Every Form 4 that Flagstar Bank, National Association (FLG) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow FLG and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full FLG filings page.
FLAGSTAR BANK, NATIONAL ASSOCIATION executive Bryan Marx, EVP & Principal Accounting Officer, reported a tax-withholding disposition of 1,259 shares of common stock on July 15, 2026. The shares were surrendered to the issuer to cover tax obligations when restrictions on previously awarded stock lapsed. Marx now holds 88,664 shares directly, including restricted stock units that will vest over time.
FLAGSTAR BANK, NATIONAL ASSOCIATION executive chairman and CEO Joseph M. Otting reported an equity compensation award of common stock. He acquired 749,625 shares of Common Stock on May 18, 2026 at a stated price of $0.00 per share, reflecting a grant or award rather than an open-market purchase.
Following this award, Otting directly holds 1,041,499 shares of Common Stock. A footnote explains that the reported holdings include service-based restricted stock units that will vest into shares of Flagstar’s common stock over time, highlighting that part of his position is tied to continued service and future vesting.
FLAGSTAR BANK, NATIONAL ASSOCIATION director Eli H. Miller received an equity grant of 7,326 shares of common stock. The award was reported as a grant or other acquisition at a price of $0.00 per share and brings his directly held position to 7,326 shares. A footnote explains that this total includes service-based restricted stock units that will vest into shares of common stock over time, indicating the grant is tied to continued service rather than an open-market purchase.
FLAGSTAR BANK, NATIONAL ASSOCIATION senior executive Reginald E. Davis reported a routine tax-related share disposition. On this Form 4, 923 shares of common stock were surrendered to the issuer to cover tax obligations when restrictions on previously awarded shares lapsed.
After this withholding, Davis holds 43,782 shares directly and 27,566 shares indirectly by stock award. Footnotes note that his direct holdings now include previously restricted shares that have vested, and that remaining service-based restricted stock units will continue to vest over time, with a December 1, 2022 stock award vesting in two equal installments starting on December 1, 2026.
FLAGSTAR BANK, NATIONAL ASSOCIATION executive Smith Lee Matthew, the SEVP & Chief Financial Officer, reported a routine tax-related share disposition. He surrendered 2,131 shares of common stock to the issuer to cover tax obligations on shares whose restrictions lapsed, which is not an open-market sale.
After this transaction, he holds 852,939 common shares directly, and an additional 48,967 shares indirectly by stock award. Footnotes note that his total holdings include vested stock awards and service-based restricted stock units that will vest in issuer common stock over time.
FLAGSTAR BANK, NATIONAL ASSOCIATION executive Bryan Marx, EVP & Principal Accounting Officer, received a grant of 24,590 shares of common stock as a stock award. The award carried no cash exercise price.
On the same date, 3,676 shares were surrendered back to the company to cover tax obligations when restrictions lapsed. After these transactions, Marx directly owned 89,923 shares, a total that includes service-based restricted stock units that will vest over time.
FLAGSTAR BANK, NATIONAL ASSOCIATION executive George Buchanan, EVP and Chief Risk Officer, received a grant of 61,475 shares of common stock on March 15, 2026 as a compensation award. The grant carried no exercise price.
On the same date, 4,368 shares were surrendered back to the issuer to cover tax obligations tied to shares whose restrictions lapsed, a non-market, tax-withholding disposition. After these transactions, Buchanan directly holds 156,176 shares of common stock, a total that includes service-based restricted stock units scheduled to vest over time.
FLAGSTAR BANK, NATIONAL ASSOCIATION reported that senior executive Bao Nguyen, SEVP, General Counsel and Chief of Staff to the CEO, received a grant of 122,951 shares of common stock. The award was made at no cash cost to Nguyen and represents equity-based compensation.
On the same date, 8,609 shares were surrendered back to the issuer to cover tax obligations on shares for which restrictions lapsed, a non-market, tax-withholding disposition. After these transactions, Nguyen directly owned 164,932 shares, including service-based restricted stock units that will vest over time.
FLAGSTAR BANK, NATIONAL ASSOCIATION senior executive Kris Gagnon reported a routine tax-related share disposition. He surrendered 6,051 shares of common stock to the issuer to cover tax obligations on recently vested restricted stock, rather than selling them in the market. Following this transaction, he directly holds 44,539 shares, and this total includes service-based restricted stock units that are scheduled to vest into common shares over time.
Raffetto Richard A reported acquisition or exercise transactions in this Form 4 filing.
FLAGSTAR BANK, NATIONAL ASSOCIATION senior executive Richard A. Raffetto reported an equity compensation grant of 245,902 shares of Common Stock on March 15, 2026. The award was recorded at a price of $0.0000 per share, reflecting a grant or award rather than an open-market purchase.
