Ellington Financial removes Series A preferred from NYSE

Ellington Financial Inc. notified the NYSE that its 6.750% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock has been removed from listing and/or registration on the New York Stock Exchange.

Rhea-AI Filing Summary

Ellington Financial Inc. notified the NYSE that its 6.750% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock has been removed from listing and/or registration on the New York Stock Exchange. The Exchange states it "has complied with its rules" under 17 CFR 240.12d2-2 and the issuer "has complied" with the Exchange's rules governing voluntary withdrawal.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Ellington Financial Inc. (EFC) file with the SEC?

The filing notifies removal of the 6.750% Series A preferred stock from NYSE listing. The Exchange and issuer state they have complied with 17 CFR 240.12d2-2 and the Exchange's rules governing voluntary withdrawal.

Who certified the removal from listing for EFC's preferred shares?

The New York Stock Exchange LLC certified the removal and attested it had "reasonable grounds" to file Form 25. The notification was signed on the Exchange's behalf by an authorized representative.

Which class of securities was removed from NYSE for EFC?

The class removed is the 6.750% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock. That exact security description appears in the Form 25 notification provided to the Commission.

Did Ellington Financial or the NYSE cite a regulatory rule for the withdrawal?

Yes. The filing cites 17 CFR 240.12d2-2 (paragraphs (a) and (c)) and states the Exchange and the issuer "have complied" with the cited provisions governing withdrawal and removal procedures.

Will EFC common stock trading be affected by this filing?

This Form 25 concerns only the Series A preferred stock. It does not address common stock; the filing lists the specific class removed and does not state any change to other classes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/27/2026 - 01:03 PM EST Learn about SEC filing dates

UNITED STATES

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

001-34569

Issuer:	Ellington Financial Inc.
Exchange:	NEW YORK STOCK EXCHANGE LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	53 Forest Avenue
	Old Greenwich	CONNECTICUT	06870
Telephone number:					(203) 409-3546

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

6.750% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, NEW YORK STOCK EXCHANGE LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2026-02-27	By	Tyler Mastronardi		Analyst, Market Watch
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.