Welcome to our dedicated page for Equitable Holdings SEC filings (Ticker: EQH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Equitable Holdings, Inc. filings document formal disclosures for a financial services holding company with retirement, asset management and wealth management operations. Recent Form 8-K reports cover operating and financial results, earnings materials, Regulation FD presentations, capital-structure matters, debt tender offer disclosures and registered securities that include common stock and depositary shares representing preferred stock.
The company's regulatory record also includes material-event disclosures on definitive agreements, shareholder voting communications, governance matters, risk factors and segment reporting. Filings tied to a completed reinsurance transaction document changes to reportable segments, including the Retirement segment and the treatment of legacy and life insurance business within Corporate and Other.
Mark Pearson, President and CEO of Equitable Holdings, Inc. (EQH), reported option exercises and open-market sales on a Form 4. On 09/18/2025 he exercised 27,200 employee stock options with a $23.18 exercise price, resulting in 27,200 shares issued. The same day he sold 39,551 shares at a weighted-average price of $54.2247. On 09/19/2025 he sold an additional 149 shares at $54.47. After these transactions he beneficially owned 690,529 shares (including restricted stock units). The sales and exercise were effected under a Rule 10b5-1 trading plan adopted on May 16, 2025. The Form 4 was signed by an attorney-in-fact on 09/19/2025.
Jeffrey J. Hurd, Chief Operating Officer of Equitable Holdings, Inc. (EQH), reported insider sales executed under a Rule 10b5-1 trading plan adopted May 1, 2025. On 09/15/2025 he sold 5,690 shares at a weighted average price of $53.5802 and 1,100 shares at a weighted average price of $54.2418. The filings state the first sale prices ranged $53.1100–$54.1000 and the second $54.1500–$54.3300, with the reported prices reflecting weighted averages; full trade-level detail is available on request. After these transactions Hurd’s beneficial ownership is reported as 81,887.78 shares (direct), with totals including restricted stock units. The Form 4 was submitted and signed by an attorney-in-fact on 09/17/2025.
Arlene Isaacs-Lowe, a director of Equitable Holdings, Inc. (EQH), reported a sale of 1,800 shares of EQH common stock on 09/16/2025 at a price of $52.74 per share. After the sale she beneficially owned 16,363 shares. The Form 4 lists her relationship to the issuer as a director and was signed by Michael Brudoley as attorney-in-fact on 09/17/2025. The filing records the transaction as a non-derivative sale and provides the reporting person's business address at Equitable Holdings, Inc.
Equitable Holdings (EQH) filed a Form 144 to report a proposed sale of 1,800 common shares. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE with an approximate aggregate market value of $94,932 and an approximate sale date of 09/16/2025. The 1,800 shares were acquired on 05/22/2024 as restricted stock that vested under a registered plan; the consideration is listed as services rendered. The filer reports no securities sold in the past three months. The notice includes the standard signature representation that the seller is not aware of undisclosed material adverse information about the issuer.
Equitable Holdings, Inc. reported new information related to a previously announced cash tender offer for certain of its existing debt securities. The company disclosed that it has released early results of the tender offer and separately set the pricing terms governing the transaction.
Both developments were communicated through press releases dated September 9, 2025, which are included as exhibits and incorporated by reference. Together, these updates give investors more detail on how the cash tender offer for the company’s outstanding debt is progressing and the terms under which the company plans to repurchase those securities.
Equitable Holdings, Inc. terminated several bilateral letter of credit facilities under its February 16, 2018 reimbursement agreements with multiple banking counterparties. On Aug 21, 2025, the company ended facilities with Barclays Bank PLC, Credit Agricole Corporate and Investment Bank, JPMorgan Chase Bank, N.A., Landesbank Hessen-Thüringen Girozentrale (New York Branch), and Natixis, New York Branch. On Aug 26, 2025, the company terminated the facility with Citibank Europe PLC. The filing lists these terminations as material definitive agreement changes and includes an exhibits reference for the 8-K.
Equitable Holdings director Scott Bertram reported a sale of company stock. The Form 4 shows a transaction on 08/21/2025 in which 2,600 shares of Equitable Holdings, Inc. (EQH) were sold at a price of $51.86 per share. After the sale, the reporting person beneficially owned 26,001 shares, held directly. The filing lists the reporter as a director and was signed by Michael Brudoley as attorney-in-fact on 08/22/2025. No derivative transactions or additional remarks are disclosed in the filing.
Equitable Holdings, Inc. (EQH) Form 144 notice: A holder intends to sell 2,600 shares of EQH common stock through Morgan Stanley Smith Barney LLC on 08/21/2025 on the NYSE, representing an aggregate market value of $134,836.00. The shares were acquired on 05/22/2024 via restricted stock vesting under a registered plan and were issued by the company in payment for services. The filer reports no securities sold in the past three months and affirms no undisclosed material adverse information. Contact and filer identification fields in the form appear blank or not provided in the extracted content.
Jeffrey J. Hurd, Chief Operating Officer of Equitable Holdings, Inc. (EQH), reported a sale of 6,790 shares of the issuer's common stock on 08/15/2025. The sale was effected under a Rule 10b5-1 trading plan adopted May 1, 2025, and executed in multiple trades at prices ranging from $53.79 to $54.78, with a weighted average price of $54.0928.
After the reported disposition, the filing shows the reporting person beneficially owned 88,677.78 shares (the total includes restricted stock units). The Form 4 was signed by an attorney-in-fact on 08/19/2025.
Mark Pearson, President and CEO of Equitable Holdings, Inc. (EQH), executed option exercises and share sales under a 10b5-1 plan. On 08/18/2025 he exercised 27,200 employee stock options at an exercise price of $23.18, creating an immediate beneficial ownership figure shown as 742,729 shares. On the same date he sold a total of 39,700 shares in multiple trades at weighted average prices of $53.0407 and $53.5998, with reported post-transaction ownership levels of 703,538 and 703,029 shares. The Form 4 states the exercise and sales were effected pursuant to a Rule 10b5-1 trading plan adopted May 16, 2025, and that reported ownership includes Restricted Stock Units.