After this grant, Raffetto directly holds 245,902 common shares. He also has an indirect holding of 1,386 common shares through a 401(k) plan. A footnote explains that the direct total includes service-based restricted stock units that will vest into common shares over time, tying much of this position to continued service rather than immediate free-trading stock.
Smith Lee Matthew reported acquisition or exercise transactions in this Form 4 filing.
Flagstar Bank senior executive vice president and chief financial officer Matthew Smith received a grant of 245,902 shares of common stock as a stock award. This compensation-related award, recorded at a price of $0.00 per share, increased his directly held position to 850,182 shares.
He also reports indirect holdings of 48,967 shares by stock award and 4,888 shares under a March 24, 2023 stock award. Footnotes state that these include service-based restricted stock units that vest over time, with certain awards vesting in two annual installments starting on December 1, 2026 and others vesting on March 24, 2026.
FLAGSTAR BANK, NATIONAL ASSOCIATION executive chairman, president and CEO Joseph M. Otting reported compensation-related stock activity. He received a grant of 81,967 shares of common stock, increasing his direct holdings, which include service-based restricted stock units that vest over time. On the same date, 43,044 shares were surrendered back to the issuer to cover tax obligations on shares whose restrictions had lapsed, leaving him with 291,874 directly held shares.
Flagstar Bank, National Association senior executive Richard A. Raffetto reported several common stock transactions inside the company’s 401(k) plan during 2025. On March 4, he had an intra-plan transfer of 570 shares at $11.85, bringing his plan holdings to 1,122 shares.
On June 4, another intra-plan move of 92 shares at $11.67 raised the balance to 1,215 shares. On September 4, the plan rebalanced, transferring out 4 shares at $12.93, then on December 4 another rebalance and purchase of 95 shares at $12.85 increased holdings to 1,386 shares.
Footnotes explain these were 401(k) rebalancing, payroll contribution, and dividend reinvestment activity, with any profit from matchable transactions disgorged back to the issuer.
Steven T. Mnuchin, a director and 10% owner of Flagstar Bank, National Association, reported an acquisition of 9,939 shares of common stock on January 27, 2026, at a price of $0.00 per share. After this transaction, he directly beneficially owned 23,581 shares, which the filing states includes service-based restricted stock units that will vest over time.
The filing also reports 74,999,994 shares of common stock held indirectly through Liberty Strategic Capital (CEN) Holdings, LLC and related investment entities associated with Mnuchin. He disclaims beneficial ownership of these indirectly held shares except to the extent of his pecuniary interest.
Lux Marshall, a director of Flagstar Bank, National Association, acquired 9,939 shares of common stock on January 27, 2026 at a reported price of $0 per share. Following this transaction, Marshall beneficially owns 57,954 shares held directly.
The reported total includes service-based restricted stock units that will vest in shares of Flagstar’s common stock over time, indicating part of the holding is tied to continued service-based vesting conditions.
Flagstar Bank, National Association director Jennifer R. Whip reported acquiring 9,939 shares of the bank’s common stock on January 27, 2026, in a transaction priced at $0 per share, indicating an equity award rather than an open‑market purchase.
After this grant, she beneficially owns 67,284 shares of Flagstar common stock. This total includes service-based restricted stock units that will convert into shares of common stock over time as vesting conditions tied to continued service are satisfied.
Flagstar Bank, National Association director equity grant: Director Frank Alan L acquired 9,939 shares of common stock on January 27, 2026, at a reported price of $0 per share, indicating an award rather than an open-market purchase. Following this transaction, he beneficially owned 66,463 shares, which the filing notes includes service-based restricted stock units that will vest into common shares over time.
Flagstar Bank, National Association director Allen Puwalski reported an equity award of 9,939 shares of common stock on January 27, 2026. The shares were acquired at a price of $0.00 per share, indicating a grant rather than an open-market purchase.
Following this award, Puwalski beneficially owned 60,731 shares of Flagstar Bank common stock. This total includes service-based restricted stock units that are scheduled to vest into common shares over time, tying part of the director’s compensation to the company’s long-term performance.
Flagstar Bank, National Association director Alessandro DiNello reported an acquisition of 9,939 shares of common stock on January 27, 2026, at a transaction price of $0 per share. Following this grant, his directly held common stock totaled 333,715 shares, which includes service-based restricted stock units that will vest in shares of common stock over time.
The filing also lists substantial indirect holdings through various entities, including Spousal Lifetime Access Trusts, a charitable remainder unitrust, an IRA, a wife’s trust, and multiple trusts for grandchildren. In several of these arrangements, DiNello expressly disclaims beneficial ownership except to the extent of any pecuniary interest.
