.17 weighted-average price (range $7.99-$8.25). The transaction was an automatic “sell-to-cover” used to satisfy statutory tax-withholding obligations tied to the vesting of restricted stock units (RSUs), as mandated by the company’s equity incentive plan. Because the disposition was compulsory, it does not represent a discretionary decision to reduce exposure.
Following the sale, Pattabhiraman still directly owns 551,206 Class A shares, maintaining a sizeable equity position. No derivative securities were involved, and no additional purchases, option exercises, or open-market sales were disclosed.
The filing is routine, provides transparency into insider equity movements, and does not signal any strategic shift by management. Sprinklr’s capital structure, operations, and guidance remain unchanged.
Sprinklr, Inc. (CXM) filed a Form 4 disclosing that Chief Financial Officer Manish Sarin sold 35,744 Class A common shares on 16 June 2025 at a weighted-average price of $8.17.
The filing states the sale was an automatic “sell-to-cover” transaction required to satisfy statutory tax-withholding obligations arising from the vesting of restricted stock units, and therefore was not a discretionary sale. After the transaction, Sarin still owns 932,238 shares directly, indicating he retains more than 96 % of his pre-sale position. No derivative transactions were reported, and there were no indications of additional planned sales.
Because the disposition represents roughly 3–4 % of the executive’s holdings and is expressly linked to tax compliance, the filing is generally viewed as routine and non-material. Investors typically regard such sales as neutral to the investment thesis, although the disclosure does provide incremental transparency into insider ownership and confirms continued substantial alignment between the CFO and shareholders.
Form 4 overview: Sprinklr, Inc. (ticker: CXM) disclosed that its General Counsel & Corporate Secretary, Jacob Scott, executed a single transaction on 06/16/2025 involving 6,458 Class A common shares.
Transaction details: The shares were sold (Transaction Code “S”) at a weighted-average price of $8.17, with individual trades falling between $7.99 and $8.25. The filing expressly states that the disposition was a mandatory “sell-to-cover” transaction used to satisfy statutory tax-withholding obligations triggered by the vesting of restricted stock units (RSUs). Accordingly, the sale was not discretionary under Rule 10b5-1.
Post-transaction ownership: After the sale, Scott continues to hold 504,086 shares directly. Relative to his revised holdings, the sale represents roughly 1.3 % of his position, indicating that the insider maintains a substantial long-term stake. The footnotes also confirm that the total includes shares purchased via the company’s Employee Stock Purchase Plan on 06/14/2024 (1,642 shares) and 06/13/2025 (1,820 shares).
Investor takeaway: Because the disposition was purely for tax-withholding purposes and involved a small fraction of the insider’s ownership, the filing is generally viewed as routine administrative activity rather than an indication of the executive’s view on Sprinklr’s valuation or prospects.
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