[Form 4] Ethan Allen Interiors Inc Insider Trading Activity

Rhea-AI Filing Summary

Amy Franks, EVP, Retail Division at Ethan Allen Interiors Inc. (ETD), reported a grant of 4,221 restricted stock units on 08/06/2025 under the company's Stock Incentive Plan. The units vest ratably over three years, with one-third of the total vesting each year on the anniversary of the grant beginning 08/06/2026. On 08/07/2025 and 08/08/2025, 500 and 421 shares were withheld to cover required tax withholding at closing prices of $29.31 and $29.26, respectively. Following these reported transactions, Ms. Franks beneficially owned 14,800 shares directly. The Form 4 was signed by an attorney-in-fact on 08/08/2025.

Positive

• Grant of 4,221 restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan is explicitly disclosed.
• Vesting schedule disclosed: RSUs vest ratably over three years with one-third vesting each anniversary beginning 08/06/2026.

Negative

• 921 shares were withheld across 08/07/2025 and 08/08/2025 to satisfy tax withholding, reducing direct beneficial ownership.
• Direct beneficial ownership declined to 14,800 shares following the reported withholding transactions.

Insights

Securities Analyst

TL;DR: Routine executive equity grant and tax-withholding transactions; limited immediate market impact.

The Form 4 discloses a 4,221 restricted stock unit award to Amy Franks and subsequent withholding of 921 shares over two dates to satisfy tax obligations. The RSUs vest ratably over three years starting 08/06/2026, which spreads potential dilution and aligns compensation over time. The withheld shares reduce Ms. Franks' direct holdings to 14,800 shares. These are standard compensation and tax-settlement entries and do not disclose any other material events or changes in control.

Corporate Governance Expert

TL;DR: Disclosure is clear and complete for an insider award; vesting schedule and withholding are documented.

The filing clearly states the grant was made under the company Stock Incentive Plan and specifies the vesting schedule (one-third annually beginning 08/06/2026). It also documents tax-withholding mechanics with the exact number of shares withheld and the closing prices used on 08/07/2025 and 08/08/2025. The Form 4 is executed via attorney-in-fact, consistent with permitted filing practices. No governance concerns or deviations from standard reporting practices are evident in the submission.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Franks Amy

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Retail Division

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/06/2025		A		4,221(1)	A	$0	15,721	D
Common Stock	08/07/2025		F		500(2)	D	$29.31	15,221	D
Common Stock	08/08/2025		F		421(3)	D	$29.26	14,800	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

2. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2025.

3. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2025.

	/s/ Matthew J. McNulty as attorney-in-fact for Amy Franks	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What transactions did Amy Franks report on Form 4 for ETD?

Reported transactions: grant of 4,221 RSUs on 08/06/2025; withholding of 500 shares on 08/07/2025 at $29.31; withholding of 421 shares on 08/08/2025 at $29.26.

What is the vesting schedule for the RSUs reported on ETD Form 4?

Vesting schedule: RSUs vest ratably over three years, with one-third of the total number of units vesting each year on the anniversary of the grant starting 08/06/2026.

How many shares does Amy Franks beneficially own after these ETD transactions?

Beneficial ownership after transactions: 14,800 shares held directly.

Why were shares withheld on August 7 and 8, 2025?

Reason for withholding: The filings state the 500 and 421 shares were withheld to cover required tax withholding, using the closing price of ETD common stock on each respective date.

Who signed the Form 4 filing for Amy Franks (ETD)?

Signature: The Form 4 was signed by Matthew J. McNulty as attorney-in-fact for Amy Franks on 08/08/2025.