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IANNACONE NICOLE M reported acquisition or exercise transactions in this Form 4 filing.
ENTERPRISE FINANCIAL SERVICES CORP senior executive Nicole M. Iannacone, SEVP and Chief Legal Officer, reported an award of 1,471 Restricted Share Units on March 4, 2026. The RSUs were granted at no cost under the company’s 2018 Stock Incentive Plan.
Each RSU represents the right to receive one share of common stock, and this grant vests 100% in the first quarter of 2029, subject to her continued employment. The Form 4 also updates her directly held balances of stock options, RSUs, and common stock, including 22,855 common shares held directly after the reported date.
Enterprise Financial Services Corp senior executive Mark G. Ponder reported an equity award and updated holdings. On March 4, 2026, he acquired 1,508 Restricted Share Units (RSUs) as a grant at a stated price of $0.00 per unit, leaving 1,508 RSUs of this grant outstanding afterward.
The RSUs were granted under the company’s 2018 Stock Incentive Plan, with each RSU representing the right to receive one share of common stock, and vesting subject to continued employment as described in the award terms. The filing also lists several outstanding Non Qualified Stock Option awards, including positions with 4,521 and 7,460 options outstanding following the reported date, that become exercisable in future quarters subject to continued employment.
Ponder’s common stock holdings include 23,726 shares held directly, 1,517 shares held indirectly through a unitized stock fund in the company’s 401(k) Plan, and 200 shares held indirectly through a self-directed IRA. Additional RSU awards vest over time, in some cases 100% in specified future first quarters or in installments, all conditioned on continued employment.
Enterprise Financial Services Corp executive Bridget Huffman, SEVP and Chief Risk Officer, reported an equity compensation update. On March 4, 2026, she acquired 1,323 Restricted Share Units at a price of $0.00 per unit as a grant or award.
The footnotes state these RSUs were granted under the company’s 2018 Stock Incentive Plan, with each unit representing the right to receive one share of common stock, subject to vesting terms and continued employment. The filing also lists her existing direct holdings of non-qualified stock options, additional RSUs, and common stock.
Enterprise Financial Services Corp reported that EVP and Chief Accounting Officer Troy Dumlao acquired 836 Restricted Share Units on March 4, 2026 as a grant or award. The RSUs were issued under the company’s 2018 Stock Incentive Plan, with each unit representing the right to receive one share of common stock, subject to plan terms and continued employment.
Enterprise Financial Services Corp reported that SEVP and Chief Banking Officer Douglas Bauche acquired 1,845 Restricted Share Units on March 4, 2026 as a grant with a stated price of $0.00 per unit. The RSUs were granted under the company’s 2018 Stock Incentive Plan, with each unit representing the right to receive one share of common stock, and are scheduled to vest 100% in the first quarter of 2029, subject to continued employment. Following this grant, Bauche holds these RSUs directly, along with existing option awards and common stock positions held both directly and through a 401(k) plan stock fund.
Enterprise Financial Services Corp executive Keene S. Turner, SEVP and Chief Financial Officer, reported an equity award on Common Stock of the company. On March 4, 2026, he acquired 2,888 Restricted Share Units (RSUs) at no cash cost in a grant classified as a grant, award, or other acquisition.
The RSUs were granted under the company’s 2018 Stock Incentive Plan, and each RSU represents the right to receive one share of Common Stock, subject to adjustment under the grant agreement. Related footnotes indicate various RSU grants vest on schedules extending into the first quarters of 2027, 2028, and 2029, generally conditioned on continued employment.
Enterprise Financial Services Corp CEO James Brian Lally reported an equity compensation grant rather than an open-market trade. On the reported date, he acquired 6,344 Restricted Share Units as a grant or award, at a stated price of $0.00 per unit, bringing his total reported RSU holdings of that grant to 6,344.
Footnotes explain that these RSUs were granted under the company’s 2018 Stock Incentive Plan and that each RSU represents the right to receive one share of common stock, with vesting conditioned on his continued employment. The filing also updates his direct and indirect holdings of common stock and non-qualified stock options, without identifying any separate buy or sell transactions.
Enterprise Financial Services Corp has filed an automatic shelf registration on Form S-3 to permit the offering, from time to time, of various securities.
The registration covers common stock, preferred stock, depositary shares, debt securities, rights, purchase contracts, warrants and units, and contemplates primary and possible resale offerings described in prospectus supplements that will set specific terms, distribution methods and any selling stockholders. As context, there were 36,965,398 shares of common stock issued and outstanding and 75,000 shares of Series A Preferred Stock outstanding as of December 31, 2025, and 3,000,000 depositary shares representing the Series A Preferred Stock were outstanding as of that date.
Enterprise Financial Services Corp, a financial holding company based in Clayton, Missouri, files its annual report outlining its 2025 operations, regulatory environment, and key risks. The company operates Enterprise Bank & Trust, serving business and wealth management clients across seven states with specialty niches in SBA 7(a), life insurance premium finance, sponsor finance, and tax credit-related lending.
In 2025, Enterprise expanded via the acquisition of 12 former First Interstate Bank branches, adding $292.0 million in loans and $609.5 million in deposits as of December 31, 2025. The company also received $50.0 million and $80.0 million of New Markets Tax Credit allocations in 2024 and 2025, bringing total allocations to $433.0 million. As of June 30, 2025, non‑affiliate market value of common stock was about $2.00 billion at a $55.10 share price, with 36,816,012 common shares outstanding as of February 25, 2026.
The filing highlights extensive supervision by the Federal Reserve, FDIC, CFPB and state regulators, detailed capital and liquidity requirements, and comprehensive risk factors, including economic conditions, interest rate risk, CRE and specialized lending concentrations, regulatory compliance, and cybersecurity. It also describes human capital initiatives for 1,370 full‑time associates, including incentive pay for roughly 68% of staff and a minimum wage of $17 per hour.
Enterprise Financial Services Corp executive reports equity award activity. SEVP and Chief Legal Officer Nicole M. Iannacone exercised 3,326 restricted share units into 3,326 shares of common stock at a stated price of $0.00 per share.
To cover tax obligations on this issuance, 1,466 shares of common stock were disposed of at $57.57 per share through share withholding, a non-open-market transaction. Following these transactions, she directly owns 22,855 shares of common stock. The filing also lists multiple non-qualified stock options and additional restricted share units that vest or become exercisable in future years, subject to continued employment.