ETD Insider Filing: SVP/CFO McNulty Withholds 316 Shares, Retains 12,400 Shares

Rhea-AI Filing Summary

Matthew J. McNulty, SVP and CFO of Ethan Allen Interiors Inc. (ETD), reported a routine withholding transaction on Form 4 related to equity vesting. The filing shows that on 08/11/2025 316 shares of Ethan Allen common stock were withheld at vesting to satisfy required tax withholding. The withholding used the $29.47 closing price reported on that date to calculate the number of shares withheld.

After the withholding, Mr. McNulty beneficially owned 12,400 shares of common stock in a direct ownership form. The filing is a standard insider reporting of share withholding for taxes and does not show any derivative transactions or open-market purchases or sales.

Insights

Corporate Governance Expert

TL;DR: Routine tax-withholding at vesting; no new sales or purchases, minimal governance signal.

The Form 4 documents a standard administrative action: 316 shares withheld to cover tax obligations tied to vested equity, using the $29.47 closing price on 08/11/2025. The reporting person is the SVP and CFO, and the filing confirms direct beneficial ownership of 12,400 shares following the transaction. From a governance perspective, this is ordinary and conveys no material change in control or intent by management.

Securities Analyst

TL;DR: Insider withholding is routine and has negligible market impact.

The transaction code indicates share withholding at vesting rather than a cash sale. The record shows no derivative transactions reported on this form. Because the action is mechanical—covering taxes—there is no evidence here of liquidity-driven insider selling or of new purchases that would alter share count materially. The post-transaction direct holding of 12,400 shares is explicit in the filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McNulty Matthew J

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811-5286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, CFO

3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/11/2025		F		316(1)	D	$29.47	12,400	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 11, 2025.

	/s/ Matthew J. McNulty	08/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Ethan Allen (ETD) Form 4 filed by Matthew J. McNulty report?

The Form 4 reports that 316 shares were withheld at vesting to cover tax withholding, using the $29.47 closing price on 08/11/2025.

How many Ethan Allen shares does CFO Matthew McNulty beneficially own after the transaction?

After the withholding, Mr. McNulty beneficially owned 12,400 shares in a direct ownership form.

Was this Form 4 a sale, purchase, or another type of transaction for ETD?

The transaction is reported under a withholding code for vested shares; it is not an open-market sale or purchase but withholding to satisfy tax obligations.

What date and price were used to calculate the shares withheld in the ETD Form 4?

The filing states the closing price on 08/11/2025—$29.47—was used to determine the number of shares withheld.

Does the Form 4 show any derivative securities transactions for Ethan Allen (ETD)?

No. The Form 4 includes only non-derivative reporting for common stock and lists no derivative securities transactions.