STOCK TITAN

FinVolution (NYSE: FINV) CFO now holds 4,451,615 direct shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Xu Jiayuan reported acquisition or exercise transactions in this Form 4 filing.

FinVolution Group Chief Financial Officer Xu Jiayuan reported equity compensation activity involving restricted share units (RSUs) that fully vested into Class A ordinary shares. On April 8, 2026, 139,240 RSUs vested into 139,240 Class A ordinary shares at no cost. On April 10, 2026, a further 741,775 RSUs vested into 741,775 Class A ordinary shares, also at no cost.

Following these conversions, Xu holds 4,451,615 Class A ordinary shares directly and 388,420 Class A ordinary shares indirectly through Hulu Holding Limited. The Class A ordinary shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares.

Positive

  • None.

Negative

  • None.
Insider Xu Jiayuan
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Share Units 741,775 $0.00 --
Exercise Restricted Share Units 741,775 $0.00 --
Exercise Class A Ordinary Shares 741,775 $0.00 --
holding Class A Ordinary Shares -- -- --
Grant/Award Restricted Share Units 139,240 $0.00 --
Exercise Restricted Share Units 139,240 $0.00 --
Exercise Class A Ordinary Shares 139,240 $0.00 --
Holdings After Transaction: Restricted Share Units — 741,775 shares (Direct); Class A Ordinary Shares — 4,451,615 shares (Direct); Class A Ordinary Shares — 388,420 shares (Indirect, Hulu Holding Limited)
Footnotes (1)
  1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 8, 2026. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 10, 2026. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share. The RSUs vested on April 8, 2026 and have no expiration date. The RSUs vested on April 10, 2026 and have no expiration date.
RSUs vested April 8, 2026 139,240 RSUs Vested into 139,240 Class A ordinary shares at $0.0000
RSUs vested April 10, 2026 741,775 RSUs Vested into 741,775 Class A ordinary shares at $0.0000
Total RSU exercises 881,015 shares Derivative exercises reported in transaction summary
Direct holdings after April 10, 2026 4,451,615 shares Class A ordinary shares held directly by CFO
Indirect holdings 388,420 shares Class A ordinary shares held via Hulu Holding Limited
RSU exercise price $0.0000 per share Conversion or exercise price for RSUs
Restricted Share Units financial
"Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 8, 2026."
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
Class A ordinary shares financial
"Each RSU represents a contingent right to receive, when vested, one Class A ordinary share."
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
American depositary shares financial
"The Class A ordinary shares are held in the form of American depositary shares."
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Xu Jiayuan

(Last)(First)(Middle)
BUILDING G1, NO.999 DANGUI ROAD

(Street)
SHANGHAI201203

(City)(State)(Zip)

CHINA

(Country)
2. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Ordinary Shares(1)04/08/2026M139,240(2)A$0.003,709,840D
Class A Ordinary Shares(1)04/10/2026M741,775(3)A$0.004,451,615D
Class A Ordinary Shares(1)388,420IHulu Holding Limited
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units(4)04/08/2026A139,240 (5) (5)Class A ordinary shares139,240$0139,240D
Restricted Share Units(4)04/08/2026M139,240 (5) (5)Class A ordinary shares139,240$00D
Restricted Share Units(4)04/10/2026A741,775 (6) (6)Class A ordinary shares741,775$0741,775D
Restricted Share Units(4)04/10/2026M741,775 (6) (6)Class A ordinary shares741,775$00D
Explanation of Responses:
1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 8, 2026.
3. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 10, 2026.
4. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.
5. The RSUs vested on April 8, 2026 and have no expiration date.
6. The RSUs vested on April 10, 2026 and have no expiration date.
/s/ Jiayuan Xu04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did FinVolution (FINV) report for CFO Xu Jiayuan?

FinVolution reported that CFO Xu Jiayuan had restricted share units vest into Class A ordinary shares on April 8 and April 10, 2026, increasing his equity position through compensation-related awards with no open-market share sales disclosed.

How many FinVolution (FINV) RSUs vested for the CFO in April 2026?

A total of 881,015 restricted share units vested for FinVolution CFO Xu Jiayuan in April 2026, converting into the same number of Class A ordinary shares as part of his equity compensation, with no cash exercise price reported for these RSUs.

What are CFO Xu Jiayuan’s direct FinVolution (FINV) share holdings after these transactions?

After the April 2026 RSU vesting and conversions, CFO Xu Jiayuan holds 4,451,615 Class A ordinary shares of FinVolution directly, reflecting his post-transaction direct ownership position reported in the filing without any accompanying share disposals.

Does the FinVolution (FINV) CFO have any indirect share ownership?

Yes. In addition to his direct holdings, the filing shows 388,420 Class A ordinary shares held indirectly through Hulu Holding Limited, indicating an additional ownership stake associated with the CFO outside of his direct personal holdings.

Were any FinVolution (FINV) shares sold by the CFO in these Form 4 transactions?

No share sales were reported in these transactions. The activity consists of RSU grants and their vesting into Class A ordinary shares, with transaction codes reflecting awards and derivative exercises rather than open-market purchases or disposals.

How are FinVolution (FINV) Class A ordinary shares held according to the filing?

The filing states that FinVolution Class A ordinary shares are held in the form of American depositary shares, where each American depositary share represents five Class A ordinary shares, defining how the equity interests are structured for holders.