Welcome to our dedicated page for Finvolution Group SEC filings (Ticker: FINV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
FinVolution Group filings document a foreign private issuer whose American depositary shares represent five Class A ordinary shares and whose platform connects borrowers with financial institutions in China and international markets. Recent Form 6-K reports furnish press releases, management discussion and analysis, and unaudited interim condensed consolidated financial statements covering transaction volume, loan balances, revenue, operating results, borrower activity and international business performance.
The company’s SEC record also includes disclosures tied to ADS-holder capital returns, board-approved dividends and convertible senior note financing. Annual Form 20-F reporting provides the core foreign-issuer framework for business description, financial statements, governance, risk disclosure and capital-structure information.
FinVolution Group’s chief executive officer, Li Tiezheng, has filed an initial ownership report detailing his equity holdings. He holds stock options to acquire 1,286,150 Class A ordinary shares at an exercise price of $0.7940 per share, expiring on April 9, 2028.
He also directly owns 3,968,430 Class A ordinary shares and indirectly owns 7,719,350 Class A and 27,987,900 Class B ordinary shares through Happyariel Holding Limited, which he beneficially owns via a trust and solely directs. Each American depositary share represents five Class A ordinary shares, and each Class B ordinary share carries twenty votes and is convertible into one Class A share.
FinVolution Group executive Chen Pingping, who serves as President and CCO, filed an initial ownership report showing a direct holding of 5,539,215 Class A ordinary shares. According to the disclosure, these Class A ordinary shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares.
FinVolution Group executive Wang Yuxiang, the company’s COO and CTO, has filed an initial ownership report showing substantial holdings of the company’s Class A ordinary shares. The filing lists 5,440,890 Class A ordinary shares held directly and 5,001,290 Class A ordinary shares held indirectly through Mobilescope Holding Limited.
The shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares. This Form 3 does not reflect any recent buying or selling activity; it establishes Wang’s existing ownership position, both personal and through the associated entity.
FinVolution Group director Zhang Jun filed an initial ownership report showing substantial indirect holdings through Metallica Holding Limited. The filing reports 20,669,945 Class A ordinary shares and 65,209,800 Class B ordinary shares held indirectly via this entity.
Class A ordinary shares are held in the form of American depositary shares, with each ADS representing five Class A shares. Class A shares carry one vote per share, while Class B shares carry twenty votes per share and are convertible into Class A shares on a one-for-one basis at any time by the holder.
FinVolution Group director Jimmy Y. Lai filed an initial ownership report showing direct holdings in both shares and equity awards. The filing lists 75,000 Class A ordinary shares held directly and restricted share units that are exercisable into 75,000 Class A ordinary shares.
The restricted share units were granted on May 24, 2025 and are scheduled to vest in four equal annual installments over a four-year period, contingent on Lai’s continued service through each vesting date. The filing also notes that the Class A ordinary shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares.
FinVolution Group director Hu Honghui filed an initial Form 3 showing a large indirect stake in the company. The filing reports beneficial ownership of 52,383,400 Class B ordinary shares, held through Emma & Oliver Holding Limited.
Each Class B ordinary share carries twenty votes, compared with one vote for each Class A ordinary share, and is convertible into one Class A ordinary share at any time by the holder. This structure gives Hu Honghui significant voting power relative to the economic number of shares.
FinVolution Group director Xiang Bing has filed an initial ownership report showing a stake tied to 75,000 Class A ordinary shares. These shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares.
The filing also shows a restricted share unit award covering 75,000 Class A ordinary shares, with an exercise price of $0.0000 and an expiration date of May 23, 2030. This RSU grant was made on May 24, 2025 and is scheduled to vest in four equal annual installments over four years, starting on the first anniversary of the grant date, subject to Xiang Bing’s continued service through each vesting date.
FinVolution Group’s major shareholder Shaofeng Gu has updated his beneficial ownership position. Through PPD Investment Limited, he now beneficially owns 429,768,840 ordinary shares, representing 35.3 % of FinVolution’s 1,216,442,834 ordinary shares outstanding as of December 31, 2025.
The stake consists of 394,818,900 Class B ordinary shares and 34,949,940 Class A ordinary shares held via 6,989,988 ADSs. Since the initial ownership report, PPD Investment Limited has purchased an additional 13,512,260 Class A ordinary shares using its working capital. During the 60 days before December 31, 2025, it made multiple open‑market ADS purchases at per‑ADS prices including 4.98 and 5.43.