FinVolution CFO awarded 214,180 RSUs, exercises to shares

FinVolution Group Chief Financial Officer Xu Jiayuan received a grant of 214,180 restricted share units on April 3, 2026, which vested the same day and were exercised into 214,180 Class A ordinary shares at $0.00 per share.

Rhea-AI Filing Summary

FinVolution Group Chief Financial Officer Xu Jiayuan received a grant of 214,180 restricted share units on April 3, 2026, which vested the same day and were exercised into 214,180 Class A ordinary shares at $0.00 per share. Following these transactions, Xu holds 3,570,600 Class A ordinary shares directly and 388,420 Class A ordinary shares indirectly through Hulu Holding Limited. The Class A ordinary shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares.

Insider Trade Summary

214,180 shares exercised/converted

Exercise 4 txns

Insider Xu Jiayuan

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units	214,180	$0.00	$0.00
Exercise	Restricted Share Units	214,180	$0.00	$0.00
Exercise	Class A Ordinary Shares	214,180	$0.00	$0.00
holding	Class A Ordinary Shares	--	--	--

Holdings After Transaction: Restricted Share Units — 0 contracts (Direct); Class A Ordinary Shares — 3,570,600 shares (Direct); Class A Ordinary Shares — 388,420 shares (Indirect, Hulu Holding Limited)

Footnotes (4)

1. F1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
2. F2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 3, 2026.
3. F3. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.
4. F4. The RSUs vested on April 3, 2026 and have no expiration date.

Key Figures

RSUs granted and vested: 214,180 units Shares acquired from RSU vesting: 214,180 shares Direct holdings after transactions: 3,570,600 shares +3 more

6 metrics

RSUs granted and vested 214,180 units Restricted share units granted and vested on April 3, 2026

Shares acquired from RSU vesting 214,180 shares Class A ordinary shares received upon RSU vesting on April 3, 2026

Direct holdings after transactions 3,570,600 shares Class A ordinary shares held directly by CFO after April 3, 2026

Indirect holdings after transactions 388,420 shares Class A ordinary shares held indirectly via Hulu Holding Limited

ADS to share ratio 1 ADS = 5 shares Each American depositary share represents five Class A ordinary shares

Exercise price of RSUs $0.00 per share Conversion of RSUs into Class A ordinary shares

Key Terms

Restricted Share Units, American depositary shares, Class A ordinary shares, derivative security

4 terms

Restricted Share Units financial

"Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 3, 2026."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

American depositary shares financial

"The Class A ordinary shares are held in the form of American depositary shares."

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

Class A ordinary shares financial

"Each American depositary share represents five Class A ordinary shares."

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did FinVolution Group (FINV) report for its CFO?

FinVolution Group reported that CFO Xu Jiayuan received 214,180 restricted share units that vested and were exercised into 214,180 Class A ordinary shares on April 3, 2026. These shares were acquired at zero exercise price as part of equity compensation.

How many FinVolution (FINV) shares does the CFO hold after this Form 4 filing?

After the reported transactions, CFO Xu Jiayuan directly holds 3,570,600 Class A ordinary shares and indirectly holds 388,420 Class A ordinary shares through Hulu Holding Limited. These totals reflect his ownership positions as of the April 3, 2026 transaction date.

Were FinVolution (FINV) shares bought or sold on the market in this Form 4?

No open-market purchases or sales were reported. The Form 4 shows equity compensation activity: a grant of 214,180 restricted share units that vested and were converted into Class A ordinary shares at no cost, with no market-priced buy or sell transaction disclosed.

What do the restricted share units in the FinVolution (FINV) filing represent?

Each restricted share unit represents a contingent right to receive one Class A ordinary share when it vests. In this case, 214,180 RSUs vested on April 3, 2026 and were converted into 214,180 Class A ordinary shares with no stated expiration date.

How are FinVolution (FINV) Class A ordinary shares held according to this Form 4?

The filing states that the Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares, providing a depositary structure for trading the company’s equity on international markets.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/07/2026 - 08:01 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Xu Jiayuan

(Last) (First) (Middle)

BUILDING G1, NO.999 DANGUI ROAD

(Street)

SHANGHAI 201203

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Shares(1)	04/03/2026		M		214,180(2)	A	$0.00	3,570,600	D
Class A Ordinary Shares(1)								388,420	I	Hulu Holding Limited

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(3)	04/03/2026		A		214,180		(4)	(4)	Class A ordinary shares	214,180	$0	214,180	D
Restricted Share Units	(3)	04/03/2026		M			214,180	(4)	(4)	Class A ordinary shares	214,180	$0	0	D

Explanation of Responses:

1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.

2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 3, 2026.

3. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.

4. The RSUs vested on April 3, 2026 and have no expiration date.

	/s/ Jiayuan Xu	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)