[Form 4] FIRST US BANCSHARES, INC. Insider Trading Activity

Rhea-AI Filing Summary

Dozier Beverly J reported disposition transactions in a Form 4 filing for FUSB. The filing lists transactions totaling 386 shares at a weighted average price of $15.56 per share. Following the reported transactions, holdings were 7,471 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dozier Beverly J

(Last) (First) (Middle)

3291 US HIGHWAY 280

(Street)

BIRMINGHAM AL 35243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP,Secr,Ast Trs-FUSB;SVP-Bank

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $.01 par value	02/09/2026		F(1)		139	D	$15.64	7,471	D
Common Stock, $.01 par value	02/10/2026		F(1)		139	D	$15.52	7,332	D
Common Stock, $.01 par value	02/10/2026		F(1)		108	D	$15.52	7,224	D
Common Stock, $.01 par value								8,596	I	By Trust
Common Stock, $.01 par value								21,670(2)	I	By 401K

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the withholding of shares for tax purposes.

2. Based on information provided by OneAmerica, the recordkeeper of the First US Bancshares, Inc. 401(K) Plan, as of February 10, 2026.

	/s/Beverly J. Dozier	02/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transactions did FUSB executive Beverly Dozier report?

Beverly Dozier reported dispositions of FUSB common stock used for tax withholding, coded as "F". On February 9 and 10, 2026, three such transactions reduced her directly owned shares to 7,224, without indicating any open-market buying or selling activity.

How many FUSB shares does Beverly Dozier own directly after these transactions?

After the reported tax-withholding dispositions, Beverly Dozier directly owns 7,224 shares of First US Bancshares common stock. This figure reflects three Form 4 transactions on February 9 and 10, 2026, where shares were withheld to satisfy tax obligations on equity awards.

Were Beverly Dozier’s FUSB share transactions open-market sales?

The reported FUSB transactions were not open-market sales. They are coded "F" and described as withholding of shares for tax purposes, meaning shares were surrendered to cover tax liabilities tied to equity compensation, rather than sold to third-party investors.

What indirect FUSB share holdings are reported for Beverly Dozier?

In addition to direct holdings, Beverly Dozier reports 8,596 FUSB shares held indirectly by a trust and 21,670 shares held through a 401(k) plan, based on information from the plan’s recordkeeper as of February 10, 2026, indicating additional beneficial ownership beyond her direct position.

What share prices were used for the FUSB tax-withholding dispositions?

The tax-withholding dispositions used share values of $15.64 on February 9, 2026, and $15.52 on February 10, 2026. These prices apply to the common stock, $.01 par value, surrendered to satisfy tax obligations related to Beverly Dozier’s equity compensation awards.