Establishment Labs (ESTA) counsel has 657 shares withheld for taxes

Rhea-AI Filing Summary

Establishment Labs Holdings Inc. reported that General Counsel and Chief Compliance Officer Samuel Ross Mansbach had 657 common shares withheld on March 6, 2026 to cover tax obligations tied to vesting restricted stock units. These shares were valued at $70.41 per share. After this tax-withholding disposition, he held 18,663 common shares directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mansbach Samuel Ross

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DE 19958

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			General Counsel and CCO

3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	03/06/2026		F		657(1)	D	$70.41	18,663	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.

Remarks:

	/s/ Ross Mansbach	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What insider transaction did ESTA’s Samuel Ross Mansbach report?

Samuel Ross Mansbach reported a tax-withholding disposition of 657 common shares. The shares were withheld by Establishment Labs to satisfy tax obligations arising from previously granted restricted stock units that vested on March 6, 2026.

Was the ESTA insider transaction an open-market sale of shares?

No, the Form 4 describes a tax-withholding disposition, not an open-market sale. The 657 shares were withheld by Establishment Labs to cover tax liabilities from vesting restricted stock units granted to Samuel Ross Mansbach.

How many Establishment Labs shares did the insider dispose of for taxes?

The insider had 657 common shares disposed of through withholding. These shares were valued at $70.41 per share and were used solely to satisfy tax withholding obligations related to vesting restricted stock units.

How many ESTA shares does Samuel Ross Mansbach hold after the transaction?

Following the tax-withholding disposition, Samuel Ross Mansbach directly holds 18,663 common shares of Establishment Labs Holdings Inc. This figure reflects his direct ownership after 657 shares were withheld to cover tax obligations on vesting awards.

What does transaction code F mean in the ESTA Form 4 filing?

Transaction code F in the Form 4 indicates a payment of tax liability by delivering securities. For ESTA, it reflects 657 shares withheld by the issuer to satisfy tax obligations from the vesting of restricted stock units granted to the insider.