Equitable Holdings Inc SEC Filings

Equitable Holdings, Inc. officer Nick Lane reported an automatic grant of dividend equivalents on restricted stock units (RSUs) tied to the company’s common stock. On 12/01/2025, he acquired 333.48 additional RSUs at a price of $0, reflecting dividends paid on the underlying shares. Each RSU represents a contingent right to receive one share of common stock and will vest, settle, and expire on the same terms as the original RSU awards.

Following this transaction, Lane beneficially owned a total of 139,957.8 shares and RSUs in Equitable Holdings, Inc., held directly. He is identified as an officer of the company, serving as President of Equitable Financial, and this filing covers his holdings as a single reporting person.

Equitable Holdings, Inc. reported a routine equity award for an executive. On 12/01/2025, the Head of Asset Management received 115.07 shares of common stock in the form of dividend equivalents on previously granted Restricted Stock Units (RSUs). These dividend equivalents are issued as RSUs that vest and settle under the same terms as the original RSUs, each representing a contingent right to receive one share of common stock.

After this transaction, the executive beneficially owns 43,490.07 shares of Equitable Holdings common stock in direct form, and this total includes RSUs. The transaction was reported on a Form 4 as an acquisition at a price of $0, reflecting that it arose from dividend accruals rather than an open-market purchase.

Equitable Holdings, Inc. President and CEO Mark Pearson, who is also a director, reported an automatic equity accrual linked to his existing awards. On 12/01/2025, he acquired 1,405.01 shares of common stock in the form of dividend equivalents on previously granted Restricted Stock Units (RSUs) at a price of $0. Dividend equivalents are additional RSUs that accumulate when cash dividends are paid on the underlying common shares and vest on the same schedule as the original RSUs. Following this transaction, Pearson beneficially owns 677,945.01 shares of common stock, including RSUs, held in direct form.

Equitable Holdings, Inc.12/01/2025, he acquired 163.75 shares of common stock at $0 through dividend equivalents credited on previously granted restricted stock units (RSUs) under the company’s incentive plan.

After this transaction, Meyers beneficially owned 21,899.75 shares of Equitable common stock, including RSUs. The filing notes that dividend equivalents are paid when dividends are paid on the underlying shares, and they vest and settle on the same schedule as the related RSUs. It also states that the total ownership figure includes shares acquired through the Equitable Stock Purchase Plan since his last ownership report.

Equitable Holdings, Inc. officer and Chief Accounting Officer William Eckert reported an automatic acquisition of common stock-linked awards. On 12/01/2025, he received 53.76 additional common stock units at a price of $0, recorded as an "A" (acquired) transaction. After this event, he beneficially owned a total of 19,925.46 common stock-related units.

The filing explains that these units are dividend equivalents on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan. Dividend equivalents are credited when Equitable pays dividends on the common shares underlying the RSUs, and they vest and settle on the same schedule and terms as the original RSUs, with each unit representing a contingent right to receive one share of common stock.

Equitable Holdings, Inc. reported a routine equity compensation update for its Chief Financial Officer, Robin Raju. On 12/01/2025, Raju acquired 329.77 shares of Equitable common stock at a price of $0 per share through dividend equivalents on previously granted Restricted Stock Units (RSUs) under the company’s incentive plan.

Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs and convert into additional RSUs that vest and settle on the same terms as the original awards. After this transaction, Raju beneficially owned a total of 140,587.66 shares of common stock, which includes RSUs, held in direct ownership.

Equitable Holdings, Inc. (EQH) President and CEO and director Mark Pearson reported Form 4 transactions dated 11/18/2025. He exercised an employee stock option for 27,200 shares of common stock at an exercise price of $23.18 per share, then sold 35,965 shares at a weighted average price of $43.1051 and a further 3,735 shares at a weighted average price of $43.5268, with both sales executed in multiple trades.

Following these transactions, Pearson beneficially owns 680,275 and then 676,540 EQH shares directly, a figure that includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. The filing notes that the option grant for 27,200 shares was made under the company’s 2019 Omnibus Incentive Plan and vested in three installments beginning on February 26, 2021. All reported sales and the option exercise were carried out under a Rule 10b5-1 trading plan adopted on May 16, 2025.

Equitable Holdings, Inc. (EQH) reported an insider stock sale by its Chief Operating Officer, Jeffrey J. Hurd. On 11/17/2025, Hurd sold 3,790 shares of common stock at a weighted average price of $42.8064 and an additional 3,000 shares at a weighted average price of $43.8783. These transactions were executed under a Rule 10b5-1 trading plan adopted on May 1, 2025, which is designed to pre-arrange trades to avoid discretionary timing. Following the sales, Hurd beneficially owned 68,307.78 shares of EQH common stock, which total includes Restricted Stock Units.

Equitable Holdings insider plans sale of common stock under Rule 144. The notice covers the proposed sale of 119,100 shares of common stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $5,111,772 and 286,532,039 shares outstanding.

The seller acquired 37,500 shares on 02/28/2024 as restricted stock units granted by the issuer and 81,600 shares on 11/18/2025 through a stock option exercise paid in cash. Over the prior three months, the same insider sold 39,700 shares of common stock on 09/18/2025 for gross proceeds of $2,152,758 and another 39,700 shares on 10/20/2025 for $1,912,224.