Welcome to our dedicated page for Figure Technology Solutions SEC filings (Ticker: FIGR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Figure Technology Solutions, Inc. filings document the public-company reporting record for a Nevada corporation operating a blockchain-native capital marketplace. Registration statements and amendments describe the IPO process, the company's single operating segment, loan and tokenized-asset marketplace model, and its capital structure, including Class A common stock, Class B common stock, convertible preferred stock and blockchain common stock.
Current reports on Form 8-K cover operating and financial results, preliminary marketplace metrics, capital actions such as the share repurchase authorization, and the designation of Series A Blockchain Common Stock with dividend, liquidation and voting rights cast through Provenance Blockchain wallets. Proxy materials cover annual meeting proposals, director elections, auditor ratification, shareholder voting matters and governance disclosures.
FIGR reporting person David Todd Stevens submitted a Form 144 notice regarding sale-related activity in the issuer's common stock. The filing lists a past sale of 26,057 shares on 02/18/2026 for $833,824.00, and shows securities becoming available from an exercise of stock options (77,102 shares) on 03/19/2026 and restricted stock units (11,427 shares) vesting on 02/11/2026.
Figure Technology Solutions director and 10% owner June Ou reported a tax-related share disposition through an indirect holding. On March 13, 2026, an account held "By Spouse" had 33,286 shares of Class B Common Stock withheld at $35.07 per share to cover tax liability on vesting of restricted stock units, which the filing specifies was not a market sale.
Following this tax-withholding disposition, the spouse account held 30,003,950 shares of Class B Common Stock, each convertible into one share of Class A Common Stock. Additional indirect Class B holdings are listed for a family trust, Rockfish LLC, and two children's trusts, with multi‑million‑share positions that remain in place after the reported activity.
Figure Technology Solutions director and 10% owner Michael Scott Cagney reported a tax-related share disposition. On March 13, 2026, he delivered 33,286 shares of Class B Common Stock at $35.07 per share to satisfy tax liabilities on vesting of restricted stock units, which the company notes was not a market sale. After this withholding, he held 30,003,950 Class B shares directly. Additional indirect holdings are reported through a family trust with 4,313,645 shares, Rockfish LLC with 2,237,012 shares, and two children’s trusts with 3,185,970 shares each. Each Class B share is convertible into one Class A share, and transfers generally trigger automatic conversion into Class A, subject to certain permitted transfers.
Figure Technology Solutions, Inc. Schedule 13G filings report that four related entities—Newton (PTC) Limited, Orland Properties Limited, Gemini GP Limited and Gemini Investments, L.P.—beneficially own 5,420,297 shares of Class A Common Stock. The filings state this represents 3.05% of the class, calculated using 177,916,504 shares outstanding as of December 31, 2025 per the issuer's Form 424(b)(4).
The filing attributes sole voting and dispositive power over the 5,420,297 shares to each reporting person and describes the ownership chain (Gemini GP is general partner of Gemini Investments; Orland wholly owns Gemini GP; Newton wholly owns Orland).
FIGR selling holders submitted Form 144 notices to sell shares of common stock, listing specific proposed sale amounts and dates.
Examples include Morgan Creek Blockchain Opportunities Fund, LP proposed sales of 352,847 shares on 02/18/2026, 750,000 shares on 03/10/2026, and 375,000 shares on 03/11/2026. Morgan Creek Blockchain Opportunities Fund II, LP listed a proposed sale of 757,667 shares on 02/18/2026. Some entries state the sales were made pursuant to an effective registration statement.
Figure Technology Solutions, Inc. reported that investment funds associated with director Sachin Chand Jaitly sold a total of 216,713 shares of Class A common stock in open-market transactions. Tessera Venture Capital Fund, LP and Tessera Venture Capital Fund II, LP sold all of their shares, with weighted average prices around $33.50 and $34.38. Due to an ethical wall and related arrangements, Jaitly disclaims beneficial and pecuniary interest in the shares sold, and the Tessera funds now hold zero shares of the company’s Class A stock.
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 to sell 185,742 shares of Common stock of FIGR. The filing shows an aggregate sale amount of 6248026.54 and references a 11/01/2019 private acquisition from the issuer/affiliate; the proposed sale method is listed as cash.
Figure Technology Solutions, Inc. director Daniel Wayne Morehead filed an amended insider statement reporting indirect holdings of Class A common stock. The filing shows 1,542,871 shares held indirectly through Pantera BlockChain Venture Fund LP, an investment fund with which he is affiliated.
According to the disclosure, the shares are owned by Pantera BlockChain Venture Fund LP, and Morehead may be deemed to share beneficial ownership because of his roles at related Pantera entities. The amendment reflects ownership reporting rather than a new stock purchase or sale.
Figure Technology Solutions, Inc. Chief Capital Officer David Todd Stevens reported a tax-related share disposition. On vesting of restricted stock units, 15,427 shares of Class A Common Stock were withheld by the company at $29.72 per share to cover tax liability, leaving him with 447,516 shares directly owned.
The transaction was a tax-withholding disposition and not a market sale, meaning the shares were retained by the issuer rather than sold on the open market.