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[Form 4] 5E Advanced Materials, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Curtis L. Hebert Jr., a director of 5E Advanced Materials, Inc. (FEAM), was granted 5,901 restricted stock units (RSUs) on 09/30/2025. Each RSU converts to one share of common stock and the reported transaction shows 5,901 shares beneficially owned following the grant. The RSUs were awarded under the Issuer's Amended and Restated 2022 Equity Compensation Plan, vesting on July 1, 2026 subject to Mr. Hebert's continued board service. The RSUs have no expiration date and were reported with a transaction price of $0.00. The Form 4 was submitted by Joshua Malm as attorney-in-fact for the reporting person.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine director equity award; modest, time-based RSUs align director incentives with shareholders.

This Form 4 discloses a non-cash grant of 5,901 RSUs to a company director, awarded under the company's equity plan and subject to service-based vesting on July 1, 2026. The grant is time-based with no exercise price and no expiration, indicating retention and alignment objectives rather than performance-based incentives. For investors, this is a customary governance practice; the filing itself contains no financial metrics, dilution figures, or unusual terms that would materially alter valuation by itself.

TL;DR: Typical governance disclosure showing compensation through RSUs; standard vesting tied to continued board service.

The disclosure identifies the reporting person as a director and shows the grant mechanism (RSUs under the 2022 Equity Compensation Plan). Vesting contingent on continued board service through July 1, 2026 is a standard retention mechanism. The Form 4 is properly filed and signed by an attorney-in-fact. The information is procedural and administrative in nature and does not indicate governance disputes, departures, or extraordinary compensation arrangements.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HEBERT CURTIS L JR

(Last) (First) (Middle)
9329 MARIPOSA ROAD
SUITE 210

(Street)
HESPERIA CA 92344

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
5E Advanced Materials, Inc. [ FEAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit(1) (1) 09/30/2025 A 5,901 (2) (2) Common Stock 5,901 $0.00 5,901 D
Explanation of Responses:
1. Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
2. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2026, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date.
Remarks:
/s / Joshua Malm, Attorney-in-Fact for Curtis L. Hebert, Jr. 09/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Curtis L. Hebert Jr. receive according to the FEAM Form 4?

He was granted 5,901 restricted stock units (RSUs), each representing a contingent right to one share of common stock.

When do the RSUs granted to Curtis L. Hebert Jr. vest?

The RSUs vest on July 1, 2026, subject to his continued service on the Issuer's Board through that date.

Was there a purchase price for the RSUs reported on the Form 4?

The RSUs were reported with a transaction price of $0.00.

Under which plan were the RSUs granted?

The RSUs were granted pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan.

Do the RSUs granted have an expiration date?

The Form 4 states the RSUs have no expiration date.
5E Advanced Materials Inc

NASDAQ:FEAM

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FEAM Stock Data

91.13M
14.56M
36.58%
41.99%
0.38%
Specialty Chemicals
Mining & Quarrying of Nonmetallic Minerals (no Fuels)
Link
United States
HESPERIA