5E Advanced Materials Inc SEC Filings

Curtis L. Hebert Jr., a director of 5E Advanced Materials, Inc. (FEAM), was granted 5,901 restricted stock units (RSUs) on 09/30/2025. Each RSU converts to one share of common stock and the reported transaction shows 5,901 shares beneficially owned following the grant. The RSUs were awarded under the Issuer's Amended and Restated 2022 Equity Compensation Plan, vesting on July 1, 2026 subject to Mr. Hebert's continued board service. The RSUs have no expiration date and were reported with a transaction price of $0.00. The Form 4 was submitted by Joshua Malm as attorney-in-fact for the reporting person.

5E Advanced Materials, Inc. (FEAM) director Bryn Llywelyn Jones was granted 5,901 restricted stock units (RSUs) on 09/30/2025. Each RSU represents a contingent right to one share of common stock and the reported grant increases the reporting person’s beneficial ownership to 5,901 shares. The RSUs were issued under the company’s Amended and Restated 2022 Equity Compensation Plan, vest on 07/01/2026 subject to continued board service, carry a reported price of $0.00, and have no expiration date.

Director Dick Barry received 6,885 restricted stock units (RSUs) of 5E Advanced Materials, Inc. (FEAM) on 09/30/2025. Each RSU converts to one share of common stock and the grant was reported as a direct holding of 6,885 shares following the award. The RSUs were issued under the companys Amended and Restated 2022 Equity Compensation Plan, carry a $0.00 purchase price, vest on July 1, 2026 subject to Mr. Barrys continued board service through the vesting date, and have no expiration date. The Form 4 was filed by one reporting person and signed by an attorney-in-fact on behalf of Mr. Barry.

Graham van't Hoff, a director of 5E Advanced Materials, Inc. (FEAM), was granted 8,196 restricted stock units (RSUs) on 09/30/2025. Each RSU represents a contingent right to one share of common stock. The RSUs were issued under the company's Amended and Restated 2022 Equity Compensation Plan and carry a reported price of $0.00. The award vests on July 1, 2026, contingent on the reporting person's continued service on the company's board through the vesting date. The RSUs have no expiration date. The Form 4 filing was signed on behalf of the reporting person by an attorney-in-fact on 09/30/2025.

5E Advanced Materials, Inc. (FEAM) is a development-stage mining company focused on the 5E Boron Americas (Fort Cady) Complex. The company operates a small-scale facility (SSF) that provides data to support a proposed commercial-scale project targeting initial commercial production in the second half of calendar 2028. Phase 1 targets production of 130,000 short tons per annum of boric acid with calcium byproducts. The company has limited operating history, has incurred significant net operating losses, and explicitly states there is substantial doubt about its ability to continue as a going concern. Management completed multiple financings and restructuring actions that provided net proceeds (approximately $10.2M from convertible note financings, $4.9M from a March 2025 subscription, $6.4M from a May 2025 offering, and ~ $8.3M from an August 2025 offering before costs) but anticipates additional financing will be needed within 12 months. Material risks include permit and environmental requirements, title and water rights complexity, project cost and schedule uncertainty, market price volatility for borates and lithium, and potential dilution from recapitalization and warrants.

5E Advanced Materials, Inc. (FEAM) reporting person Paul Wesley Weibel III, identified as an officer and CEO, recorded equity activity related to restricted share units (RSUs) and common stock on 09/15/2025. The report shows vesting and tax-withholding actions: 914 RSUs vested (reported as transaction code M) resulting in an increase of 15,416 shares before withholding, and 328 shares were withheld to cover taxes at an implied price of $3.89, leaving 15,088 shares beneficially owned by the reporting person.

The filing lists two RSU grants: 530 RSUs from a 2023 grant and 384 RSUs from a 2024 grant, each vesting one-third annually over three years under the companys 2022 Equity Compensation Plan.

Paul W. Weibel III, Chief Executive Officer of 5E Advanced Materials, Inc. (FEAM), reported equity awards vesting in early September 2025. Restricted share units (RSUs) granted September 1, 2022, included 133 RSUs that vested and were settled on 09/01/2025. Performance share units (PSUs) tied to service and performance conditions were partially satisfied; the Board determined on 09/03/2025 that performance conditions were 90% achieved, resulting in 239 PSUs vesting. The issuer withheld 131 shares to cover the reporting person’s tax withholding obligation, and the reporting person’s beneficial ownership after the transactions is reported at 14,502 shares of common stock. All reported awards were granted under the company’s 2022 Equity Compensation Plan.

Ascend Global Investment Fund SPC and related entities reported purchases of common stock of 5E Advanced Materials, Inc. (FEAM). On 08/25/2025 Ascend Global and Meridian Investments each acquired 50,000 shares at $3.50 per share, for a combined 100,000-share purchase. The filing shows 7,830,646 shares beneficially owned following the transactions, reported as indirect ownership.

The filing explains the ownership chain: Ascend Global is the record holder of 4,031,972 shares and Meridian of 3,798,674 shares. Ascend Global is the sole shareholder of Meridian; Ascend Financial Holdings Limited is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., the sole partner of Ascend Global. By virtue of control, Mr. Susanto may be deemed to share beneficial ownership, although he disclaims such ownership. The Form 4 signatures are dated 08/27/2025.

5E Advanced Materials, Inc. (FEAM) reported an insider purchase on a Form 4. BEP Special Situations IV LLC and related Bluescape entities acquired 100,000 shares of common stock on 08/25/2025 at a price of $3.50 per share. After the purchase, the reporting persons beneficially own 7,597,349 shares. The filings identify BEP Special Situations IV LLC as a 10% owner and director, and note that Bluescape Energy Partners IV GP LLC is the general partner related to the purchaser. The reports were signed on 08/27/2025. The filing includes an ownership disclaimer stating the entities claim beneficial ownership only to the extent of pecuniary interest.