Sprinklr Inc SEC Filings

Sprinklr, Inc. (CXM) Form 4 filing: General Counsel & Corporate Secretary Jacob Scott reported the sale of 62,422 Class A common shares on 20-Jun-2025. The transaction, executed under a Rule 10b5-1 trading plan adopted on 21-Mar-2025, was completed at a weighted-average price of $7.99 (individual trades ranged from $7.95 to $8.10). Following the sale, Scott’s direct beneficial ownership stands at 441,664 shares. No derivative security transactions were reported.

Sprinklr, Inc. (CXM) – Form 144 filing overview

An insider has filed a Form 144 indicating an intent to sell up to 62,422 common shares of Sprinklr. The proposed sale, to be executed through Morgan Stanley Smith Barney LLC, carries an aggregate market value of $502,497.10 based on the price at filing. Relative to the company’s 142,831,141 shares outstanding, the contemplated sale represents roughly 0.04 % of float.

The filer previously sold 6,458 shares on 16-Jun-2025 for gross proceeds of $52,761.86. The upcoming sale is targeted for 20-Jun-2025 on the NYSE. The shares being sold were originally acquired as restricted stock units (RSUs) on 30-Dec-2021; no cash consideration was paid at acquisition.

No other financial metrics, earnings data, or strategic disclosures accompany the notice. By signing the form, the insider attests that they are not in possession of undisclosed material adverse information.

Sprinklr, Inc. (CXM) – Form 4 insider transaction report filed for Director Ragy Thomas on 18-Jun-2025.

• 06-16-2025: 32,768 Class A shares sold at a weighted-average price of $8.17. Footnote 1 clarifies the shares were automatically sold to satisfy statutory tax-withholding on RSU vesting.
• 06-17-2025: 3,000,000 Class B shares converted to Class A shares (transaction code “C”). No cash price is involved; each Class B share converts one-for-one into Class A (Footnote 3).
• 06-18-2025: 3,000,000 Class A shares sold at $7.94 per share.

After the reported transactions Mr. Thomas directly owns 974,286 Class A shares. He also retains substantial voting control through Class B holdings disclosed in Table II:

• Direct Class B: 26,353,296 shares (convertible one-for-one into Class A).
• Indirect Class B: 8,129,863 (2014 Family Trust), 13,106,677 (2017 Family Trust), 1,996,523 (2019 Family Trust), and 110,445 held by spouse.

Footnotes emphasize that Class B shares are freely convertible and automatically convert under specified conditions. The 32,768-share sale on 16-Jun was mandated by the issuer’s “sell-to-cover” tax policy, whereas the 3,000,000-share sale on 18-Jun appears discretionary.

Sprinklr, Inc. (CXM) – Form 4 filing dated 18-Jun-2025

Chief Administrative Officer Joy Corso reported the mandatory sale of 14,354 Class A common shares on 16-Jun-2025 at a weighted-average price of $8.17 (range $7.99-$8.25). The sale was executed under the company’s “sell-to-cover” mechanism to satisfy statutory tax-withholding obligations triggered by the vesting of restricted stock units and therefore was not a discretionary sale. Following the transaction, Corso continues to beneficially own 803,394 shares, held directly.

The filing contains no derivative transactions and no additional purchases or sales by the insider. Given the small size relative to Corso’s remaining stake and the tax-withholding purpose, the activity is generally viewed as neutral from an investment-impact perspective.

Sprinklr, Inc. (CXM) – Form 4 filing, 18 Jun 2025. Chief Technology Officer Amitabh Misra reported a mandatory, tax-related sale of 35,710 Class A shares on 16 Jun 2025 (transaction code “S”). The weighted-average sale price was $8.17, with trades executed between $7.99 and $8.25. The sale was executed under the company’s “sell-to-cover” mechanism to satisfy statutory withholding on recently vested RSUs and is therefore non-discretionary. After the transaction, Misra still beneficially owns 602,970 shares, including 4,969 shares purchased through the ESPP on 13 Jun 2025, and continues to hold the shares directly. No derivative security activity was reported.

The filing signals neutral corporate governance implications: while insider sales can raise concern, the mandatory nature of this sale and the substantial remaining ownership help maintain management-shareholder alignment.

Sprinklr, Inc. (CXM) – Form 4 insider transaction

Chief Marketing Officer Arun Pattabhiraman reported the sale of 16,222 Class A common shares on 16 June 2025 at a $8.17 weighted-average price (range $7.99-$8.25). The transaction was an automatic “sell-to-cover” used to satisfy statutory tax-withholding obligations tied to the vesting of restricted stock units (RSUs), as mandated by the company’s equity incentive plan. Because the disposition was compulsory, it does not represent a discretionary decision to reduce exposure.

Following the sale, Pattabhiraman still directly owns 551,206 Class A shares, maintaining a sizeable equity position. No derivative securities were involved, and no additional purchases, option exercises, or open-market sales were disclosed.

The filing is routine, provides transparency into insider equity movements, and does not signal any strategic shift by management. Sprinklr’s capital structure, operations, and guidance remain unchanged.

Sprinklr, Inc. (CXM) filed a Form 4 disclosing that Chief Financial Officer Manish Sarin sold 35,744 Class A common shares on 16 June 2025 at a weighted-average price of $8.17.

The filing states the sale was an automatic “sell-to-cover” transaction required to satisfy statutory tax-withholding obligations arising from the vesting of restricted stock units, and therefore was not a discretionary sale. After the transaction, Sarin still owns 932,238 shares directly, indicating he retains more than 96 % of his pre-sale position. No derivative transactions were reported, and there were no indications of additional planned sales.

Because the disposition represents roughly 3–4 % of the executive’s holdings and is expressly linked to tax compliance, the filing is generally viewed as routine and non-material. Investors typically regard such sales as neutral to the investment thesis, although the disclosure does provide incremental transparency into insider ownership and confirms continued substantial alignment between the CFO and shareholders.