Establishment Labs counsel granted stock and options

Establishment Labs Holdings Inc. reported that its General Counsel and Chief Compliance Officer, Samuel Ross Mansbach, received equity awards on February 16, 2026.

Rhea-AI Filing Summary

Establishment Labs Holdings Inc. reported that its General Counsel and Chief Compliance Officer, Samuel Ross Mansbach, received equity awards on February 16, 2026. He was granted stock options for 7,131 shares at an exercise price of $0.00 and 4,082 common shares as stock units.

According to the award terms, one-fourth of the stock units and one-fourth of the option shares vest on February 16, 2027, with additional one-fourth portions vesting on each one-year anniversary thereafter. Vesting is conditioned on Mansbach continuing as a service provider through each applicable vesting date.

Insider Trade Summary

Grant/Award: 11,213 shares

Grant/Award 2 txns

Insider Mansbach Samuel Ross

Role Insider

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (Right to buy)	7,131	$0.00	$0.00
Grant/Award	Common Shares	4,082	$0.00	$0.00

Holdings After Transaction: Stock Option (Right to buy) — 7,131 contracts (Direct); Common Shares — 19,320 shares (Direct)

Footnotes (2)

1. F1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on February 16, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.
2. F2. One-fourth of the shares subject to the option shall vest on February 16, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did ESTA report for Samuel Ross Mansbach?

ESTA reported that General Counsel and CCO Samuel Ross Mansbach received equity awards on February 16, 2026. He was granted stock options for 7,131 shares and 4,082 common shares as stock units, both subject to multi-year vesting conditions tied to continued service.

How many stock options were granted to ESTA executive Samuel Ross Mansbach?

Samuel Ross Mansbach received stock options covering 7,131 shares of Establishment Labs common stock. These options vest in four equal annual installments starting February 16, 2027, provided he continues as a service provider on each vesting date.

What stock unit award did ESTA grant to Samuel Ross Mansbach?

He was granted 4,082 common shares in the form of stock units under Establishment Labs’ 2018 Equity Incentive Plan. One-fourth vests on February 16, 2027, with additional one-fourth portions vesting on each of the next three yearly anniversaries, subject to continued service.

Are Samuel Ross Mansbach’s ESTA equity awards immediately vested?

No, the awards are not immediately vested. One-fourth of both the stock units and option shares vest on February 16, 2027, with remaining portions vesting annually thereafter, as long as he continues to serve the company through each vesting date.

What plan governs the ESTA stock unit award to Samuel Ross Mansbach?

The stock unit award for 4,082 shares was granted under Establishment Labs’ 2018 Equity Incentive Plan. The plan provides for equity compensation, and this award vests in four equal annual installments beginning on February 16, 2027, conditioned on ongoing service.

Did Samuel Ross Mansbach buy ESTA shares on the open market?

No, the Form 4 shows equity awards rather than open-market purchases. He received 7,131 stock options and 4,082 stock units at an exercise or grant price of $0.00, with vesting over four years, as part of his compensation package.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/06/2026 - 04:56 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mansbach Samuel Ross

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DE 19958

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			General Counsel and CCO

3. Date of Earliest Transaction (Month/Day/Year)
02/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	02/16/2026		A(1)		4,082	A	$0	19,320	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to buy)	$74.6	02/16/2026		A		7,131		02/16/2027(2)	02/16/0036	Common Shares	7,131	$0	7,131	D

Explanation of Responses:

1. Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on February 16, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.

2. One-fourth of the shares subject to the option shall vest on February 16, 2027 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Remarks:

	/s/ Rajbir S. Denhoy, Chief Financial Officer, by power of attorney	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.