ESTABLISHMENT LABS director granted 330 shares

SCHUTTER EDWARD J reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

SCHUTTER EDWARD J reported acquisition or exercise transactions in this Form 4 filing.

ESTABLISHMENT LABS HOLDINGS INC. director Edward J. Schutter received 330 common shares on March 31, 2026 as a share-based retainer. The shares were issued under the company’s 2018 Equity Incentive Plan instead of a quarterly cash retainer, based on the closing share price for the quarter’s last trading day.

After this grant, Schutter directly holds 138,602 common shares, so the award represents a small, routine addition to his existing stake rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 330 shares

Grant/Award 1 txn

Insider SCHUTTER EDWARD J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	330	$56.78	$19K

Holdings After Transaction: Common Shares — 138,602 shares (Direct)

Footnotes (1)

1. F1. Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Key Figures

Shares granted: 330 shares Grant valuation reference price: $56.78 per share Post-transaction holdings: 138,602 shares

3 metrics

Shares granted 330 shares Common shares granted in lieu of quarterly cash retainer on March 31, 2026

Grant valuation reference price $56.78 per share Closing price used to determine the share grant

Post-transaction holdings 138,602 shares Director’s direct ownership after the grant

Key Terms

Outside Director Compensation Policy, 2018 Equity Incentive Plan, quarterly cash retainer, Form 4

4 terms

Outside Director Compensation Policy financial

"in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy"

2018 Equity Incentive Plan financial

"The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan"

quarterly cash retainer financial

"common shares elected to be received in lieu of a quarterly cash retainer payment"

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ESTA director Edward J. Schutter report in this Form 4?

Edward J. Schutter reported receiving 330 ESTA common shares as compensation. The shares were granted in lieu of a quarterly cash retainer under the Outside Director Compensation Policy and issued pursuant to the 2018 Equity Incentive Plan.

Was the ESTA Form 4 transaction an open-market buy or sale?

The Form 4 does not show an open-market buy or sale. It reports a grant of 330 common shares as a compensation election, replacing cash fees with stock under the company’s Outside Director Compensation Policy.

How many ESTABLISHMENT LABS (ESTA) shares does Schutter hold after this grant?

After receiving the 330-share grant, Edward J. Schutter directly holds 138,602 ESTA common shares. This indicates the award is a small incremental increase compared with his existing ownership position reported in this filing.

How was the number of 330 ESTA shares determined for this director grant?

The 330 common shares were calculated using the issuer’s closing share price on the last trading day of the quarter. This valuation converted Schutter’s elected quarterly cash retainer into an equivalent number of shares under the 2018 Equity Incentive Plan.

Under which plan were the 330 ESTA common shares issued to Schutter?

The 330 common shares were issued under ESTABLISHMENT LABS’ 2018 Equity Incentive Plan. The grant reflects Schutter’s prior election to receive his quarterly outside director cash retainer in stock rather than cash, consistent with the company’s compensation policy.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/01/2026 - 04:06 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCHUTTER EDWARD J

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DELAWARE 19958

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	03/31/2026		A(1)		330	A	$56.78	138,602	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Remarks:

	/s/ Cassandra "Sandra" Harris	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)