Flagstar Bank, National Association director Milton R. Berlinski reported an equity award of common stock. On January 27, 2026, he acquired 9,939 shares of common stock at $0 per share, bringing his directly held beneficial ownership to 33,938 shares. The reported total includes service-based restricted stock units that will vest into common shares over time.
Flagstar Bank, National Association director reported acquiring additional common stock in a personal capacity. On 01/02/2026, the reporting person acquired 7,968 shares of Flagstar Bank common stock at a stated price of $0 per share, increasing their holdings.
After this transaction, the director beneficially owned a total of 48,015 shares of common stock. This total includes service-based restricted stock units that will vest into shares of Flagstar Bank common stock over time.
Flagstar Bank, National Association director reported acquiring additional common stock through an equity award. On 01/02/2026, the reporting person acquired 7,968 shares of common stock at a price of $0, indicating this was likely a grant rather than an open-market purchase. Following this transaction, the reporting person beneficially owned 57,345 shares of Flagstar Bank common stock in direct ownership.
The total reported holdings include service-based restricted stock units that will vest into shares of common stock over time, so the full amount is not yet fully vested but represents the director’s combined current and time-vested equity position in the company.
Flagstar Bank, National Association reported an equity award to one of its directors. On 01/02/2026, the director acquired 15,936 shares of the company’s common stock at a price of $0 per share, indicating a grant rather than an open-market purchase. Following this transaction, the director beneficially owned 50,792 shares, held directly.
The total beneficial ownership includes service-based restricted stock units that are scheduled to vest into shares of common stock over time, tying a portion of the director’s compensation to the company’s future performance and ongoing service.
Flagstar Bank, National Association reported an insider equity transaction by a director. On 01/02/2026, the director acquired 11,952 shares of common stock in a transaction priced at $0 per share, indicating an award or grant rather than an open‑market purchase. After this transaction, the director beneficially owned 56,524 shares of Flagstar Bank common stock. The total includes service-based restricted stock units that are scheduled to vest in shares of the company’s common stock over time.
Flagstar Bank, National Association’s Senior Executive Vice President and Chief Financial Officer reported an insider equity transaction involving company common stock. On 12/27/2025, the executive surrendered 16,094 shares of common stock to the issuer to cover tax obligations on shares for which restrictions had lapsed. The form shows a transaction code "F," indicating a tax-related withholding event rather than an open-market sale.
After this transaction, the executive beneficially owned 604,280 shares of common stock directly, as well as 48,967 shares held indirectly under a stock award granted on December 1, 2022 and 4,888 shares held indirectly under a stock award dated March 24, 2023. These stock awards are scheduled to vest in the future under the company’s equity incentive plans.
Flagstar Bank, National Association executive SEVP & President of Consumer Banking reported an equity transaction involving company common stock. On December 1, 2025, the officer surrendered 6,138 shares of common stock back to the issuer at a stated price of $0 to cover tax obligations on previously restricted shares whose restrictions had lapsed. After this withholding transaction, the officer directly beneficially owns 41,576 common shares.
In addition to the directly held shares, the officer reports indirect ownership through stock awards. One stock award account holds 27,566 shares granted on December 1, 2022 under the issuer’s 2016 Stock Award and Incentive Plan, which will vest in two approximately equal annual installments starting on December 1, 2026. Another stock award account holds 3,129 shares from a grant dated March 24, 2023 under the 2020 Omnibus Incentive Plan, scheduled to vest on March 24, 2026.
Flagstar Bank, National Association executive vice president and chief financial officer reported a routine share transaction. On December 1, 2025, 10,674 shares of common stock were surrendered to the company to cover tax obligations related to previously restricted shares whose restrictions lapsed. No sale proceeds were received, as the price is listed as $0.
After this tax-withholding transaction, the officer directly holds 620,374 shares of Flagstar common stock. In addition, the officer has indirect ownership through stock awards of 48,967 shares under a December 1, 2022 award, which will continue vesting in two annual installments starting December 1, 2026, and 4,888 shares under a March 24, 2023 award scheduled to vest on March 24, 2026.
Flagstar Financial (FLG) reported an insider transaction on 10/15/2025. An officer (EVP & Principal Accounting Officer) surrendered 2,701 shares of common stock in a Code F transaction, which reflects shares withheld to cover taxes when restrictions lapsed. The reported transaction price was $0, consistent with tax withholding.
Following this transaction, the officer’s directly held balance is 69,009 shares. The filing was made by a single reporting person and indicates direct ownership.
Flagstar Financial (FLG) reported an insider transaction by its EVP and Chief Risk Officer. On 10/15/2025, the officer surrendered 6,198 shares of common stock (Transaction Code F) at $0 to cover taxes due when restrictions lapsed.
Following this tax withholding, the reporting person beneficially owns 99,069 shares, held directly.