Welcome to our dedicated page for Sprinklr SEC filings (Ticker: CXM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sprinklr, Inc. filings document the public-company reporting framework for a NYSE-listed software issuer with Class A common stock. Form 8-K reports cover operating results, furnished earnings releases, Regulation FD disclosures, share repurchase authorization activity, and changes involving directors and executive officers.
Proxy materials describe annual meeting matters, director elections, board and committee governance, stockholder voting procedures, executive compensation, and related governance disclosures. Together, the filings provide formal records for Sprinklr’s Unified-CXM business, capital structure, leadership changes, and stockholder oversight matters.
Suri Karthik reported acquisition or exercise transactions in this Form 4 filing.
Sprinklr, Inc. reported a Form 4 showing Chief Product & CSO Karthik Suri receiving an equity compensation grant of 455,341 shares of Class A Common Stock in the form of restricted stock units (RSUs) at no cash cost to him.
According to the vesting schedule, one-third of the RSUs will vest on March 15, 2027, with the remaining units vesting in eight substantially equal installments on each subsequent June 15, September 15, December 15, and March 15, as long as he continues serving the company on those dates. After this award, Suri directly holds 1,174,293 shares of Sprinklr Class A Common Stock.
Macwan Sanjay reported acquisition or exercise transactions in this Form 4 filing.
Sprinklr, Inc. Chief Information Officer Sanjay Macwan received an equity compensation grant of 280,210 shares of Class A Common Stock in the form of restricted stock units. These RSUs were awarded at no cash purchase price and increase his direct holdings to 580,210 shares following the grant.
According to the vesting schedule, one-third of the RSUs will vest on March 15, 2027, and the remaining units will vest in eight substantially equal quarterly installments on each subsequent June 15, September 15, December 15 and March 15, as long as he remains in continuous service with the company on each vesting date. This reflects a routine, time-based executive compensation award rather than an open-market stock purchase or sale.
Coletta Anthony reported acquisition or exercise transactions in this Form 4 filing.
Sprinklr, Inc. granted its Chief Financial Officer, Anthony Coletta, a large equity award in the form of restricted stock units. The grant covers 476,357 RSUs of Class A Common Stock at no cash cost to him, reflecting compensation rather than an open-market purchase.
According to the vesting schedule, one-third of the RSUs will vest on March 15, 2027, with the remaining units vesting in eight substantially equal installments on each June 15, September 15, December 15 and March 15 thereafter, as long as he remains in continuous service. After this award, he directly holds 966,552 shares of Class A Common Stock.
Sprinklr, Inc. director Thomas Ragy reported a mandated tax-related share sale. He sold 16,668 shares of Class A Common Stock at a weighted average price of $5.85 per share to cover statutory tax withholding tied to vesting restricted stock units.
The footnotes state this “sell to cover” transaction was required under Sprinklr’s equity incentive plan and was not a discretionary sale. After the sale, Ragy directly held 695,681 shares, so he retained the vast majority of his position.
Sprinklr, Inc. President & CEO Rory P. Read reported equity compensation activity involving Class A Common Stock. He received a grant of 2,101,575 restricted stock units, which vest in twelve installments starting on June 15, 2026, subject to continued service. To satisfy statutory tax-withholding obligations on RSU vesting, 45,001 shares were sold in a mandated “sell to cover” transaction at a weighted average price of $5.85 per share, with individual trade prices ranging from $5.765 to $5.91. Following these transactions, he holds 3,562,844 shares directly.
Sprinklr, Inc. Chief Administrative Officer Joy Corso reported both an equity award and a tax-related share sale. On March 15, 2026, Corso received a grant of 455,341 Class A Common Stock RSUs at no cost. One-twelfth of these RSUs will vest on June 15, 2026, with the remainder vesting in eleven substantially equal quarterly installments, subject to continued service.
On March 16, 2026, Corso sold 49,484 shares of Class A Common Stock at a weighted average price of $5.85 per share to cover statutory tax withholding obligations from the RSU vesting, a mandatory sell-to-cover transaction rather than a discretionary sale. After these transactions, Corso directly owned 1,209,251 shares of Class A Common Stock.
Sprinklr, Inc. General Counsel Scott Jacob reported a new equity award and a small related share sale. He received a grant of 280,210 restricted stock units of Class A Common Stock at no cost, with one-twelfth scheduled to vest on June 15, 2026 and the remaining RSUs vesting in eleven substantially equal installments on later March, June, September, and December 15 dates, subject to continued service.
On March 16, 2026, 20,141 shares of Class A Common Stock were sold at a weighted average price of $5.85 per share, within a range of $5.765 to $5.91. According to the disclosure, this sale was mandated to cover statutory tax withholding obligations arising from RSU vesting under the company’s equity plans and was not a discretionary sale by Jacob. After these transactions, Jacob directly held 664,792 shares of Class A Common Stock.
Sprinklr, Inc.’s Chief Technology Officer, Amitabh Misra, reported two equity transactions involving Class A common stock. He received a grant of 420,315 restricted stock units, which begin vesting on June 15, 2026 and then in eleven substantially equal quarterly installments, contingent on continued service. In connection with RSU vesting, 34,189 shares were sold at a weighted average price of $5.85 per share, solely to satisfy statutory tax withholding obligations under a mandated “sell to cover” arrangement, not as a discretionary sale. After these transactions, he directly holds 970,753 shares of Class A common stock.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice to sell 16,668 shares of Common Stock tied to restricted stock vesting on 03/15/2026.
The filing also lists recent sales by Ragy Thomas: 1,054 shares sold on 01/29/2026 for $6,694.48 and 24,952 shares sold on 12/16/2025 for $194,086.64. The notice identifies the seller as an issuer disposition under a registered plan.
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 disclosing a proposed sale of Common stock of CXM tied to restricted stock vesting under a registered plan on 03/15/2026. The filing lists prior sales by Jacob Scott of 21,665 shares on 01/14/2026 and 9,942 shares on 12/16/2025, with proceeds of $154,254.80 and $77,332.85, respectively.