Establishment Labs director awarded 2,354 shares

Gillin Leslie reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Gillin Leslie reported acquisition or exercise transactions in this Form 4 filing.

Establishment Labs Holdings Inc. director Leslie Gillin received an award of 2,354 common share stock units as compensation. The award was granted at no cash cost to her and is tied to continued board service. These units vest in full on the earlier of May 22, 2027 or the day prior to the company’s next annual meeting of stockholders, provided she remains a service provider through that date. Following this grant, she holds 18,398 common shares directly.

Insider Trade Summary

Grant/Award: 2,354 shares

Grant/Award 1 txn

Insider Gillin Leslie

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	2,354	$0.00	$0.00

Holdings After Transaction: Common Shares — 18,398 shares (Direct)

Footnotes (1)

1. F1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Key Figures

Stock unit award: 2,354 shares Post-grant holdings: 18,398 shares Vesting date: May 22, 2027

3 metrics

Stock unit award 2,354 shares Grant of common share stock units on May 22, 2026

Post-grant holdings 18,398 shares Total direct common shares after award

Vesting date May 22, 2027 Full vesting or earlier day before next annual meeting

Key Terms

stock units, 2018 Equity Incentive Plan, vest in full, annual meeting of stockholders

4 terms

stock units financial

"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."

Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.

2018 Equity Incentive Plan financial

"Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan."

vest in full financial

"The shares subject to the award vest in full on the earlier of May 22, 2027 or the day prior"

annual meeting of stockholders financial

"the day prior to the date of the Issuer's next annual meeting of stockholders"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Establishment Labs (ESTA) report for Leslie Gillin?

Establishment Labs reported that director Leslie Gillin received 2,354 common share stock units as a compensation award. The grant carried a zero dollar price per share and increased her direct holdings to 18,398 common shares following the transaction.

When do Leslie Gillin’s 2,354 Establishment Labs stock units vest?

The 2,354 stock units vest in full on the earlier of May 22, 2027 or the day before Establishment Labs’ next annual stockholder meeting. Vesting is conditioned on Gillin continuing as a service provider to the company through the applicable vesting date.

What plan governs Leslie Gillin’s new Establishment Labs stock unit award?

The award was granted under Establishment Labs’ 2018 Equity Incentive Plan. This plan allows the company to compensate directors and other service providers with equity-based awards, aligning their interests with stockholders through ownership in common shares.

How many Establishment Labs shares does Leslie Gillin hold after this Form 4?

After receiving the 2,354-stock-unit award, Leslie Gillin holds 18,398 common shares directly. This figure reflects her total reported direct ownership following the grant transaction disclosed in the Form 4 insider filing for Establishment Labs.

Did Leslie Gillin buy or sell Establishment Labs (ESTA) shares in this filing?

She did not buy or sell shares on the market. Instead, Leslie Gillin acquired 2,354 common share stock units as a grant or award, with a reported price of zero per share, under the company’s 2018 Equity Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gillin Leslie

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DELAWARE 19958

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	05/22/2026		A(1)		2,354	A	$0	18,398	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. The shares subject to the award vest in full on the earlier of May 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Remarks:

	/s/ Cassandra "Sandra" Harris	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)