Establishment Labs CFO granted new equity awards

ESTABLISHMENT LABS HOLDINGS INC.

Rhea-AI Filing Summary

ESTABLISHMENT LABS HOLDINGS INC. Chief Financial Officer Cassandra Harris received new equity awards as part of her compensation. She was granted stock options for 12,877 common shares at an exercise price of $74.60 per share and a separate grant of 7,372 common shares.

Both awards vest over four years. One-fourth of the stock units and one-fourth of the option shares will vest on March 9, 2027, with additional one-fourth increments vesting on each one-year anniversary thereafter, as long as she continues as a service provider. Following these awards, she holds 12,877 options and 7,372 common shares directly.

Insider Trade Summary

Grant/Award: 20,249 shares

Grant/Award 2 txns

Insider HARRIS CASSANDRA

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (Right to buy)	12,877	$0.00	$0.00
Grant/Award	Common Shares	7,372	$0.00	$0.00

Holdings After Transaction: Stock Option (Right to buy) — 12,877 contracts (Direct); Common Shares — 7,372 shares (Direct)

Footnotes (2)

1. F1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 9, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.
2. F2. One-fourth of the shares subject to the option shall vest on March 9, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ESTA Chief Financial Officer Cassandra Harris report on this Form 4?

Cassandra Harris reported receiving equity compensation from ESTABLISHMENT LABS HOLDINGS INC., including stock options for 12,877 common shares at an exercise price of $74.60 and a grant of 7,372 common shares, all held directly after the reported transactions.

How many ESTABLISHMENT LABS (ESTA) stock options did the CFO receive?

She received stock options covering 12,877 common shares at an exercise price of $74.60 per share. These options were granted as compensation and are scheduled to vest in four equal annual installments beginning March 9, 2027, subject to continued service.

What common share award did ESTA grant its CFO in this filing?

The company granted Cassandra Harris 7,372 common shares as an award of stock units under its 2018 Equity Incentive Plan. The shares vest in four equal yearly installments starting March 9, 2027, contingent on her continuing as a service provider each year.

What is the vesting schedule for Cassandra Harris’s ESTA equity awards?

For both the stock units and stock options, one-fourth of the shares vest on March 9, 2027, with the remaining three-fourths vesting in equal one-year increments on each anniversary, provided she continues as a service provider through each applicable vesting date.

When do Cassandra Harris’s ESTABLISHMENT LABS stock options expire?

The stock options granted to Cassandra Harris in this transaction expire on February 16, 2036. She may exercise vested portions of the 12,877 underlying common shares at an exercise price of $74.60 per share before that expiration date, subject to plan terms.

How many ESTABLISHMENT LABS shares does the CFO hold after these grants?

After these grants, the filing shows Cassandra Harris directly holding 7,372 common shares and stock options representing 12,877 underlying common shares. Both positions result from compensation awards reported on this Form 4, not open‑market purchases or sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/10/2026 - 05:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HARRIS CASSANDRA

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DE 19958

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	03/09/2026		A(1)		7,372	A	$0	7,372	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to buy)	$74.6	03/09/2026		A(2)		12,877		03/09/2027	02/16/2036	Common Shares	12,877	$0	12,877	D

Explanation of Responses:

1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on March 9, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

2. One-fourth of the shares subject to the option shall vest on March 9, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Remarks:

	/s/ Cassandra "Sandra" Harris	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.