Welcome to our dedicated page for 5E Advanced Materials SEC filings (Ticker: FEAM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for 5E Advanced Materials, Inc. (FEAM) provides direct access to the company’s U.S. regulatory disclosures, including current reports, technical reports, and proxy materials. As a development-stage specialty materials company listed on The Nasdaq Global Select Market, 5E uses its filings to report material events related to the Fort Cady boron project, capital markets transactions, and corporate governance.
Key filings for FEAM include Form 8-K reports that describe significant project and financing milestones. For example, a November 2025 Form 8-K details an updated mineral resource estimate for the Fort Cady Project under SEC Regulation S-K 1300, including measured, indicated, and inferred resources of boric acid and lithium carbonate equivalent. Another August 2025 Form 8-K announces the release of a new Preliminary Feasibility Study and Technical Report Summary for the proposed commercial-scale boron facility at Fort Cady, prepared by independent qualified persons.
Additional 8-K filings cover matters such as equity offerings under a shelf registration statement, the termination of an at-the-market equity distribution agreement, and the scheduling of the company’s annual stockholders’ meeting. These documents outline how 5E raises capital to fund its small-scale facility operations, wellfield development, engineering work, and general corporate purposes.
The company’s DEF 14A definitive proxy statement provides detail on board elections, equity compensation plans, and proposed warrant issuances under Nasdaq and ASX listing rules, as well as the virtual-only format of its annual meeting. Through these filings, investors can review 5E’s resource disclosures, project assumptions, and governance framework. On this page, AI-powered tools can help summarize lengthy technical and legal documents, highlight key resource figures, and surface important terms from 10-K exhibits, 8-Ks, and proxy materials, allowing users to understand the implications of FEAM’s filings more efficiently.
5E Advanced Materials, Inc. reported a net loss of
Total assets were
The company eliminated its convertible note debt in March 2025 through an exchange into equity and continued to raise capital via several equity offerings and warrant exercises, including a subsequent
BEP Special Situations IV LLC, a 10% owner and director affiliate of 5E Advanced Materials, Inc., reported buying 4,000,000 shares of common stock on February 2, 2026 at $2 per share. After this transaction, the reporting group shows beneficial ownership of 12,130,997 common shares.
The filing lists both BEP Special Situations IV LLC and its general partner, Bluescape Energy Partners IV GP LLC, as reporting persons. They state that each reporting person disclaims beneficial ownership beyond its pecuniary interest in the securities held by BEP Special Situations IV LLC.
5E Advanced Materials, Inc. received an updated large-shareholder filing showing Bluescape-affiliated entities increasing their stake. On February 2, 2026, the reporting persons purchased 4,000,000 shares of common stock for aggregate consideration of $8 million, funded through capital contributions from partners and shareholders.
Following this transaction, Bluescape Energy Partners IV GP LLC and BEP Special Situations IV LLC report beneficial ownership of 12,130,997 shares of common stock, representing 29.2% of the class, based on 41,511,883 shares outstanding as of February 2, 2026. Voting and dispositive power over these shares is reported on a shared basis.
5E Advanced Materials, Inc. reported an insider share purchase by its Chief Financial Officer, Joshua Malm. On 02/02/2026, Malm acquired 3,750 shares of common stock in an open-market purchase at $2 per share. Following this transaction, he beneficially owned 5,175 common shares, held directly.
5E Advanced Materials, Inc. Chief Executive Officer Paul Wesley Weibel III reported buying common stock of the company. On February 2, 2026, he purchased 3,750 shares of common stock at $2 per share, bringing his directly owned stake to 18,838 shares after the transaction.
5E Advanced Materials, Inc. completed an equity offering of 18,000,000 shares of common stock at $2.00 per share, raising gross proceeds of $36.0 million. The shares were issued under an effective Form S-1 registration statement.
The company expects net proceeds of approximately $30.3 million after placement fees and expenses, including a 7.0% cash fee to the placement agent. 5E plans to use the funds to operate its small-scale boron facility, advance wellfield development and its commercial mine plan, support FEED engineering, and for general corporate purposes. The company agreed not to issue additional common stock for 90 days after closing, with limited exceptions for equity plans, existing securities and strategic transactions.
5E Advanced Materials is offering up to 18,000,000 shares of common stock at $2.00 per share in a best-efforts primary offering. Gross proceeds would be up to $36.0 million, with estimated net proceeds of about $30.3 million if the full amount is sold, after placement fees and expenses.
The company expects to use the cash, together with existing funds, mainly to operate its small-scale boron facility, advance wellfield development and mine planning at its Fort Cady boron-lithium project, complete front-end engineering design, and for general corporate purposes. It is an exploration-stage, emerging growth and smaller reporting company focused on boron and lithium materials.
Management discloses substantial doubt about the company’s ability to continue as a going concern. Preliminary data indicate only about $0.6 million of cash and cash equivalents as of December 31, 2025, so even after this offering the company expects to need significant additional financing, which may be dilutive and may not be available on acceptable terms.
5E Advanced Materials, Inc. filed Post-Effective Amendment No. 1 to its Form S-1 registration statement. The amendment becomes effective upon filing under Rule 462(d) of the Securities Act of 1933.
The amendment’s sole purpose is to replace Exhibit 5.1, the opinion of Latham & Watkins LLP, and to update Item 16(a) of Part II accordingly. Related exhibits listed include the consent of Latham & Watkins LLP, which is included in Exhibit 5.1, and the previously filed power of attorney. The document is signed on behalf of the company by Chief Executive Officer Paul Weibel and other officers and directors.
5E Advanced Materials, Inc. is registering 8,720,930 shares of common stock in a primary offering of up to
The company expects net proceeds of about
5E is a development-stage, exploration-stage mining company focused on boron and lithium at its Fort Cady project in California and currently has no proven or probable mineral reserves. As of September 30, 2025, it had 23,511,883 shares outstanding, and the offering would increase as-adjusted net tangible book value per share from
The company discloses substantial doubt about its ability to continue as a going concern, noting preliminary cash of about