FUSB officer granted 930 restricted shares

First US Bancshares senior officer Beverly J. Dozier reported a new equity award of company stock.

Rhea-AI Filing Summary

First US Bancshares senior officer Beverly J. Dozier reported a new equity award of company stock. On 02/09/2026, she acquired 930 shares of First US Bancshares, Inc. common stock at a reported price of $0, as time-based restricted stock under the 2023 Incentive Plan. These restricted shares will vest in three equal installments on the first, second, and third anniversaries of the grant date. Following this grant, Dozier directly owned 7,610 shares, with an additional 8,596 shares held indirectly in a trust and 21,670 shares held indirectly through the company’s 401(k) plan, based on record keeper information as of 02/10/2026.

Insider Trade Summary

Grant/Award: 930 shares

Grant/Award 3 txns

Insider Dozier Beverly J

Role SVP,Secr,Ast Trs-FUSB;SVP-Bank

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $.01 par value	930	$0.00	$0.00
holding	Common Stock, $.01 par value	--	--	--
holding	Common Stock, $.01 par value	--	--	--

Holdings After Transaction: Common Stock, $.01 par value — 7,610 shares (Direct); Common Stock, $.01 par value — 8,596 shares (Indirect, By Trust); Common Stock, $.01 par value — 21,670 shares (Indirect, 401K)

Footnotes (2)

1. F1. Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in equal installments on the first, second, and third anniversaries of the grant date.
2. F2. Based on information provided by OneAmerica, the record keeper of the First US Bancshares, Inc. 401(K) Plan, as of 2/10/26.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did FUSB executive Beverly J. Dozier report on this Form 4?

Beverly J. Dozier reported acquiring 930 shares of First US Bancshares, Inc. common stock on 02/09/2026. The shares are time-based restricted stock granted under the company’s 2023 Incentive Plan and were reported at a per-share price of $0.

How will Beverly Dozier’s new restricted FUSB shares vest over time?

The 930 restricted shares granted to Beverly Dozier will vest in three equal installments. Vesting occurs on the first, second, and third anniversaries of the grant date, aligning her compensation with longer-term performance and retention objectives set by First US Bancshares, Inc.

How many FUSB shares does Beverly Dozier own directly after this transaction?

After the reported restricted stock grant, Beverly Dozier beneficially owned 7,610 shares of First US Bancshares, Inc. common stock in a direct ownership capacity. This figure comes from the post-transaction balance disclosed in Table I of the Form 4 filing.

What indirect FUSB share holdings are reported for Beverly Dozier?

The Form 4 shows Beverly Dozier indirectly holding 8,596 shares through a trust and 21,670 shares in the company’s 401(k) plan. The 401(k) balance is based on data from OneAmerica, the plan’s record keeper, as of 02/10/2026.

What role does Beverly J. Dozier hold at First US Bancshares, Inc. (FUSB)?

Beverly J. Dozier serves as an officer of First US Bancshares, Inc., with the titles SVP, Secretary, Assistant Treasurer-FUSB and SVP-Bank. Her Form 4 insider report reflects equity compensation and holdings associated with these senior leadership roles.

What plan governs the restricted stock granted to Beverly Dozier at FUSB?

The 930 restricted shares reported for Beverly Dozier were granted under the First US Bancshares, Inc. 2023 Incentive Plan. This plan authorizes time-based restricted stock awards that vest over multiple years to align executive compensation with the company’s long-term objectives.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/10/2026 - 03:07 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dozier Beverly J

(Last) (First) (Middle)

3291 US HIGHWAY 280

(Street)

BIRMINGHAM AL 35243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP,Secr,Ast Trs-FUSB;SVP-Bank

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $.01 par value	02/09/2026		A		930(1)	A	$0	7,610	D
Common Stock, $.01 par value								8,596	I	By Trust
Common Stock, $.01 par value								21,670	I(2)	401K

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in equal installments on the first, second, and third anniversaries of the grant date.

2. Based on information provided by OneAmerica, the record keeper of the First US Bancshares, Inc. 401(K) Plan, as of 2/10/26.

	/s/Beverly J. Dozier	